Metropolitan Life Insurance Company v. Molina

CourtDistrict Court, E.D. California
DecidedMarch 10, 2025
Docket1:23-cv-01553
StatusUnknown

This text of Metropolitan Life Insurance Company v. Molina (Metropolitan Life Insurance Company v. Molina) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Metropolitan Life Insurance Company v. Molina, (E.D. Cal. 2025).

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 METROPOLITAN LIFE INSURANCE Case No. 1:23-cv-01553-CDB COMPANY, 12 ORDER DENYING CROSS-DEFENDANT’S Plaintiff, RENEWED MOTIONS FOR APPOINTMENT 13 OF GUARDIAN AD LITEM AND COUNSEL 14 v. (Doc. 58) 15 CONCEPCION FLORES MOLINA, ORDER FINDING CROSS-DEFENDANT 16 Defendant/Cross-Plaintiff, INCOMPETENT TO PURSUE THIS ACTION PURSUANT TO FED. R. CIV. P. 17 17 v. 18 ORDER STAYING PROCEEDINGS AND LUPE C. FLORES, DIRECTING PERIODIC CASE 19 MANAGEMENT REPORTS Defendant/Cross-Defendant. 20 90-Day Deadline 21

22 On January 17, 2025, the Court held a competency hearing as to Cross-Defendant Lupe C. 23 Flores. Thereafter, the Court took the matter under submission. For the reasons set forth below, 24 the Court finds Lupe Flores incompetent to pursue this action on her own behalf. The Court will 25 order these proceedings stayed and direct Lupe Flores to file periodic case management reports. 26 I. GOVERNING LAW 27 The standard for determining competency is supplied by the law of the plaintiff's 1 lacks the capacity to understand the nature or consequences of the proceeding, or is unable to 2 assist counsel in the preparation of the case.” Golden Gate Way, LLC v. Stewart, No. C 09–04458 3 DMR, 2012 WL 4482053, *2 (N.D. Cal. Sept. 28, 2012) (citing In re Jessica G., 93 Cal. App. 4th 4 1180, 1186 (2001)); see Cal. Civ. Proc. Code § 372 (“When … a person who lacks legal capacity 5 to make decisions … is a party, that person shall appear either by a guardian or conservator of the 6 estate or by a guardian ad litem[.]”). Typically, “a guardian will not be appointed for an adult 7 unless the person gives consent or upon notice and a hearing.” Jurgens v. Dubendorf, No. 2:14- 8 CV-2780-KJM-DAD, 2015 WL 6163464, at *3 (E.D. Cal. Oct. 19, 2015); accord Golden Gate 9 Way, 2012 WL 4482053, *3 (relying on medical records and the Court’s observations of the party 10 at a hearing to conclude he did not have the capacity to participate in the litigation in any 11 meaningful fashion). 12 Under Rule 17(c), a district court must hold a competency hearing “when substantial 13 evidence of incompetence is presented.” Allen v. Calderon, 408 F.3d 1150, 1153 (9th Cir. 2005); 14 see Ferrelli v. River Manor Health Care Ctr., 323 F.3d 196, 203 (2d Cir. 2003) (explaining that 15 “due process considerations attend an incompetency finding and the subsequent appointment of a 16 guardian ad litem”); Thomas v. Humfield, 916 F.2d 1032, 1034 (5th Cir. 1990) (observing that the 17 appointment of a guardian ad litem implicates due process concerns because it deprives a litigant 18 of the right to control litigation and subjects them to possible stigmatization). The Ninth Circuit 19 has not clearly stated what constitutes “substantial evidence” of incompetence warranting such a 20 hearing. See Hoang Minh Tran v. Gore, No. 10cv464–GPC (DHB), 2013 WL 1625418, at *3 21 (S.D. Cal. April 15, 2013). However, the Ninth Circuit has indicated that sworn declarations from 22 the allegedly incompetent litigant, sworn declarations or letters from treating psychiatrists or 23 psychologists, and medical records may be considered in this regard. See Allen, 408 F.3d at 1152– 24 54; see also Hoang Minh Tran, 2013 WL 1625418, at *3. Such evidence must speak to the 25 court’s concern as to whether the person in question is able to meaningfully take part in the 26 proceedings. See AT&T Mobility, LLC v. Yeager, 143 F. Supp. 3d 1042, 1042 (E.D. Cal. 2015). 