Matter of Waite v. Town of Champion

31 N.Y.3d 586, 2018 NY Slip Op 04688
CourtNew York Court of Appeals
DecidedJune 27, 2018
StatusPublished
Cited by1 cases

This text of 31 N.Y.3d 586 (Matter of Waite v. Town of Champion) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Waite v. Town of Champion, 31 N.Y.3d 586, 2018 NY Slip Op 04688 (N.Y. 2018).

Opinion

Matter of Waite v Town of Champion (2018 NY Slip Op 04688)

Matter of Waite v Town of Champion
2018 NY Slip Op 04688 [31 NY3d 586]
June 27, 2018
Rivera, J.
Court of Appeals
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
As corrected through Wednesday, September 16, 2018


[*1]
In the Matter of Jennifer Waite et al., Appellants,
v
Town of Champion, Respondent.

Argued June 7, 2018; decided June 27, 2018

Matter of Waite v Town of Champion, 148 AD3d 1634, affirmed.

{**31 NY3d at 588} OPINION OF THE COURT
Rivera, J.

In this CPLR article 78 proceeding, petitioners claim that respondent failed to accomplish and complete the dissolution of the Town of Champion Fire Protection District as required by the General Municipal Law. On the facts of this case, we conclude that respondent's actions are not affected by an error of law because it prepared, approved, and implemented a dissolution plan in compliance with the applicable statutory requirements, and lawfully created two legally distinct fire protection districts to deliver fire protection services to the Town of Champion residents, in accordance with Town Law § 170.

I. Statutory Background

In 2009, the legislature enacted the "New N.Y. Government Reorganization and Citizen Empowerment Act" (Act), codified as General Municipal Law article 17-a, in order to "establish[ ] uniform and user-friendly procedures for local government entities to consolidate or dissolve" (Sponsor's Mem, Bill Jacket, L 2009, ch 74 at 6, 2009 McKinney's Session Laws of NY at 1528). As relevant to this appeal, title 3 of the Act provides that a local government entity other than a town may be dissolved through a dissolution proceeding, initiated by the entity's governing body or directly by its electors (see General Municipal Law § 773). For the electors to initiate a dissolution proceeding, a specified fraction of the local [*2]government entity's{**31 NY3d at 589} electorate must sign a petition substantively conforming to language specified in the Act and calling for a referendum (see General Municipal Law § 779). The referendum on the entity's continued existence is then put to a vote at a special or general election (id. § 780). If the referendum passes by majority vote, the governing body of the local government entity subject to the referendum must prepare and approve a "dissolution plan," which specifies, among other things, "the manner and means by which the residents of the entity will continue to be furnished municipal services following the entity's dissolution" (id. § 782 [2] [i]). The dissolution plan must also spell out "terms for the disposition of the entity's assets . . . liabilities and indebtedness," as well as the date on which it shall become effective (id. § 782 [2] [j], [l]).

Thereafter, the governing body must make the plan available for public inspection and hold public hearings, upon reasonable notice, so that the public at large has an opportunity to comment on the proposed dissolution (see id. §§ 782, 784). After the hearings, the governing entity must approve a final version of the dissolution plan. If, as a result of public comment, the plan is amended, it must be publicly posted anew before the final vote (see id. § 784). After its ultimate approval, the dissolution plan takes effect on the date specified, which by statute must be at least 45 days after the final vote, unless implementation is forestalled under the Act (see id. § 785).

In particular, the Act allows electors to subject the implementation of an elector-initiated dissolution plan to a "permissive referendum" (id.). Thus, if electors are dissatisfied with a proposed dissolution plan, apart from airing their concerns through the public hearing and participation process, they may, by obtaining a specified number of signatures, petition to put a referendum question to the electorate as to whether the dissolution plan should take effect (see id.).[FN1] If they gather enough signatures to trigger a permissive referendum, the dissolution plan goes into effect only if a majority vote in its favor (see id.). Moreover, where the local governing body "fails to prepare and approve [a dissolution] plan or is otherwise unable{**31 NY3d at 590} or unwilling to accomplish and complete the dissolution," "five electors who signed the petition seeking dissolution may commence a special proceeding against the entity pursuant to article [78] . . . to compel compliance" (id. § 786 [1]).

The instant appeal concerns the dissolution of a fire protection district (FPD), one of two local entities a town may create to facilitate provision of fire protection services to the town's residents. Upon its creation of an FPD, the town board, as the town's governing body, assumes the duty to provide fire protection through volunteer and paid firefighters. To that end, it may "contract with any city, village, fire district or incorporated fire company . . . for the furnishing of fire protection" (Town Law § 184 [1]). These contracts are paid for by an assessment on the FPD, which, according to the State Comptroller, must be uniform across the FPD (1981 Ops St Comp No. 81-311). FPD taxes must be administered by the town "in the same manner, at the same time and by the same officers as [are] town taxes" (Town Law § 184 [6]), and the town may ultimately be liable for the negligence of its firefighting personnel (see Nelson v Garcia, 152 AD2d 22, 24-25 [4th Dept 1989]).

Alternatively, a town board may choose to create a fire district (FD) to provide fire protection services. An FD, unlike an FPD, is a distinct "political subdivision of the state and a district corporation within the meaning of section three of the general corporation law" in its own right (Town Law § 174 [7]).[FN2] Its "officers and employees . . .[*3], including the paid and volunteer members of the fire department thereof, are officers and employees of such [FD] and are not officers or employees of any other political subdivision" (id.; see also Nelson, 152 AD2d at 25 [observing that an FD is "a wholly independent political subdivision whose 'members', including its volunteer fire(fighters), are employees of the (FD) and not of the town"]). An FD is headed by independent commissioners who devise the FD's budget, which, when approved, is independently implemented by the county's board of supervisors (see Town Law §§ 174, 181). In addition, an FD's commissioners have the power to set differential tax rates across the FD, charging FD residents different{**31 NY3d at 591} amounts based on the specific cost of providing them with fire protection services (see id. § 176 [27]).

Both an FPD and an FD may be created by "the town board of any town" "[u]pon its own motion and without a petition" (id. § 170 [2]). They may also be initiated by petition, if "resident[-]taxpayers owning taxable real property aggregating at least one-half of the assessed valuation of all the taxable real property of the proposed district" so request (id. § 171 [1]). Filing an appropriate petition does not guarantee the creation of an FPD or FD, because the proposal must go through a public comment period, and is subject to approval or disapproval in the discretion of the town board (see id. § 171 [3]).

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Bluebook (online)
31 N.Y.3d 586, 2018 NY Slip Op 04688, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-waite-v-town-of-champion-ny-2018.