Maybee v. State of NY

828 N.E.2d 975, 4 N.Y.3d 415, 796 N.Y.S.2d 18, 2005 N.Y. LEXIS 1026
CourtNew York Court of Appeals
DecidedApril 28, 2005
StatusPublished
Cited by12 cases

This text of 828 N.E.2d 975 (Maybee v. State of NY) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maybee v. State of NY, 828 N.E.2d 975, 4 N.Y.3d 415, 796 N.Y.S.2d 18, 2005 N.Y. LEXIS 1026 (N.Y. 2005).

Opinions

OPINION OF THE COURT

R.S. Smith, J.

Article III, § 14 of the State Constitution provides that no bill shall be passed unless it has been printed and on the desks of [417]*417the members of the Legislature for three days prior to passage or “unless the governor . . . shall have certified . . . the facts which in his or her opinion necessitate an immediate vote thereon.” Plaintiff claims that the bill at issue here was not validly passed because the “facts” that the Governor “certified” do not support the conclusion that “an immediate vote” was necessary. We hold that, as long as the Governor’s certificate contains some factual statements, the sufficiency of the stated facts to support the Governor’s conclusion may not be challenged.

Facts and Procedural History

Senate Bill S 8177 of 2000, a bill to regulate certain sales and shipments of cigarettes, was first printed on June 14, 2000. On the same day, the Governor sent to both the Senate and Assembly a “message of necessity” that contained the following language:

“The facts necessitating an immediate vote on the bill are as follows:
“This bill is necessary to amend the public health law in relation to the shipment and transportation of cigarettes to any person not licensed as a cigarette tax agent or wholesale dealer. This bill also amends the tax law and the administrative code of the City of New York with respect to imposing and enhancing civil and criminal penalties for unlawfully possessing, selling and transporting cigarettes.
“Because the bill has not been on your desks in final form for three calendar legislative days, this message is necessary to permit its immediate consideration.”

The bill was passed by the Senate on the same day it was printed and by the Assembly on the following day. Plaintiff, the owner of a business that sells cigarettes, seeks a declaratory judgment that the bill was not validly enacted. Supreme Court dismissed the complaint for failure to state a cause of action, and plaintiff appeals directly to this Court pursuant to CPLR 5601 (b) (2). We affirm.

Discussion

Article III, § 14 of the Constitution provides in relevant part:

“No bill shall be passed or become a law unless it [418]*418shall have been printed and upon the desks of the members, in its final form, at least three calendar legislative days prior to its final passage, unless the governor, or the acting governor, shall have certified, under his or her hand and the seal of the state, the facts which in his or her opinion necessitate an immediate vote thereon, in which case it must nevertheless be upon the desks of the members in final form, not necessarily printed, before its final passage . . .

In Finger Lakes Racing Assn, v New York State Off-Track Pari-Mutuel Betting Commn. (30 NY2d 207 [1972]) and Norwick v Rockefeller (33 NY2d 537 [1973]) we rejected claims that the facts stated in a Governor’s certificates were insufficient to comply with article III, § 14. While Finger Lakes may have left open the possibility that some statements of facts could be found inadequate, Norwick did not. We now make explicit what our affirmance without opinion in Norwick implied: the sufficiency of the facts stated by the Governor in a certificate of necessity is not subject to judicial review.

The certificate in Finger Lakes, as we summarized it, “described the general purposes of the bill . . . and certified that because the bill had not been on the legislative desks three days ‘the Leaders of your Honorable bodies have requested this message to permit immediate consideration of the bill prior to your anticipated final adjournment’ ” (30 NY2d at 219). Noting that adjournment was imminent and “the bill could not reasonably have been in final printed form for three days before adjournment,” we held that the Governor’s certificate was “a compliance in terms and in spirit” with article III, § 14 (id.). Our next words seemed to imply that it was for the Governor to decide on the sufficiency of the facts: “It is the Governor who must express the opinion that an immediate vote is desirable. The facts on which he forms that opinion must satisfy him.” (Id.) We added, however: “The facts supporting his opinion . . . are rational and reasonable” (id.)—arguably suggesting that a certificate that was not “rational and reasonable” would be insufficient.

The apparent ambiguity in Finger Lakes was resolved in Nor-wick. There, the plaintiff challenged “all laws enacted on messages of necessity during the 1971 regular legislative session” (Norwick v Rockefeller, 70 Misc 2d 923, 925 [Sup Ct, NY County 1972], affd without op 40 AD2d 956 [1st Dept 1972], affd without [419]*419op 33 NY2d 537 [1973]). Supreme Court (Saypol, J.) summarized certain of the disputed certificates as follows:

“It appears that many of the messages currently issuing contain the following pro forma language: ‘Because the bill in its final form has not been on your desks three calendar legislative days the Leaders of your Honorable bodies have requested this message to permit its immediate consideration;’ or, mutatis mutandis, ‘Because the bill in its final form has not been on your desks three calendar legislative days, the Leaders of your Honorable bodies have requested this message to permit immediate consideration of the bill prior to your anticipated final adjournment.’ ” (70 Mise 2d at 931-932.)

Justice Saypol analyzed our decision in Finger Lakes, and observed that, as we mentioned above, the key language in Finger Lakes “can be read broadly to support the Governor’s action in all cases where he issues messages of necessity” or more narrowly (id. at 933). Justice Saypol, referring to “the dominant doctrine of separation of powers with concomitant adherence to judicial self-limitation,” chose the broader reading. He held that the sufficiency of the “facts” stated by the Governor in a message of necessity “is unassailable” (id. at 934).

By affirming without opinion in Norwick we endorsed the result Justice Saypol reached. In this case, endorsement of the result implies endorsement of the critical element in his rationale: that the sufficiency of the facts stated by the Governor as necessitating expedited consideration of a bill may not be challenged. Some of the certificates upheld in Norwick said only that the bill in question had not been on the legislators’ desks for three days and that “the Leaders of your Honorable bodies have requested this message to permit its immediate consideration.” If these facts are sufficient under the Constitution, it follows that any facts will be, as long as they satisfy the Governor.

Thus we conclude that the question presented in this case is already answered by Norwick. But if we were deciding the question afresh, we would decide it the same way. The Constitution on its face makes the Governor’s judgment of the facts determinative; he or she is to state facts that “in his or her opinion” necessitate prompt action. Whether a court’s opinion is or is not the same as the Governor’s does not matter.

[420]

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Maybee v. State of NY
828 N.E.2d 975 (New York Court of Appeals, 2005)

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Bluebook (online)
828 N.E.2d 975, 4 N.Y.3d 415, 796 N.Y.S.2d 18, 2005 N.Y. LEXIS 1026, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maybee-v-state-of-ny-ny-2005.