Mau v. Third Court of Appeals (In Re State)

560 S.W.3d 640
CourtCourt of Criminal Appeals of Texas
DecidedOctober 31, 2018
DocketNO. WR-87,818-01
StatusPublished
Cited by22 cases

This text of 560 S.W.3d 640 (Mau v. Third Court of Appeals (In Re State)) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mau v. Third Court of Appeals (In Re State), 560 S.W.3d 640 (Tex. 2018).

Opinion

YEARY, J., delivered the opinion of the Court in which KELLER, P.J., and KEASLER, RICHARDSON, KEEL, and WALKER, JJ., joined. ALCALA, J., filed a concurring opinion in which HERVEY and NEWELL, JJ., joined. NEWELL, J., filed a concurring opinion in which HERVEY and ALCALA, JJ., joined.

This mandamus proceeding arose from a misdemeanor prosecution for family-violence assault in which the convicting court granted deferred adjudication community supervision. Although the defendant originally pled not guilty and invoked his right to a jury trial, in the middle of that trial he changed his plea to guilty. The trial court then instructed the jury to return a guilty verdict predicated upon the defendant's guilty plea, which the jury did. But then, rather than permit the jury to go on to assess punishment, the trial court dismissed the jury. And rather than assess punishment, the trial court placed the defendant on deferred adjudication community supervision.

In this mandamus proceeding, the State, through its elected district attorney, now first argues that the trial court was not authorized to defer the adjudication of the defendant's guilt. The State further contends that the trial court lacked authority to take over the role of assessing punishment from the jury because the defendant's change of plea converted the trial into a unitary proceeding, at which the jury should have assessed punishment. The State prays that we order the trial court to withdraw its order granting deferred adjudication community supervision and empanel a new jury to assess the defendant's punishment. We will indeed grant mandamus relief, but of a more limited scope than that requested. We hold that the trial court plainly lacked the authority to defer adjudication of guilt following a jury verdict on a plea of guilty, and we will conditionally order the trial court to withdraw its order of deferred adjudication.

I. BACKGROUND

Jose Rivera, Jr., the real party in interest, was charged by information with the misdemeanor offense of family-violence assault for punching or choking his younger brother. TEX. PENAL CODE § 22.01(a)(1). He did not waive his right to a jury trial, and the State never gave written consent to his waiving a jury trial. The cause therefore proceeded to a jury trial on Rivera's plea of not guilty. After several witnesses had testified, Rivera unexpectedly changed his plea to guilty. 1 The trial court accordingly retired the jury with an instruction that it return a verdict of guilty on the basis of Rivera's plea, which the jury immediately did.

But the trial court did not submit the issue of punishment to the jury. Instead, it dismissed the jury upon its return of the guilty verdict. Neither party objected to the jury's dismissal. The prosecutor then *643 noted that Rivera had not been properly admonished prior to pleading guilty before the jury. Again without objection, the trial court proceeded to admonish Rivera, obtaining waivers of his various trial rights, including (as the trial court told Rivera) "the right to trial by jury, which we did begin here." Only at this point-after the jury had already returned a verdict of guilty-did Rivera purport to waive his right to jury trial. The State did not object to this belated waiver. But neither did the State consent in writing, before the entry of the guilty plea, as required by Article 1.13 of the Code of Criminal Procedure. 2 Rivera then again purported to plead guilty.

After hearing additional witnesses with respect to punishment, the trial court announced on the record that it would defer adjudication, explaining:

THE COURT: All right. Let me go on the record and make a couple of notations.
I spent my lunch hour thinking about the case and potential ramifications, also thinking about the procedure we utilized this morning.
A jury was selected, sworn, seated and testimony was initiated. During the course of that testimony, the defendant elected to change his plea and he did enter on the record in front of the jury a plea of guilty to the charge. In an abundances [sic] of caution, the Court then crafted a jury charge that resulted in an instructed verdict and instructed the jury to find the defendant guilty, but at no time was a judgment entered or conviction of adjudication made.
As it turns out, based on the law and utilizing the case of State versus Sosa and Article 42.12, it is within the trial court's discretion if a defendant does plead guilty, even after trial has been initiated, the Court still possesses the authority to defer adjudication of guilt. 3
Based on the extreme circumstances in this case that led to that moment, as well as the entire punishment hearing, I believe the interest of justice out -- extraordinarily outweigh and weigh in favor of the Court's exercising that discretion; and therefore I will accept your plea of guilty that was made, which would then terminate the need for the jury at that time.
And having received your voluntary plea of guilty, which we've received multiple times today, I will find it in the interest of justice to set aside and defer any adjudication on your guilt today and place you on deferred adjudication community supervision for a period of six months with no fine.

Only then did the State object:

[PROSECUTOR]: Judge, our objection respectfully is that this was a jury trial. This defendant pled guilty to a jury and [ State v. Sosa ] is a case involving a non jury trial. It is therefore distinguishable.
It's the State's belief that upon that finding of guilt by the jury, the defendant *644 was convicted and there is no judgment non obstante verdicto in a criminal case.

The trial court replied:

THE COURT: I understand. And I want the record to be clear that it's my interpretation as the Court that once the defendant changed his plea to guilty, even though the jury had been sworn and impaneled, the procedure for submitting the case to the jury for a directed verdict was improper and once having received the guilty plea, the authority to allow a deferred adjudication to be the punishment in this case remain[s] with the Court and I'm exercising my discretion in that regard.

The trial court accordingly entered a written order deferring adjudication of guilt and placing Rivera on six months' deferred adjudication community supervision. 4

The State sought a writ of mandamus from the Third Court of Appeals in Austin. 5 That court denied relief in a brief, unpublished memorandum opinion in which it simply declared that, "[h]aving reviewed the petition, the response of the real party in interest, relator's reply, and the record, we conclude that relator has not demonstrated that he is entitled to relief." In re State ex rel. Mau , No.

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Cite This Page — Counsel Stack

Bluebook (online)
560 S.W.3d 640, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mau-v-third-court-of-appeals-in-re-state-texcrimapp-2018.