Brown v. Wing

170 Misc. 2d 554, 649 N.Y.S.2d 988, 1996 N.Y. Misc. LEXIS 399
CourtNew York Supreme Court
DecidedOctober 18, 1996
StatusPublished
Cited by9 cases

This text of 170 Misc. 2d 554 (Brown v. Wing) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. Wing, 170 Misc. 2d 554, 649 N.Y.S.2d 988, 1996 N.Y. Misc. LEXIS 399 (N.Y. Super. Ct. 1996).

Opinion

OPINION OF THE COURT

Andrew V. Siracuse, J.

This combined CPLR article 78 proceeding and declaratory judgment action was commenced by petition, like a conventional article 78 proceeding. Petitioners recently moved to New York State from Florida and Puerto Rico respectively, and found themselves in straitened circumstances. They applied for Home Relief, the New York State program that provides public assistance to those ineligible under AFDC and other Federal programs.

[557]*557In 1995, however, New York’s Social Services Law had been amended to add the following paragraph to section 131-a (3): "(d) Notwithstanding any other provision of law, the payment for any person who applies for home relief or aid to dependent children benefits within six months of establishing residency in the state, shall for the first six months after establishing residency, be limited to the standard of payment, if any, that would apply to the applicant under the laws of the state, if any, in which he or she resided immediately prior to establishing residency in this state”. Neither Florida nor Puerto Rico has any State or Commonwealth program equivalent to Home Relief, and petitioners were thus deprived of any nonemergency public assistance whatsoever for six months.1 They thereupon brought the present action, seeking a declaration that the amendment in question and its implementing regulations are unconstitutional and for retroactive restoration of Home Relief benefits. Pending determination of the constitutional issue petitioners have requested both a preliminary injunction and preliminary class certification to carry this action forward on behalf of all applicants for Home Relief similarly situated.

A similar durational requirement was enacted in 1992 and expired on its own terms on July 1, 1994. It differed from the present, permanent paragraph only in that it guaranteed minimum benefits during the six-month period of 80% of the New York standard. This provision was found unconstitutional by Justice Cornelius, also of this County’s Supreme Court (Matter of Aumick v Bane, 161 Misc 2d 271). Justice Cornelius’s decision is dated May 18, 1994, less than six weeks before the statute in question expired. For this reason, among others, he declined to certify the proceeding as a class action; and doubtless for the same reason the decision was never appealed.

At a preliminary conference held on September 23, 1996, this court granted a temporary restraining order enjoining enforcement of the amendment with respect to the two petitioners, but declined to grant other temporary relief or to entertain applications for intervention by other petitioners. The County respondents argued at the time that they were merely enforcing directives from the State, and that the true issue here was the constitutionality of Social Services Law [558]*558§ 131-a (3) (d). The court agrees with this interpretation, and the parties have effectively consented to hearing this matter as a declaratory judgment action testing the statute. The procedural and substantive issues were thoroughly briefed by the Attorney-General’s office, representing the State of New York as the true respondent party in interest, and by petitioners’ attorneys. At oral argument, on October 15, this court informed counsel that it would address the constitutional issue directly, rendering preliminary injunctive relief moot and leaving only the question of possible attorneys’ fees to be resolved at a later session.

For reasons which will be examined in detail below, this court finds that class certification is proper as for all those who have applied for Home Relief benefits and been rejected on the basis of Social Services Law § 131-a (3) (d), and that this paragraph is unconstitutional on its face under both the New York and Federal Constitutions.

Jurisdiction and Venue

The State raises several procedural issues which must be dealt with at the outset. The petitioners commenced the proceeding as one under article 78, but arguably failed to commence this action as a special proceeding, although they allege a cause of action under CPLR article 30, for a declaratory judgment. The State has thus argued that (1) the action was improperly commenced as an article 78 proceeding, because it seeks declaratory relief; and (2) venue was improperly laid in Monroe County, rather than Ontario or. Seneca County.

The Attorney-General must certainly be aware that as an article 78 proceeding this action would be properly venued in Monroe County, because a proceeding against a body or officer may be brought anywhere within the judicial district where the acts complained of took place (CPLR 506 [b]). The Attorney-General must also know that courts are required to correct actions brought in the wrong form (CPLR 103 [c]), and that the Court of Appeals has instructed us to convert article 78 proceedings into declaratory judgment actions if constitutional questions are raised, as long as the proper parties are before us (Matter of Kovarsky v Housing & Dev. Admin., 31 NY2d 184; see also, Matter of Laird v Town of Montezuma, 191 AD2d 986 [4th Dept]).

There can be no question that Kovarsky (supra) requires that an article 78 proceeding raising constitutional issues be converted into a declaratory judgment action. Had the petition[559]*559ers omitted, any cause of action, under CPLR article 30 the court would nonetheless hear it as a declaratory judgment action. The petitioners should not be prejudiced because they did in fact plead this cause. Any procedural differences between article 78 and special proceedings, therefore, have no significance for this case.

Once the action is converted into a declaratory judgment proceeding, the petitioners should not lose the benefit of CPLR 506 (b) and their choice of venue, which was proper at the commencement of the action. Moreover, their choice of venue is clearly the best for all counsel and parties. As respondents for both County Departments of Social Services have argued, their participation in the actions complained of was merely to implement and apply the directions of the State government. This issue here is the constitutionality of a statute, and litigation would be carried out by the Rochester Regional Office of the Attorney-General and the Rochester-based Public Interest Law Office regardless of whether venue were laid here or in one of the outlying counties.

The respondents’ defenses based on venue and form of action are dismissed. This court has jurisdiction to convert the article 78 proceeding into a special proceeding to determine the constitutionality of the statute and venue here is not improper.

Class Certification

There are five requirements for a class action, set out in CPLR 901 (a):

"1. the class is so numerous that joinder of all members * * * is impracticable;

"2. there are questions of law or fact common to the class which predominate over any questions affecting only individual members;

"3. the claims or defenses of the representative parties are typical of the claims or defenses of the class;

"4. the representative parties will fairly and adequately protect the interests of the class; and

"5. a class action is superior to other available methods for the fair and efficient adjudication of the controversy.”

The main focus of the State’s opposition to class certification is the superiority issue.

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Bluebook (online)
170 Misc. 2d 554, 649 N.Y.S.2d 988, 1996 N.Y. Misc. LEXIS 399, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-wing-nysupct-1996.