Mayfield v. Hannifin

621 S.E.2d 243, 174 N.C. App. 386, 2005 N.C. App. LEXIS 2472
CourtCourt of Appeals of North Carolina
DecidedNovember 15, 2005
DocketCOA04-1646
StatusPublished
Cited by5 cases

This text of 621 S.E.2d 243 (Mayfield v. Hannifin) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mayfield v. Hannifin, 621 S.E.2d 243, 174 N.C. App. 386, 2005 N.C. App. LEXIS 2472 (N.C. Ct. App. 2005).

Opinion

GEER, Judge.

Defendant Parker Hannifin appeals from the Industrial Commission’s opinion and award granting total disability benefits to plaintiff Willie Mayfield. Defendant argues on appeal that the Full Commission improperly excluded certain evidence from one of plaintiff’s treating *388 physicians after defendant, without plaintiff’s consent, sent the physician a facsimile that was copied to plaintiffs counsel. Because we hold that the facsimile violated the principles set out in Crist v. Moffatt, 326 N.C. 326, 389 S.E.2d 41 (1990) and Salaam v. N.C. Dep’t of Transp., 122 N.C. App. 83, 468 S.E.2d 536 (1996), disc. review improvidently allowed, 345 N.C. 494, 480 S.E.2d 51 (1997), we affirm the Full Commission’s exclusion of that evidence. We further hold that, although the Commission’s decision is supported by competent evidence, we must remand for further proceedings because of an inconsistency between the findings of fact and conclusions of law.

Facts and Procedural History

Beginning in 1998, plaintiff worked for defendant as a hose fabricator, a position requiring him to cut and assemble hydraulic hoses. On 11 January 2001, while lifting a hydraulic hose onto a table, plaintiff felt a snapping in his lower back and began experiencing pain in that area. A few days later, he developed numbness in his left leg and left foot. On 19 February 2001, defendant filed a Form 19 that described the incident as involving a lower back injury. On the same date, plaintiff ceased working, and defendant began paying plaintiff temporary total disability benefits.

To address plaintiff’s symptoms, defendant referred him to Dr. Chris Guest, a general practitioner. Dr. Guest diagnosed plaintiff with central canal stenosis with a resultant nerve root encroachment. When conservative treatment failed, Dr. Guest referred plaintiff to Dr. Randy O. Kritzer, a neurosurgeon. At plaintiff’s first appointment with Dr. Kritzer, on 13 March 2001, plaintiff reported that his back pain had resolved, but that he was continuing to experience numbness in his left leg. Dr. Kritzer diagnosed plaintiff with chronic degenerative spine conditions coupled with spondylosis. Plaintiff received two epidural shots, but then declined further conservative treatment. Because Dr. Kritzer did not believe surgery would be effective, he released plaintiff from his care on 8 May 2001.

Following a recommendation from his rehabilitation nurse, plaintiff requested that Dr. Donald Hertweck, of Triad Internal Medicine Associates, P.A., be designated as his primary treating physician. Defendant agreed, and plaintiff went to his first appointment with Dr. Hertweck on 28 June 2001. He reported continuing pain, heaviness, and numbness in his left foot, although he had no back pain. Dr. Hertweck examined plaintiff and noted that his “symptoms do not correlate with the history of a back injury. ... At this time, I cannot *389 correlate his sensation of heaviness and weakness to obvious medical reason. It may still be related to his back.”

On 9 July 2001, plaintiff was referred to Dr. Albert K. Bartko III of the Southeastern Orthopaedic Specialist Sports Medicine Center. Dr. Bartko is board certified in physical medicine and rehabilitation. At plaintiffs initial examination with Dr. Bartko, plaintiff reported resolution of his lower back pain, but described pain on the front of his left thigh, knee, and calf. At the time of plaintiffs initial visit, Dr. Bartko indicated in his medical note that it was unusual for plaintiffs leg and foot pain to persist when his lower back pain had resolved. He expressed concern to plaintiff that the leg pain might have a different cause, such as a mini-stroke or diabetes. Dr. Bartko limited plaintiff to sedentary or light duty, with no lifting of more than 15 pounds occasionally and no repetitive bending, twisting, or squatting.

During plaintiff’s next three follow-up visits with Dr. Bartko in July and August, plaintiffs leg symptoms showed little to no improvement. On 25 September 2001, plaintiff was terminated from work due to his unavailability for six consecutive months. At that time, plaintiff remained on work restrictions and had not commenced any light duty or rehabilitative employment.

On 26 September 2001, plaintiff reported to Dr. Bartko that his back pain had returned three weeks earlier. Dr. Bartko noted that plaintiff had exhausted conservative treatment options with respect to his back and that plaintiff was not a good surgical candidate. He, therefore, decided that plaintiff had reached maximum medical improvement, assigned a three percent permanent partial disability rating to plaintiffs back, and released plaintiff from his care. He stated in his medical note that he felt plaintiffs leg problems were not causally related to plaintiffs lower back condition and, therefore, not work related. Regarding a return to work, Dr. Bartko expressed the view that if the back symptoms were plaintiffs only problem, he would be capable of returning to sedentary or light duty work with restrictions that took his back condition into account. Given, however, the nature and severity of plaintiffs leg symptoms, Dr. Bartko was doubtful whether plaintiff could realistically even do sedentary to light work.

On 7 November 2001, defendant filed a Form 60, in which defendant admitted plaintiffs right to compensation for a “back strain.” The Form 60 confirmed that plaintiff was receiving temporary total disability compensation at a rate of $344.00 per week. On 11 February *390 2002, plaintiff filed a Form 33 requesting a hearing “[t]o determine compensability and benefits due plaintiff.” The case was scheduled for a hearing before Deputy Commissioner Bradley W. Houser on 12 August 2002.

In preparation for the hearing, defendant sent plaintiff a letter on 31 July 2002, informing plaintiff that he was scheduled for a return appointment with Dr. Bartko on 2 August 2002. At 6:38 p.m. on the following day, 1 August 2002, defendant’s counsel faxed a letter to Dr. Bartko’s office. A note on the facsimile cover sheet said, “Please see that Dr. Bartko receives these documents before Mr. Mayfield’s 8/2/02 2:15 p.m. appt. Thanks.” (Emphasis original.) The faxed letter stated in pertinent part:

My clients, who are Defendants in the above-captioned workers’ compensation claim, have scheduled Mr. Mayfield’s August 2, 2002, appointment with you in order to try and answer the following specific questions.
1. First, as of Mr. Mayfield’s August 2, 2002, appointment with you, should Mr. Mayfield be under any work restrictions strictly pertaining to his back and resulting from his lower back injury of 01/11/01, considering the fact that he has not worked or presumably undertaken any other strenuous physical tasks since you released him at maximum medical improvement on September 26, 2001?
2. Is it possible to apportion Mr.

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Bluebook (online)
621 S.E.2d 243, 174 N.C. App. 386, 2005 N.C. App. LEXIS 2472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mayfield-v-hannifin-ncctapp-2005.