McDaniel-Ortega v. Lemaster

• Court: Court of Appeals for the Tenth Circuit
• Decided: February 16, 1999
• Docket: 98-2142
• Status: Unpublished

Opinion

F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS FEB 16 1999 TENTH CIRCUIT PATRICK FISHER Clerk

ROBERT McDANIEL-ORTEGA, JR.,

Petitioner - Appellant,

v. No.98-2142 (D. Ct. No. CIV-97-672-JP/JHG) JOE WILLIAMS, Warden, New (D. N. Mex.) Mexico State Penitentiary; ATTORNEY GENERAL STATE OF NEW MEXICO,

Respondents - Appellees.

ORDER AND JUDGMENT *

Before ANDERSON, TACHA, and EBEL, Circuit Judges.

Petitioner Robert McDaniel-Ortega was convicted of various crimes in

three separate New Mexico state court proceedings. After one sentencing

proceeding, authorities incarcerated petitioner in county jail for several months

while he awaited sentencing in another proceeding and revocation of probation

from a prior offense. Petitioner sought a transfer to the state penitentiary during

* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. This court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. this time so that he could earn good time credit against his sentence. However, he

was held in county jail until sentenced in the other two proceedings. Petitioner

brought this habeas corpus petition pursuant to 28 U.S.C. § 2254, claiming that

New Mexico’s failure to transfer him to the state penitentiary immediately after

his first sentencing deprived him of the opportunity to earn good time credits for

several months, in violation of the Due Process and Equal Protection Clauses of

the Constitution. The district court granted respondent’s motion to dismiss. Our

jurisdiction arises under 28 U.S.C. §§ 1291 and 2253. We affirm.

Background

McDaniel-Ortega’s claim arises out of his detention in county jail while

awaiting sentencing for multiple convictions in New Mexico state courts. In

1990, petitioner pled guilty to various charges in Dona Ana County, New Mexico

and received suspended sentences and probation. In 1993, authorities in both

Chaves County, New Mexico, and Dona Ana County charged him with additional

and separate offenses. Petitioner was tried and convicted in Dona Ana County in

early December 1993 and then transferred to Chaves County, where he pled guilty

and received sentence on December 6, 1993. Authorities transferred McDaniel-

Ortega back to Dona Ana County on December 27 for sentencing. The Dona Ana

court sentenced McDaniel-Ortega on March 17, 1994, but authorities continued to

hold him in county jail because of ongoing probation revocation proceedings in

-2- the county stemming from his 1990 convictions. The court reinstated McDaniel-

Ortega’s suspended 1990 sentences on October 28, 1994. 1 The state thereafter

transferred petitioner to the state penitentiary to serve his sentences.

Petitioner claims that his sentences of December 6, 1993, and March 17,

1994, contained orders to transfer him to the state penitentiary, where he could

have earned good behavior credits against those sentences. Notwithstanding these

orders, the state kept him in county jail, where he purportedly could not receive

good time credits. Thus, petitioner argues that New Mexico’s failure to transfer

him to the penitentiary immediately after sentencing improperly deprived him of

his liberty interest in earning good time credits in violation of the Due Process

Clause of the Fourteenth Amendment. Petitioner also claims an Equal Protection

violation because prisoners in the penitentiary could earn good time credits, while

he could not.

The district court, adopting the recommendation of the magistrate judge,

found that the opportunity to earn good time credits in this case implicated no

liberty interests covered by the Due Process Clause. Therefore, it dismissed the

case. We review the district court’s denial of a habeas corpus petition de novo.

See Bowser v. Boggs, 20 F.3d 1060, 1062 (10th Cir. 1994).

1 One reason for the long delay in the probation revocation proceeding appears to be that petitioner’s counsel raised questions about his client’s competency, leading the court to arrange for a full-scale psychological competency evaluation.

-3- I.

As an initial matter, New Mexico argues that petitioner failed to exhaust his

claim in state court, as required by 28 U.S.C. § 2254(b)(1), because he changed

the nature of his claim in federal court. In order to exhaust state remedies, a

habeas corpus petitioner must “present the state courts with the same claim he

urges upon the federal courts.” Picard v. Connor, 404 U.S. 270, 276 (1971); see

also, e.g., Duncan v. Henry __ U.S. __, 115 S. Ct. 887, 888 (1995); Nichols v.

Sullivan, 867 F.2d 1250, 1252 (10th Cir. 1989). This requirement protects

federal-state comity and prevents “‘unnecessary conflict between courts equally

bound to guard and protect rights secured by the Constitution.’” Picard, 404 U.S.

at 275 (quoting Ex parte Royall, 117 U.S. 241, 251 (1886)).

Respondent asserts that petitioner’s state habeas corpus theory,

characterized by respondent as a due process right to transfer between county jail

and the state penitentiary, has metamorphisized on appeal to this court into the

denial of a state-created liberty interest in good time credits. Respondent thus

argues that petitioner failed to present the latter theory to the state court clearly

enough to put the state on notice as to the nature of his claim. We disagree.

