McRedmond v. Wilson

533 F.2d 757
Court of Appeals for the Second Circuit·Decided February 2, 1976·No. No. 314, Docket 75-7389·Published·Cited by 80 cases

Opinions

MANSFIELD, Circuit Judge:

This appeal concerns the interplay of the doctrines of abstention and exhaustion of state remedies in the context of a 42 U.S.C. § 1983 civil rights action in which a variety of constitutional and statutory issues are raised. The Southern District of New York, Lee P. Gagliardi, Judge, decided that abstention from exercise of jurisdiction was warranted. We disagree, concluding that the case does not present the narrowly limited circumstances permitting invocation of the doctrine which was established by the Supreme Court in Railroad Commission v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941).1 However, we affirm the court’s sub silentio refusal to convene a three-judge court for consideration of several of the adjoined constitutional questions.

Plaintiffs-appellants are children who have been adjudicated as Persons in Need of Supervision (PINS) by the New York State Family Court. This group encompasses males younger than 16 and females younger than 18 who, while guilty of no criminal offense, are found to be truant from school or who are incorrigible, ungovernable, habitually disobedient, or beyond the control of their lawful guardian. N.Y. Fam.Ct. Act § 712(b). Appellants do not challenge per se the legitimacy of the Family Court’s adjudication of them as PINS. However, seeking relief under the Civil Rights Act, 42 U.S.C. § 1983, and its jurisdictional counterpart, 28 U.S.C. § 1343, they raise several constitutional challenges to the state’s policy, after adjudicating persons as PINS and committing them to state authorities, that has resulted in placing approximately 450 of them, including some of the named plaintiffs, in four rural training schools located so far from their home and communities that visits by family members and friends are rendered difficult and costly. As acknowledged at oral argument, the core of their contention is that these schools do not comply with the developing requirements of a constitutionally guaranteed “right to treatment” for those involuntarily confined in state institutions or facilities. See, e. g., O’Connor v. Donaldson, 422 U.S. 563, 95 S.Ct. 2486, 45 L.Ed.2d 396 (1975). The schools, it is alleged, are inadequately manned and do not provide the educational, recreational, medical and psychiatric services essential to training, care and rehabilitation. In addition, plaintiffs present a variety of constitutional claims, including violation of the Eighth Amendment’s prohibition of cruel and unusual punishment, and denial of equal protection, of freedom of association, and of the right to travel. They seek both declaratory and injunctive relief forbidding state officials from detaining PINS in constitutionally inadequate facilities.

The United States District Court, Southern District of New York, considered a variety of motions relating to the litigation, including plaintiffs’ request for class-action certification and for preliminary injunctive relief, and defendants’ motion to dismiss the complaint pursuant to Rule 12(b), F.R. Civ.P. While noting that the “allegations contained in the complaint [are] . [760] of a sufficiently serious nature as to warrant reasonably prompt consideration by an appropriate court,” Judge Gagliardi ruled that the federal court properly should abstain from consideration of the case. Citing two recent New York Court of Appeals cases, In re Lavette, 35 N.Y.2d 136, 359 N.Y.S.2d 20, 316 N.E.2d 314 (1974), and In re Ellery C., 32 N.Y.2d 588, 347 N.Y.S.2d 51, 300 N.E.2d 424 (1973), the district court found that the state courts are in the process of defining a right to treatment, yet unclear, that might be construed to obviate the need for federal constitutional determination. Moreover, the court abstained across-the-board from considering the plaintiffs’ constitutional claims, thereby implicitly denying their request for the convening of a three-judge statutory court to hear various constitutional contentions. See Idlewild Liquor Corp. v. Epstein, 370 U.S. 713, 82 S.Ct. 1294, 8 L.Ed.2d 794 (1962).

DISCUSSION

Abstention

It is a pillar of federal jurisdiction that one having a bona fide claim is normally entitled as a matter of right to have the claim adjudicated by a federal tribunal and that this right may not be defeated by relegating the matter to the state court or by requiring the plaintiff to exhaust state remedies. McNeese v. Board of Education for Com. Unit School District 187, 373 U.S. 668, 83 S.Ct. 1433, 10 L.Ed.2d 622 (1963); Zwickler v. Koota, 389 U.S. 241, 88 S.Ct. 391, 19 L.Ed.2d 444 (1967). The federal courts have the duty “to guard, enforce, and protect every right granted or secured by the Constitution of the United States . Robb v. Connolly, 111 U.S. 624, 637, 4 S.Ct. 544, 551, 28 L.Ed. 542 (1884). This duty was summarized years ago by the late Judge Alfred P. Murrah in a statement .that has been repeatedly quoted with approval by the Supreme Court:

“We yet like to believe that wherever the Federal courts sit, human rights under the Federal Constitution are always a proper subject for adjudication, and that we have not the right to decline the exercise of that jurisdiction simply because the rights asserted may be adjudicated in some other forum.”

Stapleton v. Mitchell, 60 F.Supp. 51, 55 (D.Kan.1945), quoted by Supreme Court in Zwickler v. Koota, supra, 389 U.S. at 248, 88 S.Ct. 391, and McNeese v. Board of Education, supra, 373 U.S. at 674 n. 6, 83 S.Ct. 1433. This jurisdictional precept has been repeatedly recognized as carrying special force in civil rights actions under § 1983 since Congress, in adopting that statute and its jurisdictional counterpart, 28 U.S.C. § 1343, “imposed the duty upon all levels of the federal judiciary to give due respect to a suitor’s choice of a federal forum for the hearing and decision of his federal constitutional claims,” Zwickler v. Koota, supra, 389 U.S. at 248, 88 S.Ct. at 395; McNeese v. Board of Education, supra, 373 U.S. at 673-74, 83 S.Ct. 1433.

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