TIMBERS, Chief Judge.
QUESTION PRESENTED
Respondent’s motion for summary judgment, pursuant to Rule 56, Fed.R. Civ.P., presents the question whether this Court should vacate an arbitrator’s award that a recall after strike grievance is not arbitrable under the collective bargaining agreement between the parties, the issue of arbitrability having been the only issue expressly submitted by the parties to the arbitrator. The Court holds the arbitrator’s award should not be vacated and accordingly grants respondent’s motion for summary judgment.
FACTS
Petitioner Metal Products Workers Union, Local 1645, UAW-AFL-CIO (the Union), a labor organization representing employees of respondent The Torrington Company (the Company), petitioned for an order vacating an arbitration award pursuant to a collective bargaining agreement between respondent and petitioner. Respondent moved for summary judgment.
Jurisdiction is based on Section 301 of the Labor Management Relations Act (29
U.S.C. § 185) and through it are invoked the remedies of Section 10 of the United States Arbitration Act (9 U.S.C. § 10).
The facts necessary to a determination of respondent’s motion for summary judgment are not in dispute.
The Company and the Union entered into a collective bargaining agreement September 27, 1961. It expired September 27, 1963.
Upon termination of the agreement, the Union called a strike because no new agreement had been reached. The strike lasted until January 18, 1964.
Prior to and during the strike, the Company and the Union entered into negotiations for a new agreement. They arrived at a new agreement January 18, 1964.
At the time the new agreement was reached approximately two thousand employees were still on strike.
January 20, 1964, pursuant to the multi-step grievance procedure of the new agreement,
the Union filed a grievance alleging that the Company violated the new agreement by failing to call back to work, following termination of the strike, Michael Chiarito, an employee in the Company’s heat treatment department and a member of the Union, in accordance with the seniority provisions of the collective bargaining agreement.
The Chiarito grievance was processed through the grievance procedure, culminating in the rejection of the grievance by the Company March 17,1964 primarily on the ground that the provision of the agreement governing recall of employees after layoff due to lack of work
did not control the method of recalling employees upon termination of the strike.
The Union, pursuant to Article Y, Section 2 of the agreement, appealed the rejection of the Chiarito grievance to the American Arbitration Association April 14, 1964.
The Company, in a letter to the American Arbitration Association dated May 28, 1964, asserted that, because the seniority provisions of the agreement did not control the recall of employees following the strike, the grievance was not arbi
trable within the meaning of the arbitration clause of the agreement.
In accordance with the agreement, John A. Hogan was appointed as arbitrator by the American Arbitration Association pursuant to its Voluntary Labor Arbitration Rules. At a hearing held June 17, 1964, the parties agreed to submit to arbitration only the issue of whether the Chiarito grievance was arbitrable.
June 26, 1964 the arbitrator, after reviewing the evidence and arguments presented by the parties, made the following award:
“Under the facts of this case there is no Contract clause to interpret or apply and, therefore, the matter is not arbitrable.”
The award was based on the following findings set forth in the arbitrator’s opinion:
“1. The parties, by their understanding and by the practice followed in returning almost 2000 employees since the strike, departed from the recall-after-layoff provisions of the Contract.
“2. That the seniority provisions were not to govern the return of employees was made known to the Union on January 18, 1964 when the Union’s suggestions for applying the recall provisions were rejected by the Company.
“3. The Contract has no specific provisions establishing the procedures for returning workers after a strike. Considering this fact along with 1 and 2 above, there is no Contract provision to arbitrate.
“4.
The recall provisions, based on job seniority, refer to recall after layoff or transfer in lieu of layoff.
“5. The parties did not provide in their settlement provisions that the recall provisions under layoff conditions were to govern returning employees to work after the strike.
“6. The arbitrator may not by his decision in effect write such a clause into the Contract. Under Article V, 3, the arbitrator ‘shall have no power to add to * * * the provisions of this Agreement.’
“7. The history of negotiations on this matter, the rejection of the Union’s suggestion that the seniority provisions of the Contract be followed, the understanding reached, and the practice followed, add up to the conclusion that the seniority provision of the Contract were [sic] specifically not to govern the return to work of the strikers.
