McCain v. Koch

117 A.D.2d 198, 502 N.Y.S.2d 720, 1986 N.Y. App. Div. LEXIS 52475
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 13, 1986
StatusPublished
Cited by34 cases

This text of 117 A.D.2d 198 (McCain v. Koch) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McCain v. Koch, 117 A.D.2d 198, 502 N.Y.S.2d 720, 1986 N.Y. App. Div. LEXIS 52475 (N.Y. Ct. App. 1986).

Opinion

OPINION OF THE COURT

Rosenberger, J.

On these consolidated appeals we are called upon to consider whether homeless families with children are entitled to emergency shelter under the guarantees of equal protection of the New York Constitution, the Federal Constitution, and the State Plan for Emergency Assistance to Families with Needy Children. The issues arise in the context of appeals and cross appeals from four orders entered by Special Term, New York County, in McCain v Koch and from an order entered in Matter of Fulton v Krauskopf.

STATUTORY FRAMEWORK AND FACTUAL BACKGROUND

Under the New York Social Services Law, policy and rule-making authority are concentrated in the State Department of Social Services (State DSS). (See, Social Services Law § 20.) Primary responsibility for providing assistance and care, and for day-to-day administration of the manifold public assistance [204]*204programs devolves upon the local social services departments. (See, Social Services Law § 62.)

New York participates in the Federally funded program for Aid to Families with Dependent Children (AFDC). In conjunction with the AFDC program, New York has elected to participate in the program for Emergency Assistance to Needy Families with Children (EAF). Additional emergency and short-term aid are available under State-funded public assistance programs such as Home Relief (HR) and Emergency Assistance for Aged, Blind and Disabled Persons. (Social Services Law §§ 157, 300.) The State DSS monitors the local services departments, and when it discovers a failure to adhere to binding policies, directives, State regulations, or Federal regulations in the AFDC and EAF programs, it may withhold or deny State reimbursement or require corrective action. (Social Services Law § 20; 45 CFR 206.10 [a] [12].)

The City Department of Social Services (City DSS) operates Income Maintenance Centers (IMCs) which administer, inter alia, the AFDC, EAF and HR programs for client-recipients on a daily basis, and place families who have requested emergency shelter. The City DSS operates an Emergency Assistance Unit (EAU) in each borough except Staten Island. Families who seek emergency shelter during a weekend, or who have not received referrals to temporary housing from an IMG at the end of the business day, are referred to an EAU for placement. The City DSS attempts to locate hotel accommodations for homeless families. It provides shelter allowances for such accommodations for six months, and thereafter, for so long as the client seeks permanent housing. It receives State reimbursement for these payments for six months and thereafter, unless the average length of stay in such accommodations exceeds six months. (18 NYCRR 352.3 [f].) More recently the City DSS has sought space for clients in three family shelters operated by nonprofit sponsors under contract with the City.

Families who are without shelter because of damage to their homes or because of vacate orders are initially assisted by the Bureau of Emergency Housing Services within the City Department of Housing, Preservation and Development (HPD). HPD provides emergency shelter, makes referrals to permanent housing in the area of choice, and pays relocation expenses. It transfers those families it has been unable to rehouse to the City DSS for assistance.

[205]*205MCCAIN V KOCH

Plaintiff Yvonne McCain and members of 13 other homeless families with children commenced an action against the City, the State and City Commissioners of Social Services, and various City officials charged with the administration of programs to assist homeless families in locating housing, seeking a declaratory judgment, injunctive relief, and class certification. They allege in their amended complaint, inter alia, that the State and municipal defendants arbitrarily deny them adequate emergency shelter without written notice and an opportunity for a hearing, and shuttle them between local welfare offices, IMCs and EAUs in cycles lasting for days, sometimes weeks at a time. Plaintiffs also claim that defendants lodge them overnight in the EAUs, having them sleep under fluorescent lights on floors, formica counter tops, desks, and chairs and relocate them in squalid and dangerous hotels, located at considerable distances from their children’s schools.

The following poignant scenarios illustrate plaintiffs’ allegations that defendants arbitrarily deny adequate emergency shelter to homeless families with children. Plaintiff William Sanders, his wife Carolyn, and their two daughters, aged 10 and 13, became homeless in June 1982, when a fire destroyed their home and Mr. Sanders lost his job. The Sanders plaintiffs allege that City DSS denied their request for emergency shelter on March 26, 1983. Housing was later provided, but terminated on March 31, 1983, for no stated reason. Their AFDC benefits were discontinued on the ground that they lacked a permanent address.

Plaintiff Barbara Downs, a recipient of Social Security Survivor’s benefits, and her two children left their apartment in December 1979 because of unsafe, unsanitary conditions. They allege that the City DSS terminated their shelter allowance grant of public assistance upon learning that they had moved in with relatives. When Ms. Downs reapplied for assistance, a social worker advised her to seek permanent housing, since the hotels were unsuitable for families.

In March 1983, plaintiff Patricia Kodak and her five-year-old daughter, AFDC recipients, became homeless as a result of their eviction for nonpayment of rent. The Kodak plaintiffs allege that the City DSS denied their request for emergency shelter on March 18 and March 24, 1983.

Plaintiff Yvonne Perez and her three children, AFDC recipients, were also evicted from their apartment for nonpayment [206]*206of rent in November 1981. Ms. Perez alleges that she searched in vain for an apartment while living with a series of neighbors and friends for five months, until she finally requested emergency shelter. On April 25 and July 2, 1982, the IMC denied her requests. A friend sheltered two of her children from July 2 to July 4. Ms. Perez and her asthmatic six-year-old son spent the nights of July 2 and 3 sleeping on a Coney Island beach. She and her son slept on the ground in Sunset Park, Brooklyn, the night of July 4th.

The City DSS placed Yvonne McCain and three of her children at the Martinique Hotel in Manhattan. They have lived there since October 1983 in two rodent and bug-infested rooms, containing minimal furniture and four beds with dirty linen. The windows have no guardrails and there is an open electrical box in the hallway within easy reach of her children.

The City DSS referred plaintiffs Steven and Emily Moses and their eight children to rodent-infested three-room accommodations in the Martinique Hotel. The rooms had broken windows, six single beds, and no other furniture. Due to their repeated complaints, they were moved to slightly better rooms at the hotel, which had three twin beds, a double bed and one dresser. In early September, the Martinique refused to continue housing the Moses family. The City DSS then relocated them to the Granada Hotel in Brooklyn. Their accommodations at the Granada Hotel were insect and rodent-infested. The Moses children aged 2 to 12, share three twin beds with soiled mattresses and inadequate linen.

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Bluebook (online)
117 A.D.2d 198, 502 N.Y.S.2d 720, 1986 N.Y. App. Div. LEXIS 52475, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mccain-v-koch-nyappdiv-1986.