Mattox v. McDonough

56 F.4th 1369
CourtCourt of Appeals for the Federal Circuit
DecidedJanuary 9, 2023
Docket21-2175
StatusPublished
Cited by9 cases

This text of 56 F.4th 1369 (Mattox v. McDonough) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mattox v. McDonough, 56 F.4th 1369 (Fed. Cir. 2023).

Opinion

Case: 21-2175 Document: 34 Page: 1 Filed: 01/09/2023

United States Court of Appeals for the Federal Circuit ______________________

LARRY W. MATTOX, Claimant-Appellant

v.

DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee ______________________

2021-2175 ______________________

Appeal from the United States Court of Appeals for Veterans Claims in No. 19-5212, Judge Coral Wong Pi- etsch, Judge Grant Jaquith, Judge Michael P. Allen. ______________________

Decided: January 9, 2023 ______________________

KENNETH M. CARPENTER, Law Offices of Carpenter Chartered, Topeka, KS, argued for claimant-appellant.

MEEN GEU OH, Commercial Litigation Branch, Civil Di- vision, United States Department of Justice, Washington, DC, argued for respondent-appellee. Also represented by BRIAN M. BOYNTON, PATRICIA M. MCCARTHY, LOREN MISHA PREHEIM; BRIAN D. GRIFFIN, ANDREW J. STEINBERG, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC. ______________________ Case: 21-2175 Document: 34 Page: 2 Filed: 01/09/2023

Before STOLL, SCHALL, and STARK, Circuit Judges. SCHALL, Circuit Judge. Larry W. Mattox appeals the April 26, 2021 decision of the United States Court of Appeals for Veterans Claims (“Veterans Court”). Mattox v. McDonough, 34 Vet. App. 61 (2021). In that decision, the Veterans Court affirmed the April 5, 2019 decision of the Board of Veterans’ Appeals (“Board”) that denied Mr. Mattox entitlement to service connection for an acquired psychiatric disorder, specifically post-traumatic stress disorder (“PTSD”). J.A. 72. In its decision, the Veterans Court addressed two is- sues that are relevant for this appeal. First, the court held that Mr. Mattox’s appeal to the Board was not subject to the provisions of the Veterans Appeals Improvement and Modernization Act of 2017, Pub. L. No. 115-55, 131 Stat. 1105 (“AMA”). Mattox, 34 Vet. App. at 66–71. As a result, the court ruled that Mr. Mattox was not prejudiced by the Board’s failure to provide him with a notice of its decision that met the requirements of 38 U.S.C. § 5104(b), as amended by the AMA. Id. at 71. Second, the Veterans Court held that the Board did not err when it concluded that the benefit-of-the-doubt rule, codified at 38 U.S.C. § 5107(b) (2000), did not apply in Mr. Mattox’s case. Mat- tox, 34 Vet. App. at 74–75. The Board reached that conclu- sion because, although it recognized that a veteran is entitled to the benefit of the doubt “where the evidence is in approximate balance,” it found that, in Mr. Mattox’s case, “the preponderance of the evidence” was against his claim for service connection. J.A. 81–82. For the reasons set forth below, we hold that Mr. Mat- tox’s appeal to the Board was not covered by the AMA. We also hold that the Board did not err in interpreting the ben- efit-of-the-doubt rule and in not applying it in Mr. Mattox’s case. We therefore affirm the decision of the Veterans Court. Case: 21-2175 Document: 34 Page: 3 Filed: 01/09/2023