Petitioner acted pro se until after filing his habeas petition in federal

-4- district court. 2 We must therefore construe his initial pleadings liberally. See,

e.g., Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). Applying this rule,

we find that petitioner claimed during state court proceedings that New Mexico’s

failure to transfer him to the state penitentiary deprived him of an opportunity to

earn credits in violation of due process and equal protection. Petitioner presents

essentially the same argument to this court. Thus, his appeal is not barred by

failure to exhaust. See Bowser, 20 F.3d at 1063 (finding petitioner’s state court

appeal asserted federal rights that, though in somewhat general terms, were

“sufficiently discernable to fairly apprise the Colorado Court of the federal nature

of [his] claims.”); Nichols, 867 F.2d at 1252-53 (finding change in labeling of due

process claim between state and federal petitions, plus inclusion of additional

facts in federal petition, did not create a fundamentally new argument that the

state courts had not had the opportunity to consider). That petitioner did not

present his claim to the state in exactly the same terms or with the degree of

sophistication as he presents it here is not dispositive. “[F]ailure to invoke

talismanic language . . . should not be the basis for a finding of nonexhaustion.”

Nichols, 867 F.2d at 1252; see also Bowser, 20 F.3d at 1063.

II.

2 The district court appointed counsel after respondent filed a motion to dismiss and the court determined that petitioner had exhausted his state remedies.

-5- Petitioner claims that New Mexico violated his constitutional liberty

interest in access to good time credits by failing to transport him to the state

penitentiary. We find petitioner had no constitutional liberty interest at stake.

While the Due Process Clause itself does not create a liberty interest in

good time credits, a state statute may establish such an interest to which

constitutional due process requirements would apply. See Sandin v. Conner, 515

U.S. 472, 477-78, 483-84 (1995); Wolf v. McDonnell, 418 U.S. 539, 557 (1974).

The Supreme Court recently clarified that we must look to the nature of the

alleged deprivation in determining the type of liberty interests cognizable in this

area. Liberty interests “will be generally limited to freedom from restraint which

. . . imposes atypical and significant hardship on the inmate in relation to the

ordinary incidents of prison life.” Sandin, 515 U.S. at 484. In Sandin, a prisoner

sought to challenge a disciplinary proceeding on procedural grounds, arguing that

he had a liberty interest in being free from unfair disciplinary segregation, see id.

at 475-76, and from having that punishment affect his chance for parole, see id. at

487. The Court rejected this claim, finding that prison discipline and punishment

are ordinary conditions of prison life and not atypical hardships. See id. at 486.

Elaborating on what might constitute such a hardship, the Court found the

punishment at issue also did not:

present a case where the State’s action will inevitably affect the duration of [a prisoner’s] sentence. Nothing in Hawaii’s code

-6- requires the parole board to deny parole in the face of a misconduct record or to grant parole in its absence, even though misconduct is by regulation a relevant consideration. The decision to release a prisoner rests on a myriad of considerations.

Id. at 487 (internal citations omitted).

Petitioner claims that New Mexico has created a “right” to good time

credits. The New Mexico statutes at issue, however, create no such right.

Although New Mexico law authorizes good time credit for prisoners in both state

and county facilities, see State v. Aqui, 721 P.2d 771, 774-75 (N.M. 1986), the

language authorizing such credits is discretionary, see N.M. Stat. Ann. § 33-2-34

(“Any inmate confined in the penitentiary . . . or other institution . . . designated

by the corrections department for the confinement of adult criminal offenders may

be awarded a meritorious deduction of thirty days per month upon

recommendation of the classification committee and approval of the warden.”

(emphasis added)); id. § 33-3-9 (“The sheriff or jail administrator of any county,

with the approval of the committing judge . . . , may grant any person imprisoned

in the county jail a deduction of time from the term of his sentence for good

behavior . . . .” (emphasis added)). Thus, the language contained in these statutes

establishes that good time credits are merely a possibility and not a mandatory

right.

The possibility of good time credits under New Mexico law does not create

a liberty interest that implicates due process. Petitioner cannot prove that he

-7- would have qualified for and received credits or that the state’s action “inevitably

affect[ed] the duration of his sentence.” Sandin, 515 U.S. at 487. Like Sandin,

this case presents a scenario that is “simply too attenuated” for constitutional

protection. See id. The loss of the possibility to earn good time credits is a

product of petitioner’s incarceration in county jail for further sentencing. “[S]uch

speculative, collateral consequences of prison administration decisions do not

create constitutionally protected liberty interests.” Luken v. Scott, 71 F.3d 192,

193 (5th Cir. 1995) (finding that placing prisoner in administrative segregation

and depriving him of the possibility of earning good time credits did not involve a

liberty interest); see also Antonelli v. Sheahan, 81 F.3d 1422 , 1431 (7th Cir.

1996) (holding that convicted prisoner with no access to good time credit program

because he was incarcerated in county jail had no constitutional interest in the

opportunity to earn credits); Bulger v. United States Bureau of Prisons, 65 F.3d

48, 50 (5th Cir. 1995) (holding that termination from a job that automatically

earned good time credits did not implicate any liberty interest).

