Melia v. Les Grands Chais de France

135 F.R.D. 28, 17 Fed. R. Serv. 3d 1095, 1991 U.S. Dist. LEXIS 817
CourtDistrict Court, D. Rhode Island
DecidedJanuary 14, 1991
DocketCiv. A. No. 89-320P
StatusPublished
Cited by12 cases

This text of 135 F.R.D. 28 (Melia v. Les Grands Chais de France) is published on Counsel Stack Legal Research, covering District Court, D. Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Melia v. Les Grands Chais de France, 135 F.R.D. 28, 17 Fed. R. Serv. 3d 1095, 1991 U.S. Dist. LEXIS 817 (D.R.I. 1991).

Opinion

MEMORANDUM AND ORDER

PETTINE, Senior District Judge.

Currently before this Court are motions relating to two Findings and Recommendations of Magistrate Judge Hagopian. The first was filed on September 20, 1990, and adopted by this Court on October 15, 1990. In accepting the Findings and Recommendations, this Court denied plaintiffs motions to remove the action to state court and to strike one of the defenses, and granted defendant Les Grands Chais de France’s motion to dismiss plaintiff’s complaint pursuant to Fed.R.Civ.P. 12(b)(4). Plaintiff has now filed two motions in response to the October 15 order, a motion to amend the order to allow for immediate appeal and a motion for reconsideration of the order.

Part of the October 15 ruling dealt with service of process on an alien corporation and the applicability of the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters (“Hague Convention”), 20 U.S.T. 361, T.I.A.S. No. 6638, 658 U.N.T.S. 163, reprinted in 28 U.S.C.A. following Fed.R.Civ.P. 4 (Supp.1990) and in volume VIII of Martindale-Hubbell. The Hague Convention is also an issue in Magistrate Judge Hagopian’s Findings and Recommendations filed December 18, 1990, in which he considered defendant Joseph Helfrich’s motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(2), (4), (5) and (6). Magistrate Judge Hagopian found that Helfrich, in his individual capacity, did have sufficient minimum contacts for personal jurisdiction and that plaintiff’s complaint did state a legally sufficient cause of action; however, he dismissed the claims against Helfrich because service was not effected according to the Hague Convention.

Because I believe that service on alien corporations will be an issue of increasing importance, I undertook further study of the issue, both in reconsidering my order of October 15 and in deciding whether to accept the Magistrate Judge’s Findings and Recommendations of December 18. Upon additional research and reflection, I have come to the conclusion that my prior ruling on this issue was in error and therefore deny defendant Les Grands Chais’s motion to dismiss under Rule 12(b)(4). Plaintiff’s motion to amend is therefore denied. The remaining portions of the October 15, 1990 order, relating to removal and the motion to strike, will stand. Furthermore, I accept the Findings and Recommendations of Magistrate Judge Hagopian filed December 18, 1990, regarding Rule 12(b)(6) and personal jurisdiction; I do not accept the Findings and Recommendations on service of process and find instead that plaintiff’s service on defendant Helfrich was proper.

I. FACTUAL BACKGROUND

Plaintiff, a Rhode Island resident, purchased and drank, in Pawtucket, Rhode Island, a raspberry wine cooler (“Quenchette”), allegedly produced by Les Grands Chais and/or defendant Cognac and Brandies of France. Plaintiff then suffered a range of injuries which plaintiff attributes to an acidic substance in the wine cooler. Other persons were similarly injured and, after investigations by the State of Rhode Island and the federal government, defendants’ wine cooler was recalled.

Les Grands Chais, a French corporation with its principal place of business in France, and Helfrich, a resident of France and President of Les Grands Chais, are the sole suppliers of Quenehette into the United States. Les Grands Chais and Helfrich contracted with defendant Locon, Inc., a Delaware corporation with its principal place of business in Massachusetts, to produce Quenehette and have it shipped to the [30]*30United States. The shipping of the product from France to the United States was controlled by defendant Cognacs and Brandies of France, a Connecticut corporation with its principal place of business in Connecticut.

Plaintiff sought to serve process on Les • Grands Chais in four ways: 1) service by certified mail, return receipt requested on Henri Berthe, a partner of Cognacs and Brandies and a resident of Connecticut; 2) service by certified mail, return receipt requested, on Phillip M. Davis, Esq. of Massachusetts, the attorney for defendant Les Grands Chais; 3) service on Locon in Massachusetts; and 4) service of two copies upon the Rhode Island secretary of state, as designated statutory agent for service of process. Plaintiff served Berthe because Les Grands Chais had referred to him in correspondence as their agent and during the government investigations Berthe apparently held himself out as an agent or spokesperson for Les Grands Chais. Service was made upon Locon because Quenchette’s labels state that Locon is the “sole U.S. agent.” When plaintiff added Helfrich as a defendant in his individual capacity, service was made directly upon Helfrich by certified mail, return receipt requested. Service on each of these two defendants shall be dealt with in turn.

II. DEFENDANT LES GRANDS CHAIS

A. Applicability of the Hague Convention

The Hague Convention dictates requirements for service of process abroad. The leading case on the use of the Hague Convention is Volkswagenwerk Aktiengesellschaft v. Schlunk, 486 U.S. 694, 108 S.Ct. 2104, 100 L.Ed.2d 722 (1988). The Convention states that it “shall apply in all cases, in civil or commercial matters, where there is occasion to transmit a judicial or extrajudicial document for service abroad.” Id. 108 S.Ct. at 2108, quoting Hague Convention, 20 U.S.T. at 362. In accordance with the Supremacy Clause, U.S. Const., Art. VI, the Hague Convention “pre-empts inconsistent methods of service prescribed by state law in all cases to which it applies.” Id. Before Schlunk, lower courts were split in their interpretation on the Hague Convention, with some courts holding that service could properly be made domestically without implicating the Convention and others holding that the Convention was the sole means of serving process on an alien corporation. Id. 108 S.Ct. at 2107. The Supreme Court determined that the language of the Hague Convention did not mandate that it be applied in every instance and that because the Convention did not specify when it did apply, courts must look to the internal law of the forum state. Id. 108 S.Ct. at 2108. If the forum state requires transmission abroad to effect service, the Convention applies; if, however, service can be effected without the transmission abroad of documents, the Hague Convention does not apply and service is proper according to the state method. Id. 108 S.Ct. at 2108-09.

The question for this Court is whether Rhode Island requires transmission abroad for proper service of process. The only Rhode Island state case dealing with the Hague Convention is Cipolla v. Picard Porsche Audi, Inc., 496 A.2d 130 (R.I. 1985), decided before Schlunk. In the Findings and Recommendations adopted by this Court on October 15, Magistrate Judge Hagopian stated that Cipolla held that under Rhode Island law, service must conform to the Hague Convention even though Rhode Island’s statutes would otherwise allow for service to be completed without transmission abroad.

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Bluebook (online)
135 F.R.D. 28, 17 Fed. R. Serv. 3d 1095, 1991 U.S. Dist. LEXIS 817, Counsel Stack Legal Research, https://law.counselstack.com/opinion/melia-v-les-grands-chais-de-france-rid-1991.