Michael R. Goland v. United States of America, and Federal Election Commission, Intervenor-Appellee

903 F.2d 1247, 1990 U.S. App. LEXIS 8159, 1990 WL 65382
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 21, 1990
Docket89-55422
StatusPublished
Cited by37 cases

This text of 903 F.2d 1247 (Michael R. Goland v. United States of America, and Federal Election Commission, Intervenor-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Michael R. Goland v. United States of America, and Federal Election Commission, Intervenor-Appellee, 903 F.2d 1247, 1990 U.S. App. LEXIS 8159, 1990 WL 65382 (9th Cir. 1990).

Opinions

FLETCHER, Circuit Judge:

This case requires the court to apply the Federal Election Campaign Act (FECA or the Act) to a peculiar political imbroglio. Appellant Michael Goland was indicted for FECA violations stemming from his activities during the 1986 United States Senate election in California. In response he filed a civil suit challenging the constitutionality of certain provisions of the Act as applied to his alleged participation. Goland invoked a statutory provision unique to FECA that permits any individual eligible to vote for President to initiate an action to construe the constitutionality of the Act. That provision also directs the district court immediately to certify all questions of constitutionality to the courts of appeals, sitting en banc. The district court found the constitutional challenge frivolous, dismissed the complaint, and refused to eertify the constitutional claim to the en banc court. Goland appeals. We affirm.

FEDERAL ELECTION CAMPAIGN ACT

In the aftermath of Watergate, Congress overhauled the Federal Election Campaign Act of 1971.1 The 1974 amendments set various limits on the size of individuals’ contributions to federal candidates, of expenditures by the candidates themselves, and of independent expenditures to promote a candidate.2 The amendments further imposed strict recordkeeping and public reporting obligations, and created the Federal Election Commission (FEC or the Commission) to oversee and enforce the Act.

The constitutionality of this campaign reform legislation was immediately challenged, and in Buckley v. Valeo, 424 U.S. 1, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) the Supreme Court upheld against first amendment attack the individual contribution limits and the recordkeeping and reporting requirements. Focusing on a distinction that has continued to evade many observers and some Justices, the Court, however, struck down the limitations on independent expenditures and candidate expenditures.3

The Court accepted the premise that limits on either contributions or independent expenditures place substantial and direct [1250]*1250limits on speech and association,4 but distinguished the first amendment values implicated by each fiscal activity. The Court reasoned that

a limitation upon the amount that any one person or group may contribute to a candidate or political committee entails only a marginal restriction upon the contributor’s ability to engage in free communication. A contribution serves as a general expression of support for the candidate and his views, but does not communicate the underlying basis for the support. The quantity of communication by the contributor does not increase perceptibly with the size of his contribution, since the expression rests solely on the undifferentiated, symbolic act of contributing.

The Court opined that contribution limits imposed “little direct restraint” on political communication because the contributor remains still free to discuss candidates and issues. “While contributions may result in political expression if spent by a candidate or an association to present views to the voters, the transformation of contributions into political debate involves speech by someone other than the contributor.” Id. at 19-21. An independent expenditure, in contrast, was seen by the Court as a means of facilitating the spender’s own political speech. The Court, therefore, viewed limitations on independent expenditures as directly restricting the degree to which the spender can speak autonomously.

The FEC and Congress advanced three governmental interests promoted by the contribution and expenditure limits: preventing corruption and the appearance of corruption, equalizing the relative ability of rich and poor to affect the outcome of elections, and braking the skyrocketing cost of political campaigns, thereby opening the political system more widely to candidates without access to large amounts of money. The Court found it unnecessary to look beyond the “primary” purpose of preventing corruption in order to uphold the limitation on individual contributions, but found this interest insufficient to justify the ceiling on independent expenditures because in the absence of coordination and prearrangement with the candidate, the danger of a quid pro quo exchange of money for improper commitments would be slight. The majority refused to find the other state interest— equalizing access to the political process— legitimate, let alone substantial.5

The Court was more expansive in its thinking regarding the purposes of FECA’s reporting and disclosure requirements. Although sensitive to the dangers of compelled disclosure of political activity, the Court found that the governmental interests were of such magnitude that the requirements passed the strict test estab[1251]*1251lished by NAACP v. Alabama, 357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958). The Court accepted as substantial all three purposes behind the disclosure requirement: to provide the electorate with information as to where political campaign money comes from and how it is spent by the candidate in order to aid the voters in evaluating those who seek federal office, to deter actual or apparent corruption, and to gather the data necessary to detect violations of the contribution limits. Buckley, 424 U.S. at 66-68, 96 S.Ct. and 657-658.

Under the current system of regulation of federal campaign financing, which was in effect during the 1986 Congressional elections, an individual may contribute no more than $1,000 to any one candidate, $5000 to a political action committee (“PAC”), and an aggregate of $20,000 to political committees of a national political party in any one election. 2 U.S.C. § 441a(a)(l). Contributions include payment for goods and services, including media advertisements. 2 U.S.C. §§ 431(8)(A), 441a(a)(7)(B) and 441a(a)(8).

A candidate’s campaign committee must keep detailed records of its financial activities and file periodic reports with the FEC. Those reports are made available for public inspection. Specifically, the political committee must keep a record of the identity of each person who contributes more than $50 (2 U.S.C. § 432(c)(2)), and must disclose in reports filed with the FEC the identification of each person whose total contributions to the campaign exceed $200 within the calendar year (2 U.S.C. § 434(a) & (b)).

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903 F.2d 1247, 1990 U.S. App. LEXIS 8159, 1990 WL 65382, Counsel Stack Legal Research, https://law.counselstack.com/opinion/michael-r-goland-v-united-states-of-america-and-federal-election-ca9-1990.