Merriam-Webster, Inc., Plaintiff-Appellee-Cross-Appellant v. Random House, Inc., Defendant-Appellant-Cross-Appellee

35 F.3d 65, 32 U.S.P.Q. 2d (BNA) 1010, 1994 U.S. App. LEXIS 24401
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 9, 1994
Docket959, 960, 961 and 962, Dockets 93-7276, 93-7362, 93-7728 and 93-7776
StatusPublished
Cited by59 cases

This text of 35 F.3d 65 (Merriam-Webster, Inc., Plaintiff-Appellee-Cross-Appellant v. Random House, Inc., Defendant-Appellant-Cross-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Merriam-Webster, Inc., Plaintiff-Appellee-Cross-Appellant v. Random House, Inc., Defendant-Appellant-Cross-Appellee, 35 F.3d 65, 32 U.S.P.Q. 2d (BNA) 1010, 1994 U.S. App. LEXIS 24401 (2d Cir. 1994).

Opinion

WINTER, Circuit Judge:

Random House, Inc. appeals from Judge McKenna’s order granting a permanent injunction under the Lanham Act § 43(a), 15 U.S.C. § 1125(a) (1988), against infringement of Merriam-Webster, Inc.’s trade dress for the dust jackets of its dictionaries. We hold that, as a matter of law, no confusion or likelihood of confusion exists between the respective jackets. We also hold there is no dilution under New York law of either Merriam-Webster’s trademarks or trade dress. We therefore vacate the injunction and order dismissal of the complaint. In light of that disposition, we need not address the various forms of other appellate relief sought by the parties through a petition for writ of mandamus and cross-appeal.

BACKGROUND

Merriam-Webster publishes a variety of reference works that depict on the front cover of the dust jacket its “bull’s eye” logo — a large white circle containing the word ‘Webster’s” and a description of the type of work. Merriam-Webster has registered this logo as a trademark with the Patent and Trademark Office. The present aetion involves the ninth edition of Merriam-Webster’s hardcover, abridged, desk-top dictionary that has been published in numerous editions since 1898. As described by Merriam-Webster’s expert, the dictionary is one of a genre of works known as “college” dictionaries and is the market leader in this field. The eighth edition, published in 1973, bore the title Webster’s New Collegiate Dictionary. The ninth edition was published in 1983 and bore the title Webster’s Ninth New Collegiate Dictionary. The jacket design for the ninth edition is the one at issue in the instant matter.

The jacket' has a bright red background. The front is dominated by the “bull’s eye” logo — a large circle with a thin white outer rim, a thin blue inner rim, a central area with *68 a background of white and the title, “Webster’s Ninth New Collegiate Dictionary” in blue. The diameter of the “bull’s-eye” is slightly over 6”. The jacket is roughly 10” by 6%”. The words “A Merriam-Webster” appear in white script above the “bull’s-eye.” The word ‘Webster’s” appears in white vertically on the spine and occupies close to half the space. Horizontally in smaller type appear Webster’s Ninth New Collegiate Dictionary” at the top of the spine and “Merriam Webster” at the bottom. Both are in white.

Random House has published a “college” dictionary since 1947. In 1968, it titled its product “The Random House College Dictionary.” The dictionary was marketed with a red dust jacket, the title in large black and white letters, and Random House’s “house” logo — an angular drawing of a house — in white. The spine displayed the word “Dictionary” in large white letters.

The dispute underlying this action began in 1990, when Random House introduced a dictionary titled Webster’s College Dictionary. The jacket is a slightly different shade of red than the plaintiffs dictionary jacket. Apart from the insertion of the word Webster’s,” the new edition differs from the previous one only in that the words “Random House” and the “house” logo are slightly diminished in size, and the word “the” is deleted from the cover. Although smaller than in the prior edition, the logo and words “Random House” are in black and occupy roughly one-third of the front jacket. “Random House” is in block lettering and appears four more times on the outside jacket. The spine displays the word “Webster’s” vertically in large white letters. Horizontally, in smaller black letters, is “Random House” at the top along with the “house” logo and “College Dictionary” at the bottom of the spine.

Several other publishers market a dictionary with the designation “Webster’s” in the title. For example, Houghton Mifflin introduced its Webster’s II New Riverside University Dictionary in 1984. Simon & Schus-ter introduced its Webster’s New World Dictionary, Third College Edition in 1988. Both dictionaries are also marketed with a red dust jacket and with some of the title words lettered in white.

