McFaul v. Uaw Region 2

719 N.E.2d 632, 130 Ohio App. 3d 111
CourtOhio Court of Appeals
DecidedSeptember 28, 1998
DocketNo. 74284.
StatusPublished
Cited by14 cases

This text of 719 N.E.2d 632 (McFaul v. Uaw Region 2) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McFaul v. Uaw Region 2, 719 N.E.2d 632, 130 Ohio App. 3d 111 (Ohio Ct. App. 1998).

Opinion

Per Curiam.

Plaintiff-appellant Gerald T. McFaul, the Sheriff of Cuyahoga County, appeals from a decision of the trial court affirming an award of a labor conciliator who found in favor of defendant-appellee UAW Region 2 by holding that county jail correction corporals were entitled to a raise of 4.2 percent for the years 1998-1999. The Sheriff contends that as a matter of law (R.C. 4117.14[G][7]), the conciliator was empowered only to select either three percent or five percent, the competing offers of the respective parties, not to select a compromise verdict. *113 We find merit to the appeal, vacate the judgment of the,,trial court, and remand the cause to the conciliator for further proceedings consistent with this judgment.

The Sheriff employs thirty-seven correction corporals in the Cuyahoga County Jail. The UAW is the exclusive bargaining representative for the corporals in negotiating with the Sheriff over wages, hours and their working conditions.

Historically, the Sheriff and the UAW have negotiated three-year collective bargaining agreements which establish wages and benefits for the entire contractual term. However, because of the financial uncertainty caused by the S.A.F.E. (Secured Asset Funds Earnings) crisis, the parties agreed in 1996 to a three-percent wage increase for 1996 and a wage reopener to negotiate the corporals’ wages for 1997 and 1998.

Pursuant to the collective bargaining agreement, on November 21, 1996, the UAW reopened and initiated negotiations, asking for ten-percent increases for 1997 and 1998 wages. The Sheriff offered a three-percent increase in each year for 1997 and 1998. Shortly thereafter, the parties reached impasse and resorted to the dispute resolution mechanism set forth in R.C. 4117.14.

R.C. 4117.14 provides a process by which public employers and employees can resolve disputed issues through negotiations. The first step is nonbinding factfinding in which a factfinder examines the parties’ respective positions and issues a recommendation to resolve the dispute. For certain public employees, like the corporals, who are prohibited from striking, R.C. 4117.14(G) provides a final and binding dispute resolution procedure called “final offer settlement proceedings.” In a final offer settlement proceeding, the parties submit their respective positions before an appointed conciliator, who reaches a final and binding decision. A final offer settlement award may only be challenged or enforced in the court of common pleas pursuant to R.C. Chapter 2711.

After the parties reached impasse, they submitted their dispute to the factfinder pursuant to R.C. 4117.14, who recommended a 4.2 percent increase for each year, 1997 and 1998. The factfinder based his recommendation on the importance of maintaining an appropriate wage differential between the corporals and the corrections officers, whom the corporals supervise. The factfinder estimated that the corrections officers achieved a net wage increase of 4.2 percent in their negotiations with the Sheriff. The factfinder then determined that a 4.2 percent increase would be “reasonable and just” for the corporals. In his report, the factfinder noted, “As a final and best offer the Union reduced its demand from 5 percent to 4 percent.”

However, the parties were unable to agree upon the factfinder’s recommendation. Subsequently, both parties agreed to final offer settlement proceedings pursuant to R.C. 4117.14(G). The UAW amended its final proposal, seeking a *114 five-percent increase (down from ten percent) for each year, 1997 and 1998. The Sheriff kept his original proposal of three percent, but agreed that it would be retroactive. On January 7, 1997, Allan M. Wolk was appointed conciliator.

The matter was submitted to Conciliator Wolk on April 8, 1997, with the parties agreeing that the conciliation award would be retroactive to January 1, 1997. Conciliator Wolk adopted the factfinder’s recommendation and awarded the corporals a 4.2 percent wage increase for each year 1997 and 1998. Conciliator Wolk issued his decision on May 15,1997.

On August 11, 1997, the Sheriff filed the instant action seeking to vacate the conciliation award of a 4.2 percent wage increase for 1997 and 1998. The Sheriff contended that the conciliator exceeded his powers by not selecting between the parties’ final settlement offers (three percent and five percent) as required by R.C. 4117.14(G)(7).

On September 9, 1997, the UAW filed an answer and counterclaim seeking confirmation of the 4.2 percent conciliation award pursuant to R.C. 2711.09. In the alternative, the UAW prayed that if the trial court determined that the conciliator exceeded his powers, the court would refer the award back to Conciliator Wolk for correction pursuant to R.C. 2711.10.

The parties then filed cross-motions for summary judgment. On March 9,1998 the trial court issued a final judgment enforcing the 4.2 percent conciliation award on the grounds that the award “was not unlawful, arbitrary or capricious and is therefore affirmed.” The Sheriffs timely appeal ensued.

The Sheriffs sole assignment of error states as follows:

“The trial court erred as a matter of law in confirming the conciliation award.”

The pertinent facts in this case are undisputed. The issue presented depends upon a single question of law: Did the conciliator exceed his authority in rendering an award that was not a final settlement offer of either of the parties, ie., either three percent or five percent? We answer this question in the affirmative.

The conciliation proceeding in this case is governed by the state’s public employee collective bargaining law. Pursuant to R.C. 4117.14(G)(1), the concilia-' tor may consider only issues that are (a) mutually agreed to by the parties for resolution or (b) subject to collective bargaining pursuant to R.C. 4117.08 and upon which the parties have not reached an agreement. The only departure from state law stipulated by the parties in the instant case was that, notwithstanding R.C. 4117.14(G)(11), the conciliation award would be retroactive to January 1, 1997.

*115 The conciliator’s authority is set forth in R.C. 4117.14(G)(7), which provides as follows:

“After hearing, the conciliator shall resolve the dispute between the parties by selecting, on an issue by issue basis, from between each of the party’s final settlement offers, taking into consideration the following * *

This section clearly establishes that the conciliator’s express authority is to resolve the dispute by selecting from between each of the party’s final settlement offers, not to fashion a compromise solution.

In the instant case, the parties’ position statements set out their final offers of five percent (UAW offer) and three percent (Sheriffs offer). However, contrary to the requirements of R.C. 4117.14(G)(7), the conciliator did not choose between the final offers. Instead, he adopted the factfinder’s recommendation of 4.2 percent each year. We find that the conciliator exceeded his express authority as a matter of law.

In this case, the parties did not specify the procedures to be followed by the conciliator.

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