McDougald v. Garber

135 A.D.2d 80, 524 N.Y.S.2d 192, 1988 N.Y. App. Div. LEXIS 590
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJanuary 28, 1988
StatusPublished
Cited by16 cases

This text of 135 A.D.2d 80 (McDougald v. Garber) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McDougald v. Garber, 135 A.D.2d 80, 524 N.Y.S.2d 192, 1988 N.Y. App. Div. LEXIS 590 (N.Y. Ct. App. 1988).

Opinion

OPINION OF THE COURT

Sullivan, J.

This appeal presents the question of whether loss of enjoyment of life is an element of damages separate and distinct from conscious pain and suffering, and compensable even without the injured party’s cognitive awareness of his physical condition. The issues appear never to have been directly addressed by an appellate court of this State. Mindful but wary of the precedent which will be established, we find that loss of enjoyment is a damage element separate and distinct from pain and suffering, for which compensation may be awarded despite the injured party’s lack of cognitive awareness.

On September 7, 1978, while undergoing an elective Caesarean section and tubal ligation at New York Infirmary, plaintiff Emma McDougald, then 31 years of age, became anoxic (oxygen deprived) and suffered severe diffuse brain damage after being delivered of her second child, a girl, born healthy. Plaintiff lapsed into a comatose condition and has since remained in a vegetative state. She is a permanent spastic quadriplegic with incontinence of urine and feces. In this lawsuit she and her husband, suing derivatively, charged the defendants, the obstetrician/gynecologist-surgeon at the subject procedure, the anesthesiologists and the hospital, with various acts of malpractice. The jury returned a verdict in their favor in the amount of $11,150,102, collectively, which was reduced by the trial court to $6,296,728. Liability is unchallenged on appeal, except for a claim by one of the defendants, Dr. Garber, the surgeon, that plaintiff was permitted to offer proof of fault on theories never raised in the complaint or bill of particulars. All the other issues relate to the question of damages.

[83]*83One of the sharply contested factual issues at trial was whether plaintiff had any cognitive awareness of her condition. It is undisputed that she is unable to communicate or respond to verbal commands. She breathes through a tracheostomy, an opening into the trachea, and is fed through a nasogastric tube. Most of the time her neck is extended, her back arched and knees straight, her ankles and feet pointed, and her wrists turned inward.

Plaintiff’s expert, Dr. Lawrence Kaplan, a board-certified neurologist, evaluated plaintiff twice. In his first examination, conducted on March 13, 1979, six months after the anoxic episode, he found her neurologically comatose. She was totally unresponsive to verbal stimuli. She did not communicate in any way, and, although her eyes were open during the examination, she was unable to follow Dr. Kaplan’s finger. She did, however, respond to painful stimuli by withdrawing or grimacing when Dr. Kaplan touched her with a pinprick or pressed the superorbital margin, the nerve route above the eyebrow. Dr. Kaplan concluded that plaintiff suffered severe brain damage of the cortex, the center for logical reasoning, and the brain stem, which, with other elements of the autonomic nervous system, controls respiration, cardiovascular and gastrointestinal function and swallowing and chewing. Both Dr. Kaplan and the defendants’ expert agreed that, despite loss of cognitive ability, brain stem function permits both vegetative and reflexive, automatic motor activity. Given the six-month time lapse since the initial episode, Dr. Kaplan considered the prognosis for recovery as "hopeless” and characterized plaintiff’s condition as "permanent”.

On June 21, 1985, more than six years after his first examination and six months prior to trial, Dr. Kaplan again examined plaintiff, after it had become clear that the defendants would contend that, lacking any cognitive awareness, she was precluded from recovering damages for either pain and suffering or loss of enjoyment of life. Dr. Kaplan again determined that plaintiff suffered severe cortical and brain stem damage. Although plaintiff did not speak or communicate verbally, she was, according to Dr. Kaplan, "able to follow my voice with her eyes”, a phenomenon which he described as "a certain amount of tracking ability”, but which he did not interpret as a cognitive function. At times, her eyes seemed to follow Dr. Kaplan’s finger when he moved it up and down in front of her. The eye movement, however, was neither regular nor consistent.

[84]*84Dr. Kaplan could not, as of the time of this second examination, state with a reasonable degree of medical certainty whether plaintiff, on command, would have been able to raise her head, hand or arms. Her posture, although still decerebrate, was less severe. She smiled on several occasions after being caressed by her husband. Dr. Kaplan could not determine whether the smile was in response to something the husband said or to tactile stimuli. Although he still found her severely and permanently brain damaged with brain stem involvement, Dr. Kaplan opined that plaintiff had a certain amount of awareness of her surroundings, notwithstanding her inability to communicate. He admitted that whatever awareness plaintiff had would be the lowest form of cognition.

On September 17, 1985, three months after his second examination, Dr. Kaplan prepared a report of his findings in which he concluded that plaintiff had displayed a primitive but improved and purposeful response to stimulation. Plaintiff’s counsel, however, failed to serve a copy of the report on the defendants until the first day of trial, four months later, after a jury had been selected. The defendants immediately moved to preclude both Dr. Kaplan’s testimony with respect to his findings at the time of the second examination and the report itself, on the grounds of the untimely service of the report and the undue prejudice they would suffer by the receipt of such evidence, since they had prepared for trial and selected a jury on the assumption that plaintiff would not elicit any testimony to contradict the conclusions of all the examining physicians, who had found her comatose and without any awareness or consciousness. After reserving decision on the motion until the witness was called, the court, approximately three weeks later, over the defendants’ objections, permitted Dr. Kaplan to testify as to his findings on the second examination and allowed the report itself to be received in evidence.

Other evidence was offered as to plaintiff’s cognitive awareness. Her husband, who had visited her 5 to 7 times a week throughout the seven years since the September 7, 1978 incident, began to observe changes about a week after she had been moved from the intensive care unit. When he called her name, for instance, she would stare at him, and "sometimes it looked like she was trying to talk to me”. Her eyes would follow him as he moved from one side of the bed to the other. She would smile when he stroked her face or spoke to her. She sometimes opened her eyes when he entered the room. [85]*85She would lift her head and arm when he washed her. She responded to noise.

Plaintiff’s sister, who cares for the children on weekdays, visited her every two weeks. Plaintiff’s eyes would follow her sister as she walked from one side of the bed to the other; plaintiff would react to the mention of her mother’s name, or her husband’s or that of her older child; she was sensitive to touch, sometimes frowning when her sister combed her hair.

The nurses’ notes from the hospital record in 1980 and 1984/1985 contained such observations of plaintiff as "awake”, "responsive”, "alert”, "visited by relative, appeared aware of presence, turned and opened eyes”, and "responsive to touch stimuli”. Even Dr.

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Cite This Page — Counsel Stack

Bluebook (online)
135 A.D.2d 80, 524 N.Y.S.2d 192, 1988 N.Y. App. Div. LEXIS 590, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcdougald-v-garber-nyappdiv-1988.