Mescalero Apache v. State of New Mexico

131 F.3d 1379, 1997 Colo. J. C.A.R. 3245, 39 Fed. R. Serv. 3d 1300, 1997 U.S. App. LEXIS 34495, 1997 WL 758842
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 10, 1997
Docket96-2156
StatusPublished
Cited by30 cases

This text of 131 F.3d 1379 (Mescalero Apache v. State of New Mexico) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mescalero Apache v. State of New Mexico, 131 F.3d 1379, 1997 Colo. J. C.A.R. 3245, 39 Fed. R. Serv. 3d 1300, 1997 U.S. App. LEXIS 34495, 1997 WL 758842 (10th Cir. 1997).

Opinion

STEPHEN H. ANDERSON, Circuit Judge.

This case began in 1992 when plaintiff and appellant, the Apache Tribe of the Mescalero Reservation, a federally-recognized Indian tribe in New Mexico, filed an action seeking to compel the State of New Mexico to negotiate in good faith to achieve a compact permitting Class III (casino-type) gaming on the Mescalero Reservation. Eventually, in 1995, the Tribe and the State entered into a compact (“Compact”) permitting such gaming, the validity of which is an issue in this case. The present appeal is from the district court’s denial of the Tribe’s motion to strike the State’s Eleventh Amendment immunity defense, denial of the Tribe’s motion to dismiss the State’s counterclaim seeking to declare the Compact invalid, and grant of summary judgment to the State on its counterclaim. We affirm.

*1381 BACKGROUND

The Tribe’s initial action in 1992 was filed pursuant to the Indian Gaming Regulatory Act, 25 U.S.C. §§ 2701-2721 (“IGRA”), which gives district courts jurisdiction over “any cause of action initiated by an Indian tribe arising from the failure of a State to enter into negotiations with the Indian tribe for the purpose of entering into a Tribal-State com* pact.” 25 U.S.C. § 2710(d)(7)(A)®. The State argued that such an action was barred by the Tenth and Eleventh Amendments, and the district court agreed, dismissing the Tribe’s action. On appeal to this court, we reversed, holding that the State may not assert Tenth or Eleventh Amendment immunity to an action under IGRA to compel a state to negotiate in good faith. Ponca Tribe of Oklahoma v. Oklahoma, 37 F.3d 1422 (10th Cir.1994), vacated, — U.S. -, 116 S.Ct. 1410, 134 L.Ed.2d 537 (1996). On remand to the district court, the State filed an answer along with a counterclaim against the Tribe, seeking a declaration that the Compact was invalid. The State again argued it had Tenth and Eleventh Amendment immunity.

The Tribe then filed a motion to strike the State’s Tenth and Eleventh Amendment defenses, as well as a Fed.R.Civ.P. 12(b)(1) motion to dismiss the State’s counterclaim for lack of jurisdiction. The State moved for summary judgment on its counterclaim. Meanwhile, the United States Supreme Court issued its decision in Seminole Tribe of Florida v. Florida, 517 U.S. 44, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996), in which it held that .Congress lacked the authority to abrogate the states’ Eleventh Amendment immunity by means of the Indian Commerce Clause, U.S. Const., Art. 1, § 8, cl. 3, pursuant to which IGRA was enacted, thereby effectively overruling our Ponca Tribe decision. Id. at-, 116 S.Ct. at 1119. The Supreme Court did not address Tenth Amendment immunity. Id. at - n. 10, 116 S.Ct. at 1126 n. 10. Following its decision in Seminole, the Supreme Court vacated Ponca Tribe and remanded the case to us for reconsideration in light of Seminole. 1

The district court then held a hearing on all outstanding motions, following which it entered an order: 1) denying the Tribe’s motion to strike the State’s Eleventh Amendment immunity defense; 2) granting the Tribe’s motion to strike the State’s Tenth Amendment immunity defense; and 3) denying the Tribe’s motion to dismiss the State’s counterclaim, and granting the State’s motion for summary judgment on the issue of the Compact’s validity, holding that the Compact was invalid. The Tribe appeals. During the pendency of this appeal, our court issued a decision, Pueblo of Santa Ana v. Kelly, 104 F.3d 1546 (10th Cir.), cert. denied, — U.S. -, 118 S.Ct. 45, 139 L.Ed.2d 11 (1997), in which we held that compacts entered into by various tribes, which were virtually identical to the Compact at issue in this case, were invalid and not “in effect” under IGRA because the Governor of New Mexico lacked the authority to sign the compacts on behalf of the State. Id. at 1559.

DISCUSSION

Following the Supreme Court’s denial of certiorari in Pueblo of Santa Ana, we issued an order in this case, directing the parties to brief the following issues: 1) the effect of the decision in Pueblo of Santa Ana upon the issues presented in, and the disposition of, this appeal; 2) whether intervening changes in New Mexico state law affect any of the issues in this case, affect the necessity of our ruling on any of those issues, or require the court to consider certification of new state law issues to the New Mexico Supreme Court; and 3) whether this case should be stricken from the oral argument calendar and submitted on the briefs. We invited the parties to address any other issues they wished, and, of course, we have the parties’ original briefs filed in this appeal. We have reviewed the briefs of the parties, as well as of amici curiae, the Pueblos of Santa Ana, Tesuque, Taos, Pojoaque and Acoma.

The Tribe argues that Pueblo of Santa Ana is not dispositive of this case “because there are still outstanding issues which were *1382 not considered by this Court in the Santa Ana case.” Appellant’s Supp. Br. at 2. First, the Tribe argues this case is distinguishable from Pueblo of Santa Ana because the United States is not a party to this case, as it was in Pueblo of Santa Ana. Id. The Tribe accordingly argues we must consider whether the United States is an indispensable party in whose absence the State’s counterclaim must be dismissed. The Tribe also claims that the absence of the United States, against whom the Tribe lacks sovereign immunity, compels us to decide whether the Tribe’s immunity has been abrogated by Congress. Other issues the Tribe argues were not addressed by Pueblo of Santa Ana are whether the political question doctrine precludes us from considering this case and “whether Congress even vested the District Court with the jurisdiction to entertain the State’s counterclaim.” Id. The Tribe also claims that there are “distinctions between the sovereign immunity of New Mexico and that of Florida as they relate to the applicability of Seminole.” Id. at 3. Finally, the Tribe argues that “substantial changes in New Mexico law” since our Pueblo of Santa Ana decision “suggest[s] that the Court should revisit [that] decision.” Id.

The State argues that, to the extent issues in this appeal depend upon the validity of the Compact, Pueblo of Santa Ana’s holding that identical compacts are invalid controls.

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Bluebook (online)
131 F.3d 1379, 1997 Colo. J. C.A.R. 3245, 39 Fed. R. Serv. 3d 1300, 1997 U.S. App. LEXIS 34495, 1997 WL 758842, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mescalero-apache-v-state-of-new-mexico-ca10-1997.