MATTOX v. MCDONOUGH 3

BACKGROUND I Mr. Mattox served in the U.S. Navy from October of 1967 to October of 1971. Mattox, 34 Vet. App. at 64. His period of service included time spent on a vessel in the wa- ters of Vietnam. Id. On July 31, 2015, Mr. Mattox filed a claim for disability benefits with the Department of Veterans Affairs (“VA”) St. Louis Regional Office (“RO”). In it, he sought service con- nection for PTSD. J.A. 27–30. In support of his claim, he submitted the diagnosis of a private doctor. The doctor’s diagnosis was presented in a VA Disability Benefits Ques- tionnaire (“DBQ”). Id. at 114–19. The doctor concluded that Mr. Mattox suffered from PTSD and that in-service activities caused his disability. Id. at 116–17. On October 23, 2015, Mr. Mattox was examined by a VA psychologist. The examiner concluded that Mr. Mattox did not present “a diagnosis of PTSD according to the DSM-5 diagnostic criteria.” 1 J.A. 41. Rather, based on the information presented to him by Mr. Mattox, the examiner found that Mr. Mattox suffered from moderate alcohol and cannabis use disorder, which explained his feelings of de- pression, anxiety, and irritability. Id.; see also id. at 31. The examiner based his findings, in part, on the fact that Mr. Mattox spent a “great deal of time” on “getting and us- ing cannabis.” Id. at 32. In addition, Mr. Mattox reported to the examiner that he used cannabis “about daily,” that

1 “DSM-5,” sometimes referred to as “DSM-V,” refers to the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition. The DSM-5 provides diagnostic criteria for psychiatric diagno- ses, including PTSD. Case: 21-2175 Document: 34 Page: 4 Filed: 01/09/2023

he experienced feelings of anxiety, and that he used alcohol and cannabis to decrease those feelings. Id. at 37. On December 28, 2015, following receipt of the assess- ments of Mr. Mattox’s private doctor and the VA examiner, as well as various record documents, the RO concluded that Mr. Mattox did not suffer from PTSD. It therefore denied his claim. J.A. 45–48. Relevant here, the RO credited the VA examiner’s diagnosis of Mr. Mattox’s condition over that of Mr. Mattox’s private doctor. Id. at 46. On Decem- ber 21, 2016, following the filing of his notice of disagree- ment, id. at 49–50, and the RO’s subsequent issuance of its statement of the case, id. at 51–69, Mr. Mattox appealed to the Board, id. at 70. In its April 5, 2019 decision, the Board affirmed the RO’s denial of Mr. Mattox’s claim. J.A. 72. Like the RO, the Board found that “the weight of the evidence” did not support Mr. Mattox’s claim that he suffered from PTSD. Id. at 77. In the Board’s view, the observations and find- ings of the VA examiner were “highly probative” on the question of Mr. Mattox’s condition, id. at 78, and the Board noted what it viewed as deficiencies in the diagnosis of Mr. Mattox’s private doctor, id. at 78–79. In sum, the Board observed that “the October 2015 examiner provided a more thorough review of the evidence and more vigorous rationale for the conclusion reached.” Id. at 79. The Board concluded its opinion with the following statement: [T]he Board has reviewed all medical and lay evi- dence, but finds there is no probative evidence of record which establishes that the Veteran has been diagnosed with PTSD during the pendency of his appeal. Although the Veteran is entitled to the benefit of the doubt where the evidence is in ap- proximate balance, the benefit of the doubt doctrine is inapplicable where, as here, the preponderance of the evidence is against the claim for service connec- tion. Case: 21-2175 Document: 34 Page: 5 Filed: 01/09/2023

MATTOX v. MCDONOUGH 5

Id. at 81–82 (citing 38 U.S.C. § 5107; 38 C.F.R. § 3.102 (2001)) (emphasis added). Mr. Mattox appealed the Board’s decision. II Before the Veterans Court, Mr. Mattox raised two ar- guments that are relevant for us. 2 His first argument re- lated to 38 U.S.C. § 5104. The 1994 version of that statute, which was in effect when Mr. Mattox filed his claim for ben- efits on July 31, 2015, provided, in relevant part, that “[i]n the case of a decision by the Secretary under [38 U.S.C. § 511

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Bluebook (online)
56 F.4th 1369, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mattox-v-mcdonough-cafc-2023.