McCoy v. United States

707 F.3d 184, 2012 WL 6955428
Court of Appeals for the Second Circuit·Decided January 30, 2013·No. Docket No. 11-3457·Published·Cited by 28 cases

Opinion

PER CURIAM:

Petitioner-Appellant Tranell McCoy appeals from the district court’s judgment of August 9, 2011, entered pursuant to its ruling and order of August 4, 2011, denying his petition for writ of habeas corpus and issuing a certificate of appealability as to McCoy’s ineffective assistance of counsel claim. In its ruling and order, the district court held, inter alia, that McCoy’s trial counsel was not constitutionally defective for failing to challenge a second offender notice filed by the government, see 21 U.S.C. § 851, which caused the five year mandatory minimum sentence for McCoy’s convictions to increase to ten years, see 21 U.S.C. § 841(b)(1)(B). McCoy v. United States, No. 3:09-cv-1960 (MRK), 2011 WL 3439529, at *1 (D.Conn. Aug. 4, 2011). For the following reasons, we affirm.

[186] I.

In August 2006, a jury convicted McCoy on charges contained in two separate indictments, including conspiracy to possess with intent to distribute five grams or more of cocaine base; possession with intent to distribute five grams or more of cocaine base; possession with intent to distribute marijuana; and possession of a firearm in furtherance of a drug trafficking crime. Id.

Before trial, the government filed a second offender notice pursuant to 21 U.S.C. § 851. In that notice, the government indicated its intent to rely on a prior felony drug conviction that would subject McCoy to a sentencing enhancement under 21 U.S.C. § 841(b). The offense identified by the government was McCoy’s 1996 conviction for the sale of narcotics in violation of Connecticut General Statutes § 21a-277(a). In that 1996 case, McCoy entered an Alford plea, ie., McCoy never admitted to the facts underlying his conviction. See North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970). McCoy’s trial counsel did not object to the second offender notice, which caused McCoy’s five year mandatory minimum sentence to increase to ten years. See 21 U.S.C. § 841(b)(1)(B). The district court ultimately imposed a non-Guidelines sentence of 181 months’ imprisonment and eight years supervised release. On direct appeal, McCoy’s appellate counsel did not object to the second offender enhancement or any other aspect of his sentence. McCoy, 2011 WL 3439529, at *6.

On March 17, 2011, McCoy filed an amended petition for writ of habeas corpus pursuant to 28 U.S.C. § 2255 alleging that (1) his sentence was illegal insofar as it was based on a second offender enhancement under § 851; and (2) his trial counsel was ineffective for failing to object to the second offender enhancement.1 McCoy argued, and the government now concedes, that because he entered an Alford plea, the plea transcript and other court documents did not provide a sufficient basis for finding a predicate “felony drug offense.” See 21 U.S.C. § 841(b)(1)(B).

The district court rejected both of McCoy’s claims. With respect to his claim that his sentence was illegal, the district court concluded that McCoy failed to establish either cause or prejudice to excuse his failure to object to the second offender enhancement on direct appeal. McCoy, 2011 WL 3439529, at *6-7. It reasoned that the legal basis for his claim was “reasonably available at the time of Mr. McCoy’s direct appeal,” and that he was not prejudiced because “whether or not the second offender enhancement applied, Mr. McCoy’s sentence was in fact far below the applicable Guidelines range.” Id. at *6-8. The district court also rejected McCoy’s ineffective assistance of counsel claim, concluding that he did not meet the requirements of the Strickland standard. Id. at *9-10; see Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Nevertheless, the district court issued a certificate of appeala-bility as to the ineffective assistance of counsel claim. McCoy, 2011 WL 3439529, at *10. Although the court was “confident that the performance of Mr. McCoy’s trial counsel was not constitutionally deficient,” it concluded that “reasonable jurists could debate the Court’s assessment” of this claim. Id.

[187] II.2

To prevail on an ineffective assistance of counsel claim, a habeas petitioner must demonstrate that: (1) his counsel’s representation fell below an objective standard of reasonableness; and (2) there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. See Strickland, 466 U.S. at 687-88, 694, 104 S.Ct. 2052. McCoy’s petition fails at both steps.

McCoy bears a “heavy” burden to establish that trial counsel’s performance was unreasonable under “‘prevailing professional norms.’ ” Harrington v. United States, 689 F.3d 124, 129-30 (2d Cir.2012) (quoting Harrington v. Richter, — U.S. -, 131 S.Ct. 770, 788, 178 L.Ed.2d 624 (2011)). In this vein, he argues that trial counsel’s failure to object to the second offender notice fell below prevailing professional norms and was constitutionally deficient.

McCoy premises his claim on a discrepancy between the Connecticut and federal drug schedules. When McCoy entered an Alford plea in 1996, Connecticut General Statutes § 21a-277(a) criminalized some conduct that did not fall within the federal definition of a “felony drug offense.” Specifically, Connecticut criminalizes conduct involving two obscure opiate derivatives, thenylfentanyl and benzylfentanyl, that no longer fall within the federal definition of a “felony drug offense.” Compare Conn. Agencies Regs. § 21a-243-7(a)(10), para. 52, with 21 U.S.C. § 811(a)(1), (h)(2); 51 Fed.Reg. 43025 (Nov. 28, 1986); 50 Fed. Reg. 43698 (Oct. 29,1985). Thus, to establish that McCoy’s state conviction qualified as a predicate offense triggering a § 851 sentence enhancement, the government concedes that it needed to rely on court documents “in which the factual basis for [McCoy’s] plea was confirmed by the defendant.” Shepard v. United States, 544 U.S. 13, 26, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). Instead, the government categorically relied on McCoy’s 1996 Alford plea.

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