McIntyre v. the Mississippi Bar

38 So. 3d 617, 2010 Miss. LEXIS 132, 2010 WL 817344
CourtMississippi Supreme Court
DecidedMarch 11, 2010
Docket2008-BA-01436-SCT
StatusPublished
Cited by14 cases

This text of 38 So. 3d 617 (McIntyre v. the Mississippi Bar) is published on Counsel Stack Legal Research, covering Mississippi Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McIntyre v. the Mississippi Bar, 38 So. 3d 617, 2010 Miss. LEXIS 132, 2010 WL 817344 (Mich. 2010).

Opinion

PIERCE, Justice,

for the Court:

¶ 1. This appeal arises from a formal complaint filed by The Mississippi Bar charging James Grant McIntyre with violating multiple rules of the Mississippi Rules of Professional Conduct. McIntyre confessed to the allegations and was disbarred after a hearing before the Complaint Tribunal. McIntyre appeals that decision to this Court. After review, we affirm the ruling of the Complaint Tribunal.

FACTS

¶ 2. The Mississippi Bar filed a formal complaint against James Grant McIntyre alleging that he violated Mississippi Rules of Professional Conduct: 1.8(e) (providing financial assistance to a client), 1 1.15(a) (commingling funds), 2 8.1(b) (failure to provide information to a disciplinary agent), 3 and 8.4(a, d) (engaging in conduct detrimental to the administration of justice due to violation of the previously cited rules). 4

¶ 3. McIntyre and the Bar filed agreed findings of fact with the complaint tribunal. In the findings, McIntyre admitted that he had commingled his personal and business funds with his clients’ funds or third-party funds in his lawyer trust account over a four-year period. He further admitted that he had presented checks against his lawyer trust account for payment of personal expenses, business ex *621 penses, and living or medical expenses of other clients. Bank officials also withdrew funds from McIntyre’s lawyer trust account to satisfy his personal loan obligations and for other unknown reasons. His lawyer trust account was overdrawn and subject to bank fees for insufficient funds. Finally, McIntyre failed to advise the Bar’s Standing Committee on Ethics that he had advanced funds to clients. McIntyre claims the money at issue eventually was returned in full to the clients to whom it belonged.

¶ 4. McIntyre’s lawyer trust account was with the bank which also held notes on his office building, home, and automobile. Certain debits were made to McIntyre’s lawyer trust account by one of the bank’s loan officers to pay service obligations on McIntyre’s loans. McIntyre alleged that this was done without his knowledge or permission, and he put multiple documents into evidence to demonstrate his attempts to correct this situation. McIntyre asserts in his brief that, “[a]s a result of these unauthorized withdrawals, [he] would have to credit his account with deposits to make up the deficiency the bank created.” McIntyre did not move his lawyer trust account to another bank during the four-year period in question (2001-2004) to prevent this problem. He also personally wrote checks from his lawyer trust account to pay personal and business expenses.

¶ 5. McIntyre presented witnesses and affidavits of clients and members of the bar to testify to the nature of his character. He also introduced into evidence fifteen affidavits from former clients, each stating that he or she was satisfied with McIntyre’s representation and had received the money he or she was due at the conclusion of their case. Furthermore, McIntyre’s current secretary, Renee Ed-monson, testified that the operating account and the lawyer trust account for McIntyre’s firm now are kept at two separate banks.

¶ 6. The Bar introduced McIntyre’s pri- or disciplinary record in aggravation. McIntyre has been reprimanded six times, five times for what the Bar considered “minor ethical violations.” He received one private reprimand and four informal admonitions as a result of the five “minor” violations. In one instance in 1988, McIntyre was suspended from the practice of law for one year for borrowing money from a client without following the appropriate regulations as set forth in the Rules of Professional Conduct.

¶ 7. The complaint tribunal issued an order finding McIntyre had violated Rule 1.8(e) by lending money to a client for living and medical expenses without complying with the appropriate regulations; Rule 1.15(a) for failing to prevent commingling of funds; and Rule 8.4(a and d) for violating the Rules of Professional Conduct and therefore engaging in conduct that is detrimental to the administration of justice. The tribunal also found that McIntyre’s mitigation evidence was inapplicable and did not warrant a less severe punishment. Furthermore, the tribunal found McIntyre’s prior disciplinary record to be an aggravating factor, and ordered McIntyre be disbarred. From that order, McIntyre appeals.

ANALYSIS

¶ 8. McIntyre raises the four following issues on appeal:

I. Whether the Tribunal erred with regard to misappropriation of funds and the relevant burden of proof.
II. Whether the Tribunal erred in finding there were no mitigating factors that favored McIntyre.
*622 III. Whether disbarment is the appropriate sanction under the circumstances of this case.
IV. Whether McIntyre is entitled to the counsel of his choosing.

¶ 9. This Court has “exclusive jurisdiction and inherent jurisdiction of matters pertaining to attorney discipline.” Broome v. Miss. Bar, 603 So.2d 349, 354 (Miss.1992). This Court sits as the trier of fact and is not bound by a substantial-evidence or manifest-error rule. Asher v. Miss. Bar, 661 So.2d 722, 727 (Miss.1995). “When reviewing attorney disciplinary matters, this Court reviews evidence de novo, and no substantial evidence or manifest error rule shields the tribunal from scrutiny; however, we may give deference to findings of the tribunal due to its exclusive opportunity to observe the demeanor and attitude of witnesses, including the attorney, which is vital in weighing evidence.” Miss. Bar v. Logan, 726 So.2d 170, 175 (Miss.1998) (citing Parrish v. Miss. Bar, 691 So.2d 904, 906 (Miss.1996)). The Bar has the burden to prove by clear and convincing evidence that an attorney’s actions constitute professional misconduct. Id.

I. WHETHER THE TRIBUNAL ERRED WITH REGARD TO MISAPPROPRIATION OF FUNDS AND THE RELEVANT BURDEN OF PROOF.

¶ 10. McIntyre argues that the Bar never charged him with misappropriation, and to now find him guilty of this charge would violate his due process rights. We find this contention to be without merit. Paragraph 23, section “B” of the formal Complaint states that “McIntyre’s client and/or third party funds were not safe from being appropriated by Mr. McIntyre and others for personal or business purposes.” This allegation by the Bar is sufficient to place McIntyre on notice that his alleged misappropriation of client funds was at issue.

¶ 11. McIntyre also alleges that the burden of proof was wrongly placed upon him to prove that he did not misappropriate his clients’ funds. The record shows that this was not the case. Evidence was introduced to show that McIntyre consistently had taken funds from his lawyer trust account to pay personal and business expenses.

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Cite This Page — Counsel Stack

Bluebook (online)
38 So. 3d 617, 2010 Miss. LEXIS 132, 2010 WL 817344, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcintyre-v-the-mississippi-bar-miss-2010.