On February 20, 1991, Merriam-Webster brought the present action for infringement of its trademark, seeking damages, Random House’s profits, and a permanent injunction under the Lanham Act § 43(a) and New York General Business Law §§ 368-d, 349 (McKinney 1988). Merriam-Webster moved for a preliminary injunction, which was denied, following an evidentiary hearing. The district court concluded that “there is not a likelihood of confusion warranting the issuance of a preliminary injunction.” The key differences cited by the district court were the presence of Merriam-Webster’s name and “bull’s eye” motif on the cover of its dictionary and the words “Random House” and “house” logo on the front jacket of the Random House dictionary. Merriam-Webster then amended its complaint to include a claim for infringement of its trade dress under Lanham Act § 43(a).

Following a four-week trial, the jury answered nineteen questions on a special verdict form. The jury found that the phrase “Webster’s Collegiate” as applied to dictionaries is a valid although unregistered trademark of Merriam-Webster. It found that the mark is not generic but is descriptive and had acquired secondary meaning. However, the jury found that Random House had not infringed Merriam-Webster’s trademarks in either the words “Webster’s Collegiate” or in the “bull’s eye” logo. The jury did find, however, that Random House had diluted the distinctiveness of Merriam-Webster’s trademark “Webster’s Collegiate” in violation of New York law.

Addressing the trade-dress claims, the jury found that Merriam-Webster’s trade dress is distinctive and had acquired secondary meaning. It further found that Random House had infringed that trade dress. Moreover, the jury found that Random House had diluted the distinctiveness of the trade dress but not the distinctiveness of the “bull’s eye” logo. Finally, the jury found that Random House’s trade dress infringement was intentional and awarded Merriam-Webster $1,774,713 for its lost profits, but nothing for Random House’s net profits. The jury also found that the infringement was done “mail- *69 ciously or in wanton disregard of the rights of Merriam-Webster” warranting the award of $500,000 in punitive damages on the common law trade dress infringement claim, but not the award of attorneys’ fees.

In response to the interrogatories on Random House’s counterclaims, the jury found that the word “collegiate” as applied to dictionaries is not generic, but descriptive and had acquired secondary meaning. However, the jury found also that the word “Webster’s” as applied to dictionaries is generic.

Following the verdict, the district court entered a judgment including damages under the Lanham Act and common law claims 1 and an injunction. The injunction enjoined Random House from using its current jacket design or using the words “Webster’s” or “College” on dictionaries that do not adhere to a stringent set of restrictions intended to differentiate the two companies’ products. 2

Random House moved for a judgment as a matter of law pursuant to Fed.R.Civ.P.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Lego A/S v. Zuru Inc.
D. Connecticut, 2025
C2R Global Manufacturing, Inc.
E.D. Wisconsin, 2021
Flushing Bank v. Green Dot Corp.
138 F. Supp. 3d 561 (S.D. New York, 2015)
Pods Enterprises, LLC v. U-Haul International, Inc.
126 F. Supp. 3d 1263 (M.D. Florida, 2015)
Luv N' Care, Ltd. v. Regent Baby Products Corp.
841 F. Supp. 2d 753 (S.D. New York, 2012)
Pure Power Boot Camp, Inc. v. Warrior Fitness Boot Camp, LLC
813 F. Supp. 2d 489 (S.D. New York, 2011)
Abraham v. ALPHA CHI OMEGA
781 F. Supp. 2d 396 (N.D. Texas, 2011)
It's a 10, Inc. v. PH Beauty Labs, Inc.
718 F. Supp. 2d 332 (S.D. New York, 2010)
MISS UNIVERSE, LP, LLLP v. Villegas
672 F. Supp. 2d 575 (S.D. New York, 2009)
Syler v. Woodruff
610 F. Supp. 2d 256 (S.D. New York, 2009)
O'KEEFE v. Ogilvy & Mather Worldwide, Inc.
590 F. Supp. 2d 500 (S.D. New York, 2008)
Natural Organics, Inc. v. Nutraceutical Corp.
271 F. App'x 89 (Second Circuit, 2008)
Patsy's Italian Restaurant, Inc. v. Banas
531 F. Supp. 2d 483 (E.D. New York, 2008)
Globalaw Ltd. v. Carmon & Carmon Law Office
452 F. Supp. 2d 1 (District of Columbia, 2006)
Fibermark, Inc. v. Brownville Specialty Paper Products, Inc.
419 F. Supp. 2d 225 (N.D. New York, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
35 F.3d 65, 32 U.S.P.Q. 2d (BNA) 1010, 1994 U.S. App. LEXIS 24401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/merriam-webster-inc-plaintiff-appellee-cross-appellant-v-random-house-ca2-1994.