Miccosukee Tribe of Indians of Florida v. Lewis Tein, P.L.

227 So. 3d 656, 42 Fla. L. Weekly Fed. D 1733
CourtDistrict Court of Appeal of Florida
DecidedAugust 9, 2017
Docket3D16-2826
StatusPublished
Cited by3 cases

This text of 227 So. 3d 656 (Miccosukee Tribe of Indians of Florida v. Lewis Tein, P.L.) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Miccosukee Tribe of Indians of Florida v. Lewis Tein, P.L., 227 So. 3d 656, 42 Fla. L. Weekly Fed. D 1733 (Fla. Ct. App. 2017).

Opinion

LUCK, J.

“There are reasons to doubt the wisdom' of perpetuating the doctrine” of tribal immunity. Kiowa Tribe of Oklahoma v. Mfg. Techs., Inc., 523 U.S. 751, 758, 118 S.Ct. 1700, 140 L.Ed.2d 981 (1998). It “can harm those who are unaware that they are dealing with a tribe, who do not know of tribal' immunity, or who have no choice in the matter, as in the case of tort victims.” Id. No one knows this more than Guy Lewis and Michael Tein. The Miccosukee Tribe of Indians of Florida, according to Lewis and Tein’s complaint, spent five years filing false lawsuits, suborning perjury, and obstructing justice, in an effort to damage' the attorneys’ finances, reputations, and law firm. Whatever its wisdom, tribal immunity endures, and Indian tribes are not subject to the civil jurisdiction of our courts absent a clear, explicit, and unmistakable waiver of tribal sovereign immunity or a congressional abrogation of that immunity. Because neither exception to tribal immunity has been established in this case, we reverse the trial court’s denial of the Miccosukee Tribe’s motion to dismiss.

FACTUAL BACKGROUND AND PROCEDURAL HISTORY

The Bermudez Wrongful Death Case. In 2000, the Bermudez family filed a wrongful. death action against Tammy Billie and Jimmie Bert, two members of the Micco-sukee Tribe, based on their involvement in a 1998 car accident in which Gloria Bermu-dez was killed and her husband and son were injured. The Tribe was not a party to the action. In 2005, Lewis and Tein were hired to take over Billie and Bert’s defense in the wrongful death action. 1 Damages were awarded in 2009 in the amount of $3,177 million to the Bermudez family. Following entry of the 2009 civil judgment, the Bermudez family began collections proceedings . against Tammy Billie and Jimmy Bert; the family also sought to enforce the judgment against, the Tribe itself, even though .the Tribe was not a party to the suit, . .

In September 2011, Bernardo Roman, the Tribe’s new attorney, provided the Bermudez family attorney with copies of sixty-one checks and check stubs from the Tribe’s general account, payable to Lewis and Tein in the amount of -$3,111,567. By doing so, the Tribe falsely represented to the trial court that the Tribe paid for the defense of Tammie Billie and Jimmie Bert in the wrongful death action. (In fact; the Tribe loaned the money to Billie and Bert to pay for their attorney’s fees out of their quarterly dividends that all Tribe members receive.) Based on Roman’s actions, the Bermudez .attorney launched, what turned out to be, a false claim of perjury and fraud on the court against Lewis and Tein. During these proceedings, Roman filed a motion for protective order and to-quash a subpoena for deposition.

In Miccosukee Tribe of Indians of Florida v. Bermudez, 92 So.3d 232 (Fla. 3d DCA 2012), this court held that the Tribe and Roman’s conduct in providing the Ber- *659 mudez attorney with the checks constituted a waiver of the Tribe’s sovereign immunity. This Court explained that:

[T]here can be no mistake about what occurred in our case. Mr. Roman, in an act approved by the Tribe, admittedly, has purposefully sought to participate in or influence a state court proceeding. We can conceive of no motive for the Tribe or Mr. Roman to have done so. The only plausible legal conclusion that can be drawn from the actions of Mr. Roman and the Tribe in this case is the one made by the trial court—the Tribe’s and Mr. Roman’s conduct constituted a clear, explicit, and unmistakable waiver of the Tribe’s claim to sovereign immunity.

