Matthew S. Simons v. State of Indiana (mem. dec.)

Indiana Court of Appeals·Decided February 28, 2018·No. 25A03-1708-CR-1841·Published

Opinion

MEMORANDUM DECISION FILED

Pursuant to Ind. Appellate Rule 65(D), this Feb 28 2018, 8:32 am Memorandum Decision shall not be regarded as CLERK

precedent or cited before any court except for the Indiana Supreme Court Court of Appeals

purpose of establishing the defense of res judicata, and Tax Court collateral estoppel, or the law of the case.

ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE T. Andrew Perkins Curtis T. Hill, Jr. Peterson Waggoner & Perkins, LLP Attorney General of Indiana Rochester, Indiana Tyler G. Banks

Deputy Attorney General

Indianapolis, Indiana

IN THE

COURT OF APPEALS OF INDIANA

Matthew S. Simons, February 28, 2018

Appellant-Defendant, Court of Appeals Case No.

25A03-1708-CR-1841

v. Appeal from the Fulton Circuit Court.

The Honorable A. Christopher Lee, State of Indiana, Judge. Appellee-Plaintiff. Trial Court Cause No.

25C01-1404-FD-213

Friedlander, Senior Judge [1] Matthew S. Simons appeals the trial court’s denial of his motion to withdraw his guilty plea. We affirm.

[2] Simons presents two issues for our review, which we restate as:

Court of Appeals of Indiana | Memorandum Decision 25A03-1708-CR-1841 | February 28, 2018 Page 1 of 20 1. Whether Simons’s waiver of his right to counsel was made knowingly and intelligently.

2. Whether the trial court erred in denying Simons’s motion to withdraw his guilty plea.

[3] On April 8, 2014, Simons was charged with possession of methamphetamine, a 1 2 Class D felony; possession of illegal drug lab, a Class D felony; resisting law

3

enforcement, a Class D felony; and possession of marijuana, a Class A

4

misdemeanor. Three years later on May 2, 2017, the morning of trial, Simons

entered into a plea agreement in which he would plead guilty to the charge of possession of an illegal drug lab as a Class D felony. In exchange, the State would dismiss the remaining three charges in this case as well as the charges of possession of methamphetamine and possession of paraphernalia in another cause.

[4] After entry of his plea but prior to sentencing, Simons filed his pro se appearance with a motion to withdraw his guilty plea on June 13. At the hearing on Simons’s motion, the court told Simons it would not grant him a different attorney and asked if he wanted to continue being represented by his public defender or to represent himself. Simons replied that he wanted to represent himself. After admonishing Simons regarding the dangers of self-

1 Ind. Code § 35-48-4-6.1 (2006).

2 Ind. Code § 35-48-4-14.5 (2013).

3 Ind. Code § 35-44.1-3-1 (2013).

4 Ind. Code § 35-48-4-11 (2013).

Court of Appeals of Indiana | Memorandum Decision 25A03-1708-CR-1841 | February 28, 2018 Page 2 of 20 representation, the court granted his request to withdraw the appearance of the public defender and proceeded with the hearing with Simons representing himself. Following the hearing, the court denied Simons’s motion to withdraw his guilty plea.

[5] At sentencing on July 17, 2017, the court accepted Simons’s plea agreement and sentenced him accordingly to three years with no time suspended, consecutive to his sentence in another cause. Simons now appeals.

[6] We first note that generally a challenge to a guilty plea must be pursued through post-conviction proceedings rather than on direct appeal. Milian v. State, 994 N.E.2d 342 (Ind. Ct. App. 2013), trans. denied. Nevertheless, a defendant who has sought to withdraw his guilty plea prior to sentencing may challenge the trial court’s denial on direct appeal. Id. This is such a case.

1. Waiver of Counsel

[7] Simons contends that his waiver of counsel at the hearing on his motion to withdraw guilty plea was not knowing or intelligent. The Sixth Amendment to the United States Constitution guarantees a criminal defendant the right to counsel, and this right encompasses the right to self-representation. McBride v. State, 992 N.E.2d 912 (Ind. Ct. App. 2013), trans. denied. Nevertheless, before a defendant waives his right to counsel and proceeds pro se, the trial court must determine that the defendant’s waiver of counsel is knowing, voluntary, and intelligent. Jackson v. State, 992 N.E.2d 926 (Ind. Ct. App. 2013), trans. denied.

Court of Appeals of Indiana | Memorandum Decision 25A03-1708-CR-1841 | February 28, 2018 Page 3 of 20

[8] The defendant who waives his right to counsel and asserts his right to self- representation should be informed of the dangers and disadvantages of doing so. Parish v. State, 989 N.E.2d 831 (Ind. Ct. App. 2013). Our Supreme Court has stated that there are no prescribed “talking points” a trial court is required to include in its advisement to defendants but directed trial courts to come to a “considered determination” that a defendant is making a voluntary, knowing, and intelligent waiver. Poynter v. State, 749 N.E.2d 1122, 1126 (Ind. 2001). In making this determination, the Court has considered four factors: “(1) the extent of the court’s inquiry into the defendant’s decision, (2) other evidence in the record that establishes whether the defendant understood the dangers and disadvantages of self-representation, (3) the background and experience of the defendant, and (4) the context of the defendant’s decision to proceed pro se.” Id. at 1127-28. The Court noted that when applying these factors, the trial court is in the best position to assess whether a defendant has knowingly, intelligently, and voluntarily waived counsel, and the trial court’s decision will most likely be upheld where it has made the proper inquiries, conveyed the proper information, and reached a reasoned conclusion. Id. We review de novo the trial court’s determination that a defendant waived his right to counsel. McBride, 992 N.E.2d 912.

[9] Further, the right to counsel guarantee applies at any “critical stage” of the prosecution where the absence of counsel might diminish the defendant’s right to a fair trial. Esmond v. State, 20 N.E.3d 213, 215 (Ind. Ct. App. 2014). The proper test for determining whether a particular proceeding is a critical stage to

Court of Appeals of Indiana | Memorandum Decision 25A03-1708-CR-1841 | February 28, 2018 Page 4 of 20 which the assistance of counsel guarantee applies is whether the defendant is confronted with the intricacies of the law or the advocacy of the State. Id.

[10] In the present case, Simons was advised by the court at his initial hearing in April 2014 that he had a right to be represented by counsel and that, if he could not afford one, the court would appoint counsel. Simons requested the court to appoint counsel, and, after questioning Simons regarding his ability to pay an attorney, the court appointed counsel.

[11] Soon thereafter, Public Defender Saiz appeared as counsel for Simons. Subsequently, at the request of the parties, the court set a change of plea hearing for March 23, 2015. The hearing was then reset for April 13, 2015 at Simons’s request. However, Simons failed to appear for the April 13 hearing, and the court issued a warrant for his arrest.

[12] In December 2015, while still represented by Public Defender Saiz, Simons filed his pro se Motion for Discovery Material, Motion for Transport Order, and Material and Information in Depositions Motion and informed the trial court that he was in the Cass County jail. The court issued an order stating it would take no action on Simons’s filings because he was represented by counsel.

[13] In April 2016, private counsel filed his appearance for Simons, and Public Defender Saiz withdrew. Simons, now represented by private counsel, filed a pro se Motion for Transport. The court again issued an order stating it would not consider Simons’s motion because he was represented. Court of Appeals of Indiana | Memorandum Decision 25A03-1708-CR-1841 | February 28, 2018 Page 5 of 20

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Matthew S. Simons v. State of Indiana (mem. dec.), (Ind. Ct. App. 2018).

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