Menkes v. U.S. Department of Homeland Security

CourtDistrict Court, District of Columbia
DecidedSeptember 25, 2009
DocketCivil Action No. 2004-1456
StatusPublished

This text of Menkes v. U.S. Department of Homeland Security (Menkes v. U.S. Department of Homeland Security) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Menkes v. U.S. Department of Homeland Security, (D.D.C. 2009).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

RICHARD J. MENKES, ) ) Plaintiff, ) ) v. ) Civil Case No. 04-1456 ) DEPARTMENT OF HOMELAND ) SECURITY, UNITED STATES ) COAST GUARD, and ASSISTANT ) COMMANDANT JAMES F. AMOS,. ) ) Defendants. )

OPINION (Septembe 2009) [#23, #24]

This case concerns a dispute between Richard J. Menkes ("Menkes"), a ship pilot,

and an association of registered pilots responsible for ensuring pilotage services in certain

areas of the Great Lakes pursuant to a delegation from the Coast Guard. Menkes, in

essence, wants to be a ship pilot on certain areas of the Great Lakes without being a

member of the St. Lawrence Seaway Pilots' Association (the "Association").

In 2004, Menkes filed suit against the Department of Homeland Security, the

United States Coast Guard, and then-Assistant Commandant T.H. Gilmour, alleging they

violated his constitutional and statutory rights in deciding that the Coast Guard's order to

dispatch him would expire at the end of2003, and that the Coast Guard would thus have

IPursuant to Federal Rule of Civil Procedure 25(d), if a public officer named as a party to an action in his official capacity ceases to hold office, the court will automatically substitute that officer's successor. Accordingly, the Court substitutes James F. Amos for T.H. Gilmour. to determine whether his services would be needed for 2004. 2 This Court granted the

Coast Guard's summary judgment motion. But the Court of Appeals reversed and

remanded the case to this Court to issue an order remanding the case back to the Coast

Guard for further proceedings and an adequate explanation of the basis for its decision

and the basis for its interpretation of the apposite statutes and regulations. Menkes v.

Dep't of Homeland Sec., 486 F.3d l307 (D.C. Cir. 2007).

On remand, the Coast Guard again denied Menkes's claims, but provided further

explanation for its previous decision. Before this Court are new Motions for Summary

Judgment filed by the parties. Specifically, Menkes argues the Coast Guard violated the

Administrative Procedures Act, his First Amendment's guarantees of free association, and

the Due Process Clause. This Court disagrees and DENIES Menkes's motion and

GRANTS the defendants' motion.

BACKGROUND 3

A pilot is required for certain types of ships to navigate through specific areas of

the Great Lakes. See 46 U.S.C. §§ 9301 et seq.; see also 46 C.F.R. § 401.300(a). To

provide pilotage services efficiently, the statute allows the Coast Guard to establish

2Menkes also filed suit in the Second Circuit against the Association itself alleging the Association violated federal antitrust and state business laws, and the First Amendment freedom of association. Menkes v. St. Lawrence Seaway Pilots' Ass 'n, 269 Fed. Appx. 54, 55 (2d. Cir. 2008).

3For additional background, see Menkes v. Department of Homeland Security, 486 F.3d 1307 (D.C. Cir. 2007), and Menkes v. Department of Homeland Security, 402 F. Supp. 2d 204 (D.D.C. 2005).

2 "pilotage pools" fonned by associations of registered pilots. 46 U.S.C. § 9304. Under

the Coast Guard's regulations, the Coast Guard can order a non-Association member to

provide pilotage services when the Association is not providing pilotage services

"because of a physical or economic inability to do so." 46 C.F.R. § 401.720(b).

According to the Coast Guard, this regulation gives associations, and not the Coast

Guard, the primary responsibility for dispatching pilots, and forecloses the Coast Guard's

ability to appoint independent pilots unless the Association is incapable of providing

services. According to Menkes, the Coast Guard had been dispatching him for three

years without consistently applying or interpreting this regulation, thus indicating that its

decision to allow his dispatch order to expire before the 2004 season was arbitrary and

capncIOus.

Menkes quit the Association in 2000, but he wanted to continue providing pilotage

services as an independent pilot. The Coast Guard's Director of Great Lakes Pilotage at

the time, Frank 1. Flyntz, detennined that the Coast Guard could continue to dispatch

Menkes notwithstanding his lack of Association membership. In explaining his decision,

Flyntz stated that under the statute, the Coast Guard may authorize associations that are

"voluntary." (Flyntz letter, 03/07/01, Joint Appendix [Okt. # 23-2] ("JA") 120) (citing 46

U.S.C. § 9304)). Flyntz also stated Menkes had "a vested property right in the certificate

of registration." (ld.) Although the Coast Guard had not yet clarified its interpretation of

Flyntz's decision when this case was before our Court of Appeals, the Coast Guard has

3 since explained that Flyntz's broad interpretation of the regulation was never the Coast

Guard's official interpretation. Indeed Flyntz's decision was appealed, and upheld on

much narrower grounds. (Agency Decision on Remand at 10 [Dkt # 21-2].)

In upholding Flyntz's decision that Menkes could continue to be dispatched, then-

Director Jeffrey High ("Mr. High") did not base his decision on either the "voluntary"

nature of associations or a finding that Menkes had a property right in being dispatched.

To the contrary, Mr. High determined that under the regulation, Flyntz had the authority

to dispatch Menkes because the Association was unable to provide adequate pilotage

services. (High letter, 5/22/01 at 3 (JA 116).)

In 2003, the Association wrote to Flyntz's replacement, Paul M. Wasserman, and

explained that the Association could provide adequate services and thus the Coast Guard

lacked authority under the regulation to appoint independent pilots. (St. Lawrence

Seaway Pilots' Association letter, 8/20103 (JA 87).) When Wasserman responded, he

never disputed that he lacked authority to appoint independent pilots if the Association

provided adequate services, (Wasserman 10/22/03 letter (JA 83-84)), contending instead

that the Association remained unable to provide adequate services because management

policies had led to an attrition problem. (Id.) Thus, because the Coast Guard was

incapable of providing adequate services, Wasserman concluded that it could continue to

appoint Menkes as an independent pilot.

4 In December 2003, Menkes wrote Wasserman complaining about the Association

and seeking the Coast Guard's approval to take steps to prepare for being dispatched in

the 2004 season as an independent pilot. (Menkes letter, 12/15/03 (JA 69-70).)

Wasserman wrote to both Menkes and the Association explaining that Menkes's dispatch

as an independent pilot was predicated on the former director's determination that the

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Related

Camp v. Pitts
411 U.S. 138 (Supreme Court, 1973)
Allen v. McCurry
449 U.S. 90 (Supreme Court, 1980)
Menkes v. Department of Homeland Security
486 F.3d 1307 (D.C. Circuit, 2007)
Menkes v. US Dept. of Homeland SEC.
402 F. Supp. 2d 204 (District of Columbia, 2005)
Amore Ex Rel. Estates of Amore v. Accor, S.A.
484 F. Supp. 2d 124 (District of Columbia, 2007)
Menkes v. St. Lawrence Seaway Pilots' Ass'n
269 F. App'x 54 (Second Circuit, 2008)

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