For the pur
pose of this case,
therefore, there is no Contract clause, the application or interpretation of which is arbitrable.” (Emphasis is that of arbitrator)
242 F.Supp. — 52
CLAIMS OF THE PARTIES
The Union, in petitioning this Court to vacate the award, alleges that the arbitrator was guilty of misbehavior and exceeded his powers under the collective bargaining agreement in that (i) he interpreted too restrictively the scope of the arbitration clause in the new agreement; (ii) he ignored decisions, including those of the United States Supreme Court, holding similar grievances arbitrable under similarly worded arbitration clauses; (iii) he found relevant to the issue submitted to him “accommodations that may have been made by the parties” subsequent to the filing of the grievance ; and (iv) apart from whether the arbitrator exceeded his powers, his award is “flagrantly at variance with declared public policy.”
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TIMBERS, Chief Judge.
QUESTION PRESENTED
Respondent’s motion for summary judgment, pursuant to Rule 56, Fed.R. Civ.P., presents the question whether this Court should vacate an arbitrator’s award that a recall after strike grievance is not arbitrable under the collective bargaining agreement between the parties, the issue of arbitrability having been the only issue expressly submitted by the parties to the arbitrator. The Court holds the arbitrator’s award should not be vacated and accordingly grants respondent’s motion for summary judgment.
FACTS
Petitioner Metal Products Workers Union, Local 1645, UAW-AFL-CIO (the Union), a labor organization representing employees of respondent The Torrington Company (the Company), petitioned for an order vacating an arbitration award pursuant to a collective bargaining agreement between respondent and petitioner. Respondent moved for summary judgment.
Jurisdiction is based on Section 301 of the Labor Management Relations Act (29
U.S.C. § 185) and through it are invoked the remedies of Section 10 of the United States Arbitration Act (9 U.S.C. § 10).
The facts necessary to a determination of respondent’s motion for summary judgment are not in dispute.
The Company and the Union entered into a collective bargaining agreement September 27, 1961. It expired September 27, 1963.
Upon termination of the agreement, the Union called a strike because no new agreement had been reached. The strike lasted until January 18, 1964.
Prior to and during the strike, the Company and the Union entered into negotiations for a new agreement. They arrived at a new agreement January 18, 1964.
At the time the new agreement was reached approximately two thousand employees were still on strike.
January 20, 1964, pursuant to the multi-step grievance procedure of the new agreement,
the Union filed a grievance alleging that the Company violated the new agreement by failing to call back to work, following termination of the strike, Michael Chiarito, an employee in the Company’s heat treatment department and a member of the Union, in accordance with the seniority provisions of the collective bargaining agreement.
The Chiarito grievance was processed through the grievance procedure, culminating in the rejection of the grievance by the Company March 17,1964 primarily on the ground that the provision of the agreement governing recall of employees after layoff due to lack of work
did not control the method of recalling employees upon termination of the strike.
The Union, pursuant to Article Y, Section 2 of the agreement, appealed the rejection of the Chiarito grievance to the American Arbitration Association April 14, 1964.
The Company, in a letter to the American Arbitration Association dated May 28, 1964, asserted that, because the seniority provisions of the agreement did not control the recall of employees following the strike, the grievance was not arbi
trable within the meaning of the arbitration clause of the agreement.
In accordance with the agreement, John A. Hogan was appointed as arbitrator by the American Arbitration Association pursuant to its Voluntary Labor Arbitration Rules. At a hearing held June 17, 1964, the parties agreed to submit to arbitration only the issue of whether the Chiarito grievance was arbitrable.
June 26, 1964 the arbitrator, after reviewing the evidence and arguments presented by the parties, made the following award:
“Under the facts of this case there is no Contract clause to interpret or apply and, therefore, the matter is not arbitrable.”
The award was based on the following findings set forth in the arbitrator’s opinion:
“1. The parties, by their understanding and by the practice followed in returning almost 2000 employees since the strike, departed from the recall-after-layoff provisions of the Contract.
“2. That the seniority provisions were not to govern the return of employees was made known to the Union on January 18, 1964 when the Union’s suggestions for applying the recall provisions were rejected by the Company.
“3. The Contract has no specific provisions establishing the procedures for returning workers after a strike. Considering this fact along with 1 and 2 above, there is no Contract provision to arbitrate.
“4.
The recall provisions, based on job seniority, refer to recall after layoff or transfer in lieu of layoff.
