McMillan Park Committee v. National Capital Planning Commission

968 F.2d 1283, 297 U.S. App. D.C. 1, 1992 U.S. App. LEXIS 15255
Court of Appeals for the D.C. Circuit·Decided July 7, 1992·No. Nos. 91-5134, 91-5135, 91-5143 and 91-5166·Published·Cited by 6 cases

Opinions

Opinion for the Court filed by Circuit Judge SENTELLE.

Concurring opinion filed by Circuit Judge RANDOLPH.

SENTELLE, Circuit Judge:

The National Capital Planning Commission (“Planning Commission”) and the District of Columbia government (“D.C.” or “the District”) appeal from a District Court order involving the National Historic Preservation Act (“NHPA”), 16 U.S.C. §§ 470 to 470w-6. Finding that the Planning Commission violated the NHPA when it reviewed an amendment to the Comprehensive Plan for the National Capital that would allow commercial development of McMillan Park, the District Court issued an injunction prohibiting implementation of the amendment. Because we conclude on the facts of this case that the Planning Commission did not engage in an “undertaking,” as that term is defined in regulations implementing the NHPA, we hold that the Planning Commission did not violate the NHPA and we therefore reverse.

Background

I. Statutory Backdrop

A. The National Historic Preservation Act

As explained in Lee v. Thornburgh, 877 F.2d 1053, 1056 (D.C.Cir.1989), the NHPA is “aimed solely at discouraging federal agencies from ignoring preservation values in projects they initiate, approve funds for or otherwise control.” Section 106 of the NHPA, 16 U.S.C. § 470f, accomplishes this by requiring federal agencies to consult with the Advisory Council on Historic Preservation (“Advisory Council”) prior to taking an action that may affect a site “included in or eligible for inclusion in the National Register.” In full, § 106 provides:

The head of any Federal agency having direct or indirect jurisdiction over a proposed Federal or federally assisted undertaking in any State and the head of any Federal department or independent agency having authority to license any undertaking shall, prior to the approval of the expenditure of any Federal funds on the undertaking or prior to the issuance of any license, as the case may be, take into account the effect of the [3]*3undertaking on any district, site, building, structure, or object that is included in or eligible for inclusion in the National Register. The head of any such Federal agency shall afford the Advisory Council on Historic Preservation established under section 470i to 470v of this title a reasonable opportunity to comment with regard to such undertaking.

16 U.S.C. § 470f (emphasis added).

Agencies thus incur an obligation to comply with the NHPA when they engage in an “undertaking.” See id.; Lee, 877 F.2d at 1056 (“[The] NHPA imposes obligations only when a project is undertaken either by a federal agency or through the auspices of agency funding or approval.”). The NHPA itself provides scant guidance for determining whether an undertaking has occurred,1 but the Advisory Council, in its implementing regulations, 36 C.F.R. Part 800, furnishes a detailed definition:

Undertaking means any project, activity, or program that can result in changes in the character or use of historic properties, if any such historic properties are located in the area of potential effects. The project, activity, or program must be under the direct or indirect jurisdiction of a Federal agency or licensed or assisted by a Federal agency. Undertakings include new and continuing projects, activities, or programs and any of their elements not previously considered under section 106.

36 C.F.R. § 800.2(o).

Once triggered, an agency must satisfy a number of consultation and review procedures, known as the § 106 process, which require it to work with state historic preservation officers and the Advisory Council in tailoring proposed undertakings so that, to the extent possible, they do not harm historic properties. See 36 C.F.R. §§ 800.3 to 800.5 (describing regulatory steps involved in the § 106 process).

B. The National Capital Planning Act

The National Capital Planning Act (“Planning Act”), 40 U.S.C. §§ 71-74, empowers the National Capital Planning Commission (“Planning Commission”) “to preserve the important historical and natural features” of the federal city. 40 U.S.C. § 71a(a)(1). Much of the Planning Commission’s duties center on the comprehensive plan for the National Capital, which it prepares and updates in conjunction with the D.C. government. 40 U.S.C. § 71c. First promulgated by the Planning Commission and the D.C. government in 1983, the comprehensive plan consists of federal and local elements, serves as a blueprint for future city development, and identifies federal interests that developers must accommodate. Planning Commission Comprehensive Plan for the National Capital, Parks, Open Space and Natural Features 2 (hereinafter “Comprehensive Plan”), reprinted in Joint Appendix (“J.A.”) 105-117.

The D.C. government, through action by the Mayor and City Council, may adopt proposed amendments to the comprehensive plan and then submit them to the Planning Commission “for review and comment with regard to the impact of such ... amendment on the interests or functions of the Federal Establishment in the National Capital.” 40 U.S.C. § 71a(a)(3). Upon receipt of an amendment, the Planning Commission “shall, within sixty days ..., certify to the [City] Council whether such ... amendment has a negative impact on the interests or functions of the Federal Establishment in the National Capital.” Id. § 71a(a)(4)(A). Should the Planning Commission fail to act within the sixty-day time limit, such “amendment shall be deemed to have no such negative impact and ... shall be incorporated into the comprehensive plan [for the National Capital] and it shall be implemented.” 40 U.S.C. § 71a(a)(4)(C). Finally, if the Planning Commission makes a finding of negative impact, the D.C. government may suggest modifications to the amendment; however, the Planning [4]*4Commission retains the power to veto any amendment to the comprehensive plan that it finds will result in a negative impact. Id. § 71a(a)(4)(BMC).

II. Factual Background

McMillan Park lies in the northern part of the District of Columbia adjacent to North Capitol Street.

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McMillan Park Committee v. National Capital Planning Commission, 968 F.2d 1283, 297 U.S. App. D.C. 1, 1992 U.S. App. LEXIS 15255 (D.C. Cir. 1992).

968 F.2d 1283 (McMillan Park Committee v. National Capital Planning Commission) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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