Mayflower Vehicle System, Inc. v. Chao

68 F. App'x 688
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 7, 2003
DocketNo. 01-4166
StatusPublished
Cited by5 cases

This text of 68 F. App'x 688 (Mayflower Vehicle System, Inc. v. Chao) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mayflower Vehicle System, Inc. v. Chao, 68 F. App'x 688 (6th Cir. 2003).

Opinion

OPINION

BARZILAY, Judge.

Appellant Mayflower Vehicle Systems, Inc. (“Mayflower”) appeals from a final Order of the Occupational Safety and Health Review Commission (the “Commission”) finding a serious violation of 29 C.F.R. § 1910.217(c)(3)(vii)(d)(1998) on or before June 23, 1999, for failure to secure the two-hand control for an OBI 200 press so that “only a supervisor or safety engineer is capable of relocating the controls.”

BACKGROUND

Mayflower operates a plant in Shady-side. Ohio, engaged in manufacturing truck parts and other related products. Located at the plant is an OBI 200 mechanical power press, the use of which varies from “day to day” to “every other month.” The press is operated by a “palm button station” (also called a stand), which is a device that requires simultaneous use of both hands to operate the machine. The station can be affixed, by use of an “extendable arm” to various places including the frame of the press, a table near the press, the bolster plate (which holds dies used in the press) or other objects. Mayflower’s “rule of thumb” was to have the station mounted at least 36 inches away from the press’ point of operation.

On June 20, 1999, an employee of Mayflower, P.J. Asturi, was involved in an accident, resulting in a partial amputation of his left hand. Mayflower claims that after the accident, Mr. Asturi tested positive for cocaine use. In response to that accident a representative from the Occupational Safety and Health Administration (“OSHA”) investigated the plant. As a result of that investigation Mayflower was [690]*690cited for three violations by the Secretary of Labor (“Secretary”). Two of those violations were later withdrawn. On June 14 and 15, 2000, a trial was held before Administrative Law Judge Michael H. Schoenfeld. The ALJ found that Mayflower had “violated the cited standard’s requirements.” However, the ALJ rejected the Secretary’s alleged classification of the violation as “serious” and re-characterized the violation as de minimis based on the facts of the case. The ALJ found that the violation was de minimis because the violation had “no direct or immediate relationship to safety or health” because the violation “standing alone ... did not necessarily result in a safety hazard.”

The ALJ found that the station could be “relocated by any employee by simply unscrewing the bolt by hand or using a commonplace tool such as a wrench.” OSHA alleged, and the ALJ confirmed, that the failure to secure the stand was a violation of 29 C.F.R. § 1910.217(c)(3)(vii)(d), which states: “[t]wo hand controls shall be fixed in position so that only a supervisor or safety engineer is capable of relocating the controls.”

The ALJ based his finding on evidence that the two-hand control station “was not consistently bolted in place during operation but also that employees other than supervisors and safety engineers could relocate the stand.” Specifically, the ALJ pointed to testimony of one employee, “that sometimes the press control stands were bolted in place during operation and that sometimes they were not and that, as to some presses, there was nowhere to bolt the stands.” A team leader testified “that the two-hand control stand for the cited press was never bolted in place and that before the accident there was nowhere to do so.” According to the ALJ’s decision, “[witnesses also testified that even when control stands were bolted in place, supervisors and safety engineers were not the only individuals who could relocate them.” Employees also testified that “it was the press operator’s responsibility to bolt the stand in place, although it was not always possible to do so, and that supervisors did not check the control stands regularly.” The ALJ also found that the stand could be moved by simply unscrewing the bolts, and that there was nothing to impede an employee from unscrewing or moving the stand. The ALJ determined that employees had “access to the violative condition,” and that such access “was reasonably predictable.” The ALJ also determined that Mayflower “had knowledge of the violative condition or could have had knowledge of the condition through the exercise of reasonable diligence.”

Turning to the question of employee misconduct as a defense for Mayflower, the ALJ stated:

[M]y finding of a violation in this case is not based on the accident but on the witness testimony establishing that employees other than supervisors or safety engineers had relocated the control stand. In any case, to prove the affirmative defense of unpreventable employee misconduct, the employer must show that (1) it had established work rules designed to prevent the violation, (2) it had adequately communicated the rules to its employees, (3) it had taken steps to discover violations, and (4) it had effectively enforced the rules when violations were detected. Jensen Constr. Co., 7 BNA OSHC 1477, 1479 (No. 76-1538,1979).

Based on the evidence the ALJ determined that Mayflower had not met the first two elements and rejected the affirmative defense.

Finally, the ALJ re-characterized the violation as de minimis because it did not have a “direct and immediate relationship to safety or health.” Occupational Safety [691]*691& Health Act of 1970 § 9(a); 29 U.S.C. § 658(a). While noting that moving the stand too close to the press could have resulted in injury, the ALJ went on:

On the other hand, any employee could also move the control stand farther away which, although a violation of the standard, would not have created a hazard. ... I find that the Secretary has not shown that employee safety and health were compromised by the violation of this standard standing alone.

The Secretary filed for review with the Commission, asking for reversal of the ALJ’s finding that the violation was merely de minimis. Mayflower filed a Conditional Cross-Petition for Discretionary Review, contending that the injured employee’s pre-accident misconduct was improperly rejected as a defense by the ALJ. The Commission rejected the ALJ’s determination that the violation was de minimis. It quoted Whiting-Turner Contracting Co., 13 O.S.H. Cas. (BNA) 2155, 2156 (1989), that the standard for de minimis under 19 U.S.C. § 658(a) is when “there is technical noncompliance with a standard but the violation has such a negligible relationship to safety or health of employees that it is not appropriate to order abatement or assess a penalty.” The Commission concluded that nothing in the record indicated that the violation had a negligible relationship to safety. The Commission found that compliance with the standard acts to reduce the possibility of accident. Non-compliance would expose the machine’s operator to the hazard. The Commission stated:

Furthermore, we find that the violation was serious as alleged. Under Commission precedent, a violation is serious if, in the event of an accident, there is a “substantial probability that the result would be death or serious physical harm.” George C. Christopher & Sons, Inc., 10 BNA OSHC 1436, 1446, 1982 CCH OSHD ¶ 25, 956, p. 32,533 (No.

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Bluebook (online)
68 F. App'x 688, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mayflower-vehicle-system-inc-v-chao-ca6-2003.