Melissa Lucio v. Lorie Davis, Director

CourtCourt of Appeals for the Fifth Circuit
DecidedOctober 17, 2018
Docket16-70027
StatusUnpublished

This text of Melissa Lucio v. Lorie Davis, Director (Melissa Lucio v. Lorie Davis, Director) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Melissa Lucio v. Lorie Davis, Director, (5th Cir. 2018).

Opinion

Case: 16-70027 Document: 00514685895 Page: 1 Date Filed: 10/17/2018

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 16-70027 United States Court of Appeals Fifth Circuit

FILED October 17, 2018 MELISSA ELIZABETH LUCIO, Lyle W. Cayce Petitioner - Appellant Clerk

v.

LORIE DAVIS, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION,

Respondent - Appellee

Appeal from the United States District Court for the Southern District of Texas USDC No. 1:13-CV-125

Before HIGGINBOTHAM, HAYNES, and GRAVES, Circuit Judges. PER CURIAM:* Melissa Elizabeth Lucio, a state prisoner sentenced to death in 2008 for the murder of her two-year-old daughter, Mariah, seeks a certificate of appealability (“COA”) with respect to the following claims: (1) deprivation of her Sixth Amendment right to counsel relating to (a) court-ordered therapy sessions through Child Protective Services (“CPS”), and (b) a post-arrest guilty plea to a separate offense of driving while intoxicated (“DWI”); (2) ineffective

* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. Case: 16-70027 Document: 00514685895 Page: 2 Date Filed: 10/17/2018

No. 16-70027

assistance of counsel at the guilt-innocence phase of trial for (a) failure to file a pre-trial motion to suppress custodial statements, and (b) failure to adequately investigate and present available evidence in support of her defense; and (3) deprivation of her constitutional right to present a complete defense at the guilt-innocence phase of trial. We conclude that reasonable jurists could debate only the district court’s resolution of issue 3. Accordingly, we GRANT a COA on issue 3 and DENY a COA on issues 1 and 2. I. Background The facts of the offense are described in detail in the opinion of the Texas Court of Criminal Appeals, so we address them only briefly. See Lucio v. State, 351 S.W.3d 878, 880–91 (Tex. Crim. App. 2011). The chief forensic pathologist who conducted Mariah’s autopsy testified that the condition of Mariah’s body indicated that she had been severely abused, and her cause of death was “blunt force head trauma,” which would have occurred within twenty-four hours of her death. On the night that Mariah was pronounced dead, February 17, 2007, Lucio was taken into custody, informed of her Miranda 1 rights which she agreed to waive, and then questioned by investigators for several hours. Lucio claimed that Mariah had fallen down some stairs. She eventually admitted to beating Mariah and inflicting all of Mariah’s visible injuries except for two minor scratches. Lucio also stated that Mariah was sick on the day she died: she refused to eat, her jaw would lock up, her breathing was heavy, and she slept all day. This account of Mariah’s sickness was consistent with the symptoms of blunt force head trauma subsequently described by the State’s medical expert. Shortly after Mariah’s death, Lucio’s remaining children were removed by CPS and placed in foster care.

1 Miranda v. Arizona, 384 U.S. 436, 444 (1966). 2 Case: 16-70027 Document: 00514685895 Page: 3 Date Filed: 10/17/2018

Lucio was arrested on February 18, 2007, and then brought before a magistrate pursuant to Texas Code of Criminal Procedure article 15.17. She was formally indicted on May 16, 2007, and appointed counsel on May 31, 2007, shortly before her arraignment that same day. Between the time of her arrest for murder and the appointment of counsel for that case, Lucio pleaded guilty to a prior unrelated DWI offense from 2006. While Lucio was awaiting trial in prison, the CPS court ordered her to visit with a therapist and take parenting classes, in addition to ordering visitation with some of her children. The CPS therapist talked with Lucio about her social history; discussed the circumstances of Mariah’s death, Lucio’s subsequent treatment in the legal system, and her mental health; and recommended additional sessions to help Lucio with coping and problem solving skills. Lucio’s counsel did not receive prior notice of the CPS therapy sessions. At trial, the prosecution asked the jury to infer that Lucio caused the fatal blow responsible for Mariah’s death because it was consistent with her history of abusing Mariah. The defense argued that Mariah’s death was caused by falling down stairs, not by Lucio. A neurosurgeon called as a medical expert for the defense testified that the blunt force trauma causing Mariah’s death could have resulted from falling down stairs. Moreover, during closing arguments, the defense counsel argued that the State failed to overcome reasonable doubt because evidence indicated that Mariah’s fatal injury could have resulted from falling down stairs and the State failed to produce any evidence indicating otherwise. At the punishment phase of the trial, Lucio’s mitigation experts provided extensive testimony covering Lucio’s troubled childhood, sexual abuse by her mother’s boyfriend, physical abuse by her siblings, lack of an aggressive history, physical and emotional abuse from her husband and subsequent

3 Case: 16-70027 Document: 00514685895 Page: 4 Date Filed: 10/17/2018

boyfriend, cocaine addiction, history of homelessness, history of having children at a young age, characteristics of a battered woman, low-average range IQ, afflictions from depression and post-traumatic stress disorder, and low probability of reoffending in a prison setting. The State used the therapist’s written record of his conversations with Lucio indirectly to impeach Lucio’s mitigation experts regarding Lucio’s history of sexual abuse. The State first sought to introduce as evidence the therapist’s “Confidential Treatment and Progress Notes.” However, the state trial court concluded that the notes were inadmissible hearsay. The State therefore referenced the record by way of a hypothetical, asking the mitigation experts how they would respond, or if they would be surprised, upon finding out that Lucio had told the therapist that she had not been sexually abused as a child. The Texas Court of Criminal Appeals denied relief on both Lucio’s direct appeal, Lucio, 351 S.W.3d at 910, and habeas appeal, Ex Parte Lucio, No. WR- 72,702-02, 2013 WL 105179, at *1 (Tex. Crim. App. Jan. 9, 2013). Thereafter, Lucio filed an application for federal habeas relief pursuant to 28 U.S.C. § 2254 in federal district court. The district court denied relief and also denied a COA. Lucio v. Davis, No. B-13-125 (S.D. Tex. Sept. 28, 2016). Lucio filed a timely notice of appeal. II. Standard of Review The standards for a COA are well settled. Lucio must demonstrate that her claims of constitutional violations were such that jurists of reason could debate the district court’s disposition of the claims or that the claims were “adequate to deserve encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322, 336 (2003). We are charged with reviewing the case only through this prism and thus making only a general assessment of the merits. Id. at 336–37; Buck v. Davis, 137 S. Ct. 759, 773 (2017). However, we must approach the debatability of the district court’s decision through the lens of the

4 Case: 16-70027 Document: 00514685895 Page: 5 Date Filed: 10/17/2018

Antiterrorism and Effective Death Penalty Act (“AEDPA”). See Miller-El, 537 U.S. at 336.

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