Meggs v. Fair

621 F.2d 460, 1980 U.S. App. LEXIS 17613
Court of Appeals for the First Circuit·Decided May 12, 1980·No. No. 79-1504·Published·Cited by 7 cases

Opinion

PETTINE, Chief District Judge.

Petitioner Dennis W. Meggs, currently serving a state court sentence following his conviction for rape and armed assault, filed a petition for habeas corpus alleging, in the following order, various errors of a constitutional magnitude at his trial.

1. The court’s instructions to various witnesses not to talk to defense counsel during recess deprived defendant of the right to effective assistance of counsel.

2. The admission of voice identifications by four witnesses violated defendant’s rights because he had not been “advised that a voice identification was going to take place nor was he afforded the opportunity to have counsel present . . . .”

3. The court erred in excluding testimony regarding defendant’s unfinished work, offered to show that he did not have time to be at the scene of the crime.

4. The refusal of the court to order production of photographs used for identification purposes and to permit cross-examination concerning the photographic identification deprived defendant of exculpatory evidence and of effective assistance of counsel.

5. The court erred in instructing the jurors that they might discuss the evidence inter sese provided they did not make up their minds until the end of the case.

By agreement, the trial transcript was made a part of the district court record, together with the opinion of the Massachusetts Appeals Court denying the appeal, the application to the Supreme Judicial Court for further review, and the order denying it. No other evidence was presented. The district court dismissed the petition with a memorandum opinion.

Our first question is the scope of review, having in mind that no issue can come before us as to which the defendant has not exhausted his state court remedies. Pitchess v. Davis, 421 U.S. 482, 95 S.Ct. 1748, 44 L.Ed.2d 317 (1975); Picard v. Connor, 404 U.S. 270, 92 S.Ct. 509, 30 L.Ed.2d 438 (1971); Salemme v. Ristaino, 587 F.2d 81, 86 (1st Cir. 1978); 28 U.S.C. § 2254(b), (c). In his brief to the Massachusetts Appeals Court, the defendant made, basically, eight points covering a large number of exceptions, including some matters to which no exceptions had been taken at trial. Rather than analyzing these points in detail, we will assume that they were essentially the ones made in the present petition, with some others that have not been pursued. After the Appeals Court had ruled against him in all respects, defendant unsuccessfully sought further review by the Supreme Judicial Court. His application for review made points 1, 2, 3 and 5 herein. No attempt was made to seek review of the Appeals Court disposition of the matter of the absent photographs and their identification.

We have gone into this matter at length because to reverse a state court conviction is a serious matter, and we have no inclination to depart from the settled principle of federal-state comity that the state must have “the initial ‘opportunity to pass upon and correct’ alleged violations of its prisoners’ federal rights.” Picard, 404 U.S. at 275, 92 S.Ct. at 512. That the district court considered issues not raised in the petitioner’s application to the Supreme Judicial Court is irrelevant. We thus consider only points 1, 2, 3 and 5. Furthermore, we consider point 2 only to the extent that it was presented to the Supreme Judicial Court— and, for that matter, in the petition herein — namely that defendant had a right to be advised that his voice was being listened to, and to obtain counsel. The claim that, independently of these alleged rights, the particular proceeding was unduly suggestive was never raised in, nor considered by, the Supreme Judicial Court. Accordingly, it is not open here. As Picard pointed out in reversing our more liberal approach, the issue before us is not the ultimate result, but only the correctness of a route previously explored. The factual issue of suggestiveness is a separate route. Cf. Common[462]*462wealth v. Gibson, 357 Mass. 45, 47, 255 N.E.2d 742 (1970).

We now address those issues properly before us.

I. PROHIBITION AGAINST TALKING TO WITNESSES AT RECESS

On several occasions prior to a recess, the trial judge instructed the prosecution witness then on the stand not to talk to anyone except the assistant district attorney during the break. Petitioner claims that this prohibition deprived him of his right to the effective assistance of counsel by hindering his attorney’s ability to properly investigate and prepare his case. In support of this claim, petitioner cites three cases that support the proposition that defense counsel should be accorded as of right the opportunity to interview prospective witnesses. See Commonwealth v. Doherty, 353 Mass. 197, 229 N.E.2d 267 (1967); Commonwealth v. Balliro, 349 Mass. 505, 209 N.E.2d 308 (1965); Wisniewski v. State, 54 Del. 84, 138 A.2d 333 (1957).

We have no quarrel with these cases, but conclude that they are inapposite. All three cases involve situations in which defense counsel was denied the opportunity before trial to interview witnesses held in protective custody or under state subpoena. In the instant case, there is no evidence that petitioner’s attorney was denied access to government witnesses prior to trial. Moreover, the Supreme Court has recognized a trial judge’s broad discretion to sequester non-party witnesses before, during, or after their testimony. Geders v. United States, 425 U.S. 80, 87,96 S.Ct. 1330, 47 L.Ed.2d 592 (1976).

Although the reasons for the trial judge’s prohibition are not altogether clear, an examination of the record suggests that the judge’s primary consideration was to shelter the witnesses from outside influences.1 In the absence of evidence that defense counsel requested and was denied the opportunity to interview prospective government witnesses before trial, we cannot say that the trial judge abused his discretion by prohibiting the witnesses from consulting with anyone other than the assistant district attorney during recesses in their testimony.

II. SELF-INCRIMINATION

The fact that the voice identification was conducted without the petitioner’s knowledge and without the presence of counsel does not violate the fifth amendment protection against self-incrimination. The privilege against self-incrimination is not available when evidence is neither testimonial nor communicative in nature. Schmerber v. California, 384 U.S. 757, 86 S.Ct. 1826, 16 L.Ed.2d 908 (1966).

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Meggs v. Fair, 621 F.2d 460, 1980 U.S. App. LEXIS 17613 (1st Cir. 1980).

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