Here we confront a claim very similar to that analyzed by the Seventh

Circuit in Antonelli. In that case, Antonelli argued that his post-conviction

detention in county jail denied him “the opportunity . . . to earn good time

credits.” Antonelli, 81 F.3d at 1431. The Seventh Circuit, citing Sandin, held

that Antonelli “has no due process interest in the opportunity to earn good time

-8- credits.” Id. We find this reasoning applicable to the instant case.

Moreover, although petitioner asserts that the New Mexico courts, in

Brooks v. Shanks, 885 P.2d 637 (N.M. 1994), recognized a liberty interest in

good time credit, we do not read Brooks as establishing a broad general right to

these credits. Brooks recognizes a due process right only when “a forfeiture or

termination has been imposed in a manner that departs from or circumvents the

statutory and administrative procedures prescribing how such a forfeiture or

termination should be effected.” See id. at 641. The petitioner in Brooks lost his

eligibility to earn any future credits as a part of a disciplinary action that did not

follow proper review procedures. See id. at 639-40. Thus, Brooks showed that

the review of his punishment deviated from the statutorily imposed procedure.

See id. In contrast, McDaniel-Ortega pointed to no violation of statutory

procedure. Under New Mexico law, eligibility for good time credits begins when

the prisoner is “confined to the penitentiary,” N.M. Stat. Ann. § 33-2-34, or

“imprisoned in the county jail,” id. § 33-3-9. 3 New Mexico authorities did not

transfer McDaniel-Ortega to the state penitentiary until completion of all his

3 The parties agreed at oral argument that the good time provision for county jail incarceration, N.M. Stat. Ann. § 33-3-9, applies only to prisoners serving county sentences. The District Court of Chaves County ordered petitioner to serve his sentence with the state Department of Corrections, rendering him ineligible for credits under § 33- 3-9. Moreover, we find no evidence in the record that the county facilities in which petitioner was incarcerated were “designated by the corrections department”, N.M. Stat. Ann. § 33-2-34, to house state prisoners.

-9- sentencing proceedings. Thus, Brooks does not apply. 4

In sum, keeping a convicted offender incarcerated in county jail while he

awaits additional sentencing does not constitute the kind of “atypical and

significant hardship on the inmate” that creates a liberty interest. See Sandin, 515

U.S. at 484. Therefore, petitioner cannot establish a violation of the Due Process

Clause.

III.

Petitioner also makes an equal protection argument that he was treated

differently than similarly-situated inmates who were incarcerated in the state

penitentiary and eligible to earn good time credits. We hold that New Mexico’s

treatment of petitioner did not violate the Equal Protection Clause.

We review the state’s distinction between petitioner and prisoners in the

4 We note that the New Mexico Supreme Court decided Brooks a year before the Supreme Court issued Sandin, and it applied the test for determining the existence of a liberty interest that the Supreme Court abandoned in Sandin. Brooks relied upon Olim v. Wakinekona, 461 U.S. 238, 249 (1983), which held that a state could create a liberty interest by “placing substantive limitations on official discretion.” Since New Mexico law established definitive procedures for reviewing removal of good time credits, the Brooks court found the law placed limitations on official discretion. See Brooks, 885 P.2d at 641. The Supreme Court explained in Sandin that the Olim approach had led to a “search for a negative implication from mandatory language in prisoner regulations [that] has strayed from the real concerns undergirding the liberty protected by the Due Process Clause.” Sandin, 515 U.S. at 483. The Court abandoned that approach in favor of the “nature of the interests” test. See id. at 483-84. Because we find that Brooks does not apply to the present case, we need not decide whether the Sandin standard affects the validity of Brooks.

- 10 - state penitentiary to determine whether it serves a rational purpose. See

McGinnis v. Royster, 410 U.S. 263, 270 (1973); Lemieux v. Kerby, 931 F.2d

1391, 1393 (10th Cir. 1991). Keeping a felon in county jail until he has been

sentenced for all of his multiple offenses serves the legitimate state interests of

safety and economy. Transferring a prisoner to the state penitentiary between

sentencing proceedings involves significant costs, poses a risk of escape, and

increases the risk of harm to corrections employees and the public. The state’s

decision to keep petitioner in county jail until final sentencing therefore survives

rational basis scrutiny. Cf. Lemieux, 931 F.2d at 1392-93 (upholding distinction

between pre-sentence detainees, who are not eligible for credits, and incarcerated

prisoners because the good credit scheme serves rehabilitative purposes that do

not apply to pre-sentence detainees, who are presumed innocent until final entry

of judgment and sentence); State v. Aqui, 721 P.2d 771, 775-76 (N.M. 1986)

(same). Accordingly, petitioner’s equal protection argument fails.

The district court’s dismissal of McDaniel-Ortega’s petition for a writ of

habeas corpus is AFFIRMED.

ENTERED FOR THE COURT,

Deanell Reece Tacha Circuit Judge

- 11 -