Matter of Herkenhoff

866 P.2d 350, 116 N.M. 622
CourtNew Mexico Supreme Court
DecidedDecember 22, 1993
Docket21718
StatusPublished
Cited by6 cases

This text of 866 P.2d 350 (Matter of Herkenhoff) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Herkenhoff, 866 P.2d 350, 116 N.M. 622 (N.M. 1993).

Opinion

OPINION

PER CURIAM.

This matter is before the Court for consideration of the disciplinary board’s recommendation that W. Eugene Herkenhoff be suspended indefinitely from the practice of law with said suspension deferred on condition that Herkenhoff successfully complete a probationary period of at least one (1) year. We adopt the board’s recommendation in its entirety.

Herkenhoff was retained in 1987 by Edwin and Bonnie Cashion (Cashions) to represent them in a dispute they were having with an auto dealership regarding a vehicle they had purchased. He ultimately filed a lawsuit on his clients’ behalf. (Cashion v. Borman et al., cause no. CV 89-28 before the Third Judicial District Court of New Mexico.)

The Bank of the Rio Grande (Bank) had purchased the retail installment contract from Borman and, in August 1990, attempted to intervene in cause no. CV 89-28 to assert a claim for payment on the contract, after the Cashions ceased making payments. Herkenhoff objected vehemently to the intervention, and the motion was not pursued. Thereafter, Tim Arend (Arend), president and chief executive officer of the Bank, retained the services of James A Roggow, Esq., (Roggow) to represent the Bank’s interests.

In January 1991, Roggow withdrew the motion to intervene and filed a separate action entitled Bank of the Rio Grande, N. A v. Edwin E. Cashion et al. (cause no. CV 91-58 before the Third Judicial District Court of New Mexico) seeking judgment on the debt owed to the Bank. Summary judgment was entered in favor of the Bank in July 1991. In March 1992, Herkenhoff filed a motion to vacate the judgment, which was denied by the Court in May 1992. Neither the order of summary judgment nor the order denying the motion to set aside that judgment was appealed within the appropriate time limits and both became final.

Roggow then undertook to enforce and collect the judgment. On June 10,1992, he filed a notice of deposition duces tecum in aid of judgment to be held on June 16, 1992, served a copy on Cashion, and mailed a copy to Herkenhoff. On July 13, 1992, Herkenhoff advised Roggow by letter that he had decided to “cancel” the July 16 deposition on grounds that notice was defective and “is considered nothing but harassment and abusive.” Herkenhoff did not seek a protective order or otherwise attempt, within the scope of procedural rules, to stay the taking of his client’s deposition. Neither he nor Cashion appeared for the deposition.

On July 16,1992, Roggow filed a motion to compel discovery in aid of judgment and requested attorney fees and sanctions. After a telephonic hearing on this motion on August 5, 1992, the court ordered that the deposition be held within five (5) days, that Cashion bring with him the documents previously subpoenaed, and that the Cashions and Herkenhoff be jointly and severally liable for plaintiffs’ attorney fees in the amount of $159.38 due to their failure to appear at the deposition. Roggow promptly gave notice that the deposition would be rescheduled for August 10, 1992.

Both Herkenhoff and Cashion appeared at the deposition, and Cashion brought with him the documents previously subpoenaed. Under questioning, Cashion, acting on the advice of Herkenhoff, refused to answer questions concerning the amount of his or his wife’s salary, the amount and type of insurance he carried, ownership of or liens against any vehicles, debts owed, stocks owned by him, deeds to any property, and checking and/or savings accounts maintained by him. Also, acting on the advice of Herkenhoff, Cashion claimed that such information was confidential. Cashion refused to produce any of the documents he had brought with him, claiming that each was either privileged or a matter of public record.

Herkenhoff asserted on the record that Cashion was entitled not to show the documents to Roggow. He stated, “Your subpoena said ‘produce.’ He came here and produced the documents. They’re available, but he’s not going to show them to you, because he doesn’t have to show them to you.” When Roggow advised Herkenhoff and Cashion