Id. at 235. This Court further expressed bewilderment as to the purpose of the Tribe’s actions. Id. at 233 (“[F]or reasons mystifying to us ... [the Tribe] supplied plaintiffs counsel with copies of checks drawn on the Miccosukee Tribe General Account payable to Lewis Tein.”). After numerous hearings and discovery in the Bermudez proceedings, the trial court found that Lewis and Tein did not commit perjury and did not engage in fraud on the court or misconduct.

State Court Action. On April 2, 2012, the Tribe filed an action against Lewis and Tein in Miami-Dade circuit court, alleging malpractice, breach of fiduciary duty, fraud, fraud in the concealment, conspiracy to defraud, civil RICO conspiracy, civil racketeering, theft, and conversion. The trial court granted Lewis and Tein’s motion for summary judgment and, alternatively, dismissed the case for lack of subject matter jurisdiction because the complaint was predicated on an intra-tribal dispute. In Miccosukee Tribe of Indians of Florida v. Lewis, 165 So.3d 9 (Fla. 3d DCA 2015), this court affirmed the summary judgment because “the Tribe’s expert was unable to identify a single .invoice by the- Lawyers that he believed was fraudulent, illegal, or excessive.” Id. at 12. Subsequently, the trial court awarded Lewis and Tein reasonable attorney’s fees as a sanction against the Tribe. In its order the trial court expressly found that the Tribe knew the claims were unfounded and frivolous and that “[t]he Tribe and ■Roman filed this lawsuit in bad faith.”

Federal Court Action. On July-1, 2012, the Tribe filed an action against Lewis and Tein and. other parties in federal court, alleging, in part, federal racketeering, conspiracy to engage in racketeering, fraud, aiding and abetting fraud, state racketeering, and breach of fiduciary duty. See Miccosukee Tribe of Indians of Fla. v. Cypress, 975 F.Supp.2d 1298, 1301-02 (S.D. Fla. 2013). The federal court dismissed the lawsuit for lack of subject matter jurisdiction, id. at 1308, and the Eleventh Circuit Court of Appeals affirmed. See Miccosukee Tribe of Indians of Fla. v. Cypress, 814 F.3d 1202 (11th Cir. 2015). After a hearing on sanctions, the federal district court issued a written order sanctioning the Tribe and Roman in the amount of $975,750, and remarked that Roman’s “behavior [was] egregious and abhorrent.” See Miccosukee Tribe of Indians of Florida v. Cypress, No. 12-22439-CIV, 2015 WL 235433, at *19 (S.D. Fla. Jan. 16, 2015) (“Here, the wrongful conduct is the filing of the complaints with no reasonable factual basis to support their allegations”).

Second State Court Action. On November 16, 2013, the Tribe filed a second state court action, asserting essentially the same claims that were dismissed in federal court. On July 30, 2015, the trial court dismissed the second state court action based on res judicata grounds, stating that, “[a]t bottom, this case is simply another attempt to make the same claims that two prior judges have determined are *660 factually baseless, or are outside the Court’s jurisdiction as tribal governance.” See Miccosukee Tribe of Indians of Fla. v. Cypress, No. 2013CA35936, 2015 WL 9438244, at *3 (Fla. 11th Cir. Ct. Jul. 30, 2015).

This Case. On August 22, 2016, Lewis and Tein filed a complaint against the Tribe, alleging one count of civil remedies for criminal practices pursuant to section 772.103(3), Florida Statutes, and four counts of malicious prosecution premised on the Bermudez wrongful death action (count two), 2 the 2012 state court action (count three), the federal court action (count four), and the second state court action (count five).

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Bluebook (online)
227 So. 3d 656, 42 Fla. L. Weekly Fed. D 1733, Counsel Stack Legal Research, https://law.counselstack.com/opinion/miccosukee-tribe-of-indians-of-florida-v-lewis-tein-pl-fladistctapp-2017.