Michael Alan Crooker v. United States Parole Commission

776 F.2d 366, 1985 U.S. App. LEXIS 24418
Court of Appeals for the First Circuit·Decided October 30, 1985·No. 83-1687·Published·Cited by 18 cases

Opinion

ON MOTION FOR ATTORNEYS’ FEES AND COSTS

PER CURIAM.

Appellant Michael Crooker seeks an award of attorney’s fees under the Freedom of Information Act (FOIA), 5 U.S.C. § 552(a)(4)(E), on the basis of this court’s previous decisions that the United States Parole Commission must furnish him with copies of his presentence report, 760 F.2d 1 (1st Cir.1985), and with certain of his medical records, 730 F.2d 1 (1st Cir.1984). For reasons we discuss below, we conclude that appellant should be awarded $23,879.85 in costs and attorney’s fees.

Congress first authorized attorney’s fees in FOIA cases in 1974 amendments to the Act. The Senate Report accompanying the legislation explained that attorney’s fees were thought necessary

“to effectuat[e] the original congressional intent that judicial review be available to reverse agency refusals to adhere strictly to the Act’s mandates. Too often the barriers presented by court costs and attorneys’ fees are insumountable [sic] *367 for the average person requesting information, allowing the government to escape compliance with the law.” S.Rep. No. 854, 93d Cong., 2d Sess. 17 (1974) [hereinafter Senate Report].

Congress thus determined that plaintiffs who “substantially prevail” may be awarded attorney’s fees under the FOIA. 5 U.S.C. § 552(a)(4)(E). In this case, the work performed by appellant’s attorneys unquestionably led to the release of his presentence report and medical records, as well as to the Solicitor General’s determination that presentence reports are “agency records” subject to the FOIA. We also find that this material would not have been released without the lawsuit. This is sufficient to establish that appellant “substantially prevailed”. Crooker v. United States Department of Justice, 632 F.2d 916, 922 (1st Cir.1980); Vermont Low Income Advocacy Council v. Usery, 546 F.2d 509, 513 (2d Cir.1976).

Even if a plaintiff succeeds in obtaining the requested information, however, he is not automatically entitled to an award of attorney’s fees. See, e.g., Education/Instruccion v. U.S. Dep’t of Housing, 649 F.2d 4, 7 (1st Cir.1981); Crooker v. U.S. Dep’t of Justice, 632 F.2d 916, 922 (1st Cir.1980); Blue v. Bureau of Prisons, 570 F.2d 529, 533 (5th Cir.1978).

“[Attorneys’ fees under the FOIA [are] not to be awarded as a matter of course, as in civil rights cases; rather, a court [may use] the Senate’s four criteria to circumscribe the conditions under which it would make such an award____ In short, the question of whether to award attorneys’ fees is left to the sound discretion of the court”. Blue, 570 F.2d at 533.

The Senate criteria referred to are those that had been included in the Senate version of what was to become § 552(a)(4)(E). The conference substitute eliminated the criteria from the statute, but the conference report on the bill indicates that Congress nevertheless intended courts to consider such factors in exercising their discretion on the issue of attorney’s fees. S.Conf.Rep. No. 1200, 93d Cong., 2d Sess., reprinted in 1974 U.S.Code Cong. & Ad. News 6267, 6285, 6288. See Crooker v. United States Department of Justice, 632 F.2d at 922; Blue v. Bureau of Prisons, 570 F.2d at 533; Cuneo v. Rumsfeld, 553 F.2d 1360, 1364 (D.C.Cir.1977). These four factors, which we consider separately below, are: (1) the benefit to the public, if any, derived from the case; (2) the commercial benefit to the complainant; (3) the nature of the complainant’s interest in the records sought; and (4) whether the government’s withholding of the records had a reasonable basis in law. Education/Instruccion, 649 F.2d at 7; Crooker v. United States Department of Justice, 632 F.2d at 922. As we note infra, these are not airtight, independently indispensable prerequisites.

We note briefly at the outset of our discussion that appellant has failed to convince us that he should be awarded attorney’s fees in connection with his request for medical records. Although he sought no commercial benefit from the disclosure, he has not persuaded us that there was sufficient public interest to justify such an award, particularly since we can not say the government had no reasonable basis in law for withholding the records. We thus confine our more detailed scrutiny to the issue of the presentence report.

(1) Benefit to the Public

It is no doubt true that a successful FOIA plaintiff always acts in some degree for the benefit of the public, both by bringing the government into compliance with the language of the Act and by securing for society the benefits assumed to flow from the disclosure of government information. See Cuneo v. Rumsfeld, 553 F.2d at 1366. Appellant has done more than this. After his lawsuit, the government will no longer claim that presentence reports are exempt from the FOIA because they are court records not subject to the Act’s disclosure requirements. There is a strong likelihood that this will improve the quality of parole decisionmaking by provid *368 ing for increased disclosure of the reports. Despite the fact that a presentence report is “the vital document in parole release decisionmaking”, see Berry v. Department of Justice, 733 F.2d 1343, 1351 n. 12 (9th Cir.1984) (emphasis in original), “factual errors in presentence reports are commonplace” and “[ajllegations of inaccurate decisionmaking due to these factual errors are widespread”. 733 F.2d at 1355-56. Thus, the disclosure of such reports should benefit the public because it “may increase the accuracy of presentence reports, and improve the correctional decisionmaking process”, 733 F.2d at 1356 (citations omitted).

We believe this is the proper approach to the public benefit query whether or not the government succeeds in exempting presentence reports on other grounds in other cases, and despite any dispute about whether increased disclosure of reports would reduce the completeness and candor of information contained in them,

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Michael Alan Crooker v. United States Parole Commission, 776 F.2d 366, 1985 U.S. App. LEXIS 24418 (1st Cir. 1985).

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