“5. The parties did not provide in their settlement provisions that the recall provisions under layoff conditions were to govern returning employees to work after the strike.
“6. The arbitrator may not by his decision in effect write such a clause into the Contract. Under Article V, 3, the arbitrator ‘shall have no power to add to * * * the provisions of this Agreement.’
“7. The history of negotiations on this matter, the rejection of the Union’s suggestion that the seniority provisions of the Contract be followed, the understanding reached, and the practice followed, add up to the conclusion that the seniority provision of the Contract were [sic] specifically not to govern the return to work of the strikers.
For the pur
pose of this case,
therefore, there is no Contract clause, the application or interpretation of which is arbitrable.” (Emphasis is that of arbitrator)
242 F.Supp. — 52
CLAIMS OF THE PARTIES
The Union, in petitioning this Court to vacate the award, alleges that the arbitrator was guilty of misbehavior and exceeded his powers under the collective bargaining agreement in that (i) he interpreted too restrictively the scope of the arbitration clause in the new agreement; (ii) he ignored decisions, including those of the United States Supreme Court, holding similar grievances arbitrable under similarly worded arbitration clauses; (iii) he found relevant to the issue submitted to him “accommodations that may have been made by the parties” subsequent to the filing of the grievance ; and (iv) apart from whether the arbitrator exceeded his powers, his award is “flagrantly at variance with declared public policy.”
The Company, in moving for summary judgment, alleges that (i) the Union’s motion to vacate, having been filed more than 30 days after the Union received notice of the award, is barred by Section 52-420 of the Connecticut General Statutes which provides that motions to vacate arbitration awards must be made within 30 days from the time the party seeking to vacate received notice of the award; (ii) this Court lacks jurisdiction to entertain the Union’s motion to vacate for the reason that the Union, having failed properly to state a claim under Section 301 of the Labor Management Relations Act, cannot avail itself of the three month limitation provision in the United States Arbitration Act,
a statute which alone confers no jurisdiction upon this Court; and (iii) there are no valid grounds for setting aside the award.
JURISDICTION AND TIMELINESS OF THE PETITION
The Court rejects the first two claims advanced by the Company in support of its motion for summary judgment.
Where a proceeding turns upon the construction of a collective bargaining agreement in industries affecting commerce and, more specifically, upon the determination of the obligations of the parties to arbitrate disputes arising-under the agreement, the courts in this Circuit read expansively the grant of jurisdiction in Section 301(a) of the Labor Management Relations Act.
The instant petition to vacate clearly places in controversy the obligation .of the Company to arbitrate the Chiarito grievance. Moreover, the Union did not restrict its jurisdictional claim to the United States Arbitration Act,
but expressly asserted jurisdiction pursuant to both Section 301 (a) and the Arbitration Act. The Court sees no reason to depart from the firmly established practice in this Circuit of exercising jurisdiction pursuant to Section 301(a) in actions involving the obligations of parties to arbitrate under a collective bargaining agreement where the remedy sought is one authorized by the Arbitration Act.
It follows that the period of limitation applicable to the instant proceeding is the three month period prescribed by the United States Arbitration Act and not, as the Company urges, the shorter Connecticut period. Although the Arbitration Act itself confers no jurisdiction upon this Court, “it does provide an additional procedure and remedy in the federal courts where jurisdiction already exists.”
The Court, having determined that Section 301(a) independently establishes its jurisdiction of the parties and the subject matter of the action, finds that procedures authorized by the Arbitration Act, including the three month limitation period, were available to the Union. The petition to vacate is timely.
COURT’S FUNCTION UNDER SECTION 10 OF THE ARBITRATION ACT
The function of this Court in determining whether to vacate an arbitration award is “severely limited.”
The statute establishing the remedy sought by the Union expressly provides four grounds for setting aside an award;
only two are urged here by the Union, namely, that the arbitrator was “guilty of * * * misbehavior by which the rights of [petitioner] have been prejudiced”
and that he “exceeded [his] powers.”
The two statutory grounds urged by the Union do not authorize setting aside an award for “erroneous finding of fact or * * * misinterpretation of law,”
“insufficiency of supporting facts”
or misconstruction of a contract.