27 Under California law, the standard of relevance for purposes of weighing incompetency is viewed 1 broadly and a trial judge must “clearly bring out the facts.” In re Conservatorship of Pamela J., 2 133 Cal. App. 4th 807, 827 (2005). 3 “A[n] incompetent person who does not have a duly appointed representative may sue by 4 a next friend or by guardian ad litem. The court must appoint a guardian ad litem—or issue 5 another appropriate order—to protect a minor or incompetent person who is unrepresented in an 6 action.” Fed. R. Civ. P. 17(c)(2). Within its obligation of assessing competency, a district court 7 has broad discretion to determine the suitability of appointing a guardian ad litem. See United 8 States v. 30.64 Acres of Land, 795 F.2d 796, 805 (9th Cir. 1986). Thus, “[if] the court determines 9 that a pro se litigant is incompetent, the court generally should appoint a guardian ad litem under 10 Rule 17(c).” Davis v. Walker, 745 F.3d 1303, 1310 (9th Cir. 2014). “If another order would 11 sufficiently protect the incompetent person’s interests in the litigation in lieu of a guardian, the 12 court may enter such an order.” Id. 13 “[N]otwithstanding the incompetency of a party, the guardian may make binding contracts 14 for the retention of counsel and expert witnesses and may settle the claim on behalf of his ward.” 15 30.64 Acres of Land, 795 F.2d at 805. However, a guardian ad litem who is not an attorney must 16 be represented by counsel in order to litigate a case on another’s behalf. See Johns v. Cnty. of San 17 Diego, 114 F.3d 874, 877 (9th Cir. 1997); Stoner v. Santa Clara Cnty. Office of Educ., 502 F.3d 18 1116, 1127 (9th Cir. 2007) (explaining the right to proceed pro se is personal to the litigant). 19 II. DISCUSSION 20 a. Cross-Defendant Lupe Flores’ Filings and Declarations 21 On March 25, 2024, Lupe Flores filed a motion for appointment of guardian ad litem. 22 (Doc. 31). The motion attached a letter, dated January 15, 2024, from physician Peter Thomas 23 Leistikow in Winston Salem, North Carolina, explaining that Lupe Flores was seen on December 24 22, 2023, in regards to memory changes from a “possible neurocognitive disorder. She is pending 25 additional testing and workup.” Id. at 5. On April 19, 2024, the Court denied the motion without 26 prejudice on three grounds: (1) the motion failed to provide substantial evidence of incompetence; 27 (2) the motion failed to show efforts to confer with Cross-Plaintiff Concepcion Molina and 1 appointment; and (3) the motion failed to identify potential candidates willing to be appointed as 2 guardian ad litem and include their sworn attestations that they did not have conflicts of interest, 3 as required by Local Rule 202. See (Doc. 33). 4 On July 8, 2024, Lupe Flores filed a renewed motion for appointment of guardian ad 5 litem. (Doc. 39). The motion attached progress notes from Dr. Leistikow, dated June 27, 2024, 6 representing that a neuropsychological assessment done on Lupe Flores on June 10, 2024, showed 7 “moderate deficits across multiple cognitive domains,” including learning, retrieval, speed 8 processing, and language, consistent with “mild vascular neurocognitive disorder.” Id. at 4. Dr. 9 Leistikow provides that he suggested they pursue formal legal representation in the instant action, 10 but Lupe Flores stated it was not financially possible at the time. Id. at 4. On July 19, 2024, Lupe 11 Flores filed a supplement to her motion stating that she has moderate vascular dementia and 12 dyslexia. (Doc. 45). It is signed by both Lupe Flores and Dawn Harris. Id. at 1.

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Metropolitan Life Insurance Company v. Molina, Counsel Stack Legal Research, https://law.counselstack.com/opinion/metropolitan-life-insurance-company-v-molina-caed-2025.