MATTER OF MARON v. Silver

925 N.E.2d 899, 14 N.Y.3d 230, 899 N.Y.S.2d 97
CourtNew York Court of Appeals
DecidedFebruary 23, 2010
Docket16, 17, 18
StatusPublished
Cited by50 cases

This text of 925 N.E.2d 899 (MATTER OF MARON v. Silver) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MATTER OF MARON v. Silver, 925 N.E.2d 899, 14 N.Y.3d 230, 899 N.Y.S.2d 97 (N.Y. 2010).

Opinions

[244]*244OPINION OF THE COURT

Pigott, J.

The constitutional arguments raised in these judicial compensation appeals are premised upon, among other things, alleged violations of the New York State Constitution’s Compensation Clause and the Separation of Powers Doctrine. Because the Separation of Powers Doctrine is aimed at preventing one branch of government from dominating or interfering with the functioning of another coequal branch, we conclude that the independence of the Judiciary is improperly jeopardized by the current judicial pay crisis and this constitutes a violation of the Separation of Powers Doctrine.

I. Factual Background

The compensation of justices and judges of the Unified Court System, with certain exceptions not applicable here, is governed by article 7-B of the Judiciary Law (see Judiciary Law §§ 221— 221-i). Article VI, § 25 (a) of the New York Constitution, also known as the “Compensation Clause,” directs that the compensation of justices and judges “shall be established by law and shall not be diminished during the term of office for which he or she was elected or appointed.”

The last time the Legislature adjusted judicial compensation was in 1998, through the amendment of Judiciary Law article 7-B (see L 1998, ch 630, § 1 [eff Jan. 1, 1999]). That adjustment increased the annual salaries of this State’s Judiciary to make them commensurate with the salaries paid their federal counterparts.1 Now, however, New York State ranks nearly last of the 50 states in its level of judicial compensation, adjusting for the cost of living. It is estimated that, over the last 11 years, the real value of judicial salaries has declined by approximately 25% to 33%.

At the time the roughly 1,300 judges and justices who comprise the so-called “Article VI judges” (i.e. judges covered by article VI of the New York State Constitution) received the pay raise that was enacted in 1998, they presided over 3.5 million cases. Ten years later, in 2008, the judges presided over a staggering 4.5 million cases, 38% of which were criminal (approximately 1.71 million cases), 42% civil (approximately 1.89 [245]*245million cases), 17% Family Court (approximately 765,000 cases) and 3% Surrogates’ Court (approximately 135,000 cases) (see New York State Unified Court System 1998 and 2008 Annual Reports).

In 2006, the Judiciary submitted to Governor Pataki, as part of its proposed annual budget, a request for $69.5 million to fund salary adjustments for the approximately 1,300 article VI judges, retroactive to April 1, 2005. The intention was to restore pay parity with federal judicial salaries. Although made part of the state budget (see L 2006, ch 51, § 2), the Legislature failed to authorize disbursement of the appropriation, because the Legislature and the Governor could not agree on a pay increase for the legislators themselves.

The following year, Governor Spitzer included in his executive budget more than $111 million for judicial pay raises, retroactive to April 1, 2005, which, if implemented, would have placed salaries of State Supreme Court justices at an amount roughly on a par with federal judicial compensation. The Legislature removed that provision from the budget two months later.

In April 2007, the Senate passed a bill (2007 NY Senate Bill S5313) increasing judicial compensation, this time retroactive to January 1, 2007, and calling for the creation of a commission to review future salary increases for both judges and legislators. Governor Spitzer refused to support this legislation, however, unless the Legislature enacted campaign finance and ethics reform measures. Two months later, the Governor expressed support for a “judges only” pay bill.

Shortly thereafter, the Senate passed another bill (2007 NY Senate Bill S6550) providing for an increase in judicial salaries, this time without any corresponding increase for legislators. It also called for the establishment of a commission to examine future increases in judicial salaries taking into account the needs of the Judiciary and the State’s ability to pay. The Assembly refused to act on that bill because it did not provide for an increase in legislative pay.

The following year, Governor Paterson and the Legislature approved a budget for 2008-2009 that included $48 million for judicial salary increases. Like the 2006-2007 appropriation, this was a so-called “dry appropriation” requiring further legislation before the salaries could be paid—legislation that was never enacted.

All parties to this litigation agree that article VI justices and judges have earned and deserve a salary increase. That is what [246]*246makes this litigation unique. Although the parties have been in accord regarding the need to adjust judicial compensation, the failure of the Legislature and the Executive to come to an agreement on legislation effecting a pay increase has led to the continuing inertia underlying this dispute.

II. Procedural History

Maron v Silver et al.

The Maron petitioners—current and former State Supreme Court Justices and District Court Judges—commenced this hybrid CPLR article 78 proceeding/declaratory judgment action against respondents Sheldon Silver, as Speaker of the Assembly, Joseph Bruno, then Temporary President of the Senate, Eliot Spitzer, then Governor of New York, Thomas DiNapoli in his capacity as State Comptroller, the Assembly and Senate and the Office of Court Administration (OCA).2 The article 78 proceeding seeks mandamus relief compelling the Comptroller to disburse all retroactive sums and pay the budgeted raises allocated in the 2006-2007 state budget for judicial salary reform. The petition also asserts violations of the Separation of Powers Doctrine, equal protection and the State Compensation Clause.

Supreme Court, Albany County, partially granted defendants’ motion to dismiss the petition for failure to state a cause of action, leaving intact the separation of powers claim. The court further held that Silver, Bruno and Spitzer were immune from suit because setting judicial salaries is a legislative act, and concluded that to the extent the petition alleged a constitutional violation against the Assembly and Senate, those allegations constituted claims against the State.3

In a 4-1 decision, the Appellate Division dismissed the petition, holding, among other things, that the Marón petitioners’ failure “to allege a discriminatory attack on the judicial branch that has impaired or imminently threatened the Judiciary’s independence and ability to function” was fatal to their separation of powers claim (Matter of Maron v Silver, 58 AD3d 102, 123 [3d Dept 2008]).

The Maron petitioners appealed to this Court as of right on the constitutional questions presented. This Court retained [247]*247jurisdiction over the appeal and denied leave to appeal as unnecessary (see Matter of Maron v Silver, 12 NY3d 909 [2009]).

Larabee v Governor et al.

The Larabee

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Bluebook (online)
925 N.E.2d 899, 14 N.Y.3d 230, 899 N.Y.S.2d 97, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-maron-v-silver-ny-2010.