To warrant vacating the instant award on the statutory grounds asserted, the Union must clearly demonstrate that the arbitrator’s award amounted to a “manifest disregard”
of the law or “manifests] an infidelity” to the arbitrator’s obligation to interpret
and apply the collective bargaining agreement.
That the parties initially submitted for determination by the arbitrator the question of the arbitrability of a grievance under a collective bargaining contract—an issue ordinarily reserved for determination in the first instance by the federal courts
—does not enlarge, in the view of this Court, the otherwise restricted scope of review authorized by the Arbitration Act. Where the intention of the parties to exclude “from court determination not merely the decision of the merits of the grievance but also the question of its arbitrability, vesting power to make both decisions in the arbitrator”
is clearly demonstrated, as in the instant case,
there appears no reason not to follow the statutory rules that customarily limit this Court’s authority in reviewing arbitrators’ awards. The Court finds nothing in the Arbitration Act or in the national labor policy of promoting industrial stabilization through settlement of labor disputes by arbitration—clearly enunciated in those decisions reserving to the courts the task of determining “substantive arbitrability”
—which precluded the parties from agreeing to arbitrate the threshold question whether the Chiarito grievance was arbitrable.
The Union was in no way compelled to submit the question of arbitrability to arbitration. Upon the Company’s final rejection of the grievance March 17, 1964, thus exhausting the multi-step grievance procedure under the collective bargaining agreement, the Union, in order to pursue the grievance under Article V, Section 2 of the agreement, was bound to appeal the grievance to the American Arbitration Association. Once the appeal was taken and the Company made clear its intent to dispute the arbitrability of the grievance,
however, the Union was entitled to petition this Court for an order, pursuant to Section
4 of the Arbitration Act,
compelling respondent to arbitrate the Chiarito grievance. Had .the Union followed the latter procedure, the Court would have been free to consider the question of “substantive arbitrability” unrestricted by limitations imposed by Section 10 of the Arbitration Act. In view of the procedure the Union did pursue, however, the Court is precluded from examining
de novo
the question whether the agreement obligated the parties to arbitrate the merits of the Chiarito grievance.
APPLICATION OF STATUTORY STANDARDS TO AWARD
The Court, applying to the arbitrator’s award the statutory standards of Section 10 of the Arbitration Act, as interpreted by the courts, finds that the award neither “manifests an infidelity” to the provisions of the agreement, nor does it amount to a “manifest disregard” of the law governing substantive arbitrability.
The controlling rules of construction for determining substantive arbitrability are found in the following familiar passages of the Supreme Court’s decision in United Steelworkers of America v. Warrior & Gulf Navigation Co.:
“[T]o be consistent with congressional policy in favor of settlement of disputes by the parties through the machinery of arbitration, the judicial inquiry under § 301 [of the Labor Management Relations Act] must be strictly confined to the question whether the reluctant party did agree to arbitrate the grievance or did agree to give the arbitrator power to make the award he made. An order to arbitrate the particular grievance should not be denied unless it may be said with positive assurance that the arbitration clause is not susceptible of an interpretation that covers the asserted dispute. Doubts should be resolved in favor of coverage.
* * * * *
“In the absence of any express provision excluding a particular grievance from arbitration, we think only the most forceful evidence of a purpose to exclude the claim from arbitration can prevail, particularly where, as here, the exclusion clause is vague and the arbitration clause quite broad.”
?
Construing only the language of the collective bargaining agreement to ascertain whether the Chiarito grievance “on its face is governed by the contract,”
the Court finds persuasive evidence that the Company was not obligated to arbitrate the grievance. The Chiarito grievance unquestionably involved the recall of a striking employee in accordance with the seniority provisions
of the agreement.
There is no provision in the seniority clauses or elsewhere in the agreement for the application of seniority rules to recalled strikers. The only provision in the agreement dealing with recall on the basis of job seniority is concerned with recall after layoff or recall after transfer in lieu of layoff
— situations clearly not here involved. Where there is no contract provision dealing with the subject matter of the grievance, to find that such grievance is arbitrable under a contract clause calling for arbitration of “a grievance with respect to the interpretation or application of
any provisions in this contract,”
(emphasis added) in effect would be to rewrite the contract for the parties — a function specifically withheld from the arbitrator
and by judicial restraint from the Court.
Furthermore, contrary to the Union’s position, a reading of the agreement discloses that the parties did not obligate themselves to arbitrate
all
grievances except those involving management rights enumerated in Article IV, Section 1.
Under Article V, certain grievances subject to the multi-step grievance procedure in Article IV of the agreement are not arbitrable. While the parties broadly defined those grievances subject to the
grievance procedure
as including “Any dispute or question in regard to wages, hours, and working conditions, or in regard to the interpretation or application of any of the provisions of this agreement,”
they agreed to
arbitrate
only those grievances involving “interpretation or application of any provisions in this contract” not settled under the three-step grievance procedure.
Despite this language of the agreement indicating an intention not to arbitrate the subject matter of the Chiarito grievance, the Court, solely on the basis of the language of the agreement, would not find “beyond peradventure of doubt”
that the grievance was not intended to be covered by the arbitration clause. If the arbitrator’s award were grounded solely upon the language of the contract, therefore, it would amount to a “manifest disregard” of the applicable law
so as to require this Court to grant the Union’s petition.
The instant award, however, was not based solely upon the language of the agreement. In ruling that the Chiarito matter was not arbitrable, the arbitrator relied also upon a finding based on evidence presented to him by the parties at the June 17, 1964 hearing that the parties reached an understanding during strike settlement negotiations held January 18, 1964 that the recall after layoff provision of the new agreement would not govern the return to work of striking employees.
The arbitrator found that on January 18, 1964, during the course of strike settlement negotiations and when the question of; how employees would be returned to work was under consideration, the Company rejected the Union’s proposal that the striking workers be recalled according to job seniority as prescribed by the recall after layoff provision of the agreement. The Company represented, according to the arbitrator, that it would “recall as many employees as possible and as fast as possible and that where feasible its general policy would be to recall on a plant seniority basis and then assign the employees to jobs on the basis of job requirements provided they had the qualifications to perform the work. There would be deviations from the general policy depending on the particular circumstances.” The Company thereupon returned approximately 2000 employees to work pursuant to this understanding. The recall after layoff provision was not followed in returning Mr. Chiarito or his fellow employees to work.
The Court finds that the award does not amount to a manifest disregard of the law. It is based upon the arbitrator’s interpretation of the collective bargaining agreement in light of the evidence of the parties’ understanding not to follow the seniority provisions in recalling striking employees. The arbitrator neither exceeded the power granted him by the parties, nor was he guilty of misconduct within the meaning of Section 10 of the Arbitration Act.
The arbitrator’s consideration of the evidence relating to the strike settlement negotiations was entirely proper. The history of the parties’ negotiations bore directly on the “scope of the contractual promise to arbitrate”
the merits of the grievance in question. Moreover, the evidence related to negotiations between the parties antedating both the filing of the Chiarito grievance and the Company’s contesting of the arbitrability of the grievance.
Where, as here, no contract provision expressly excludes the particular grievance from arbitration, the Supreme Court has left no doubt that “only the most forceful evidence of a purpose to exclude the claim from arbitration can prevail.”
This Court finds that evidence presented to the arbitrator relating to strike settlement negotiations constituted “the most forceful evidence” of the parties’ intent to exclude from the scope of the arbitration clause grievances involving application of the seniority provisions to employees returning from strike.
“[Arbitration is a matter of contract and a party cannot be required to submit to arbitration any dispute which he has not agreed so to submit.”
Unless this statement is to be viewed as surplusage—a characterization this Court is reluctant to ascribe to language frequently repeated by the Supreme Court (e. g., John Wiley & Sons, Inc. v. Livingston, 376 U.S. 543, 547 (1964); Atkinson v. Sinclair Refining Co., 370 U.S. 238, 241 (1962); Drake Bakeries Inc. v. Local 50, 370 U.S. 254, 256 (1962))—the principle is believed to be both appropriate to and dispositive of this case.
The parties were contractually obligated to arbitrate only those grievances involving interpretation or application of a provision of the agreement. The evidence at the arbitration hearing established that the Chiarito grievance involved a matter not governed by a provision of the agreement. Absent such a provision subject to interpretation or application, as the arbitrator held, there was no arbitrable grievance as defined by the arbitration clause.
CONCLUSION
There being no genuine issue as to any material fact and defendant being entitled to judgment as a matter of law, respondent’s motion for summary judgment is granted. Petitioner’s petition to vacate the arbitrator’s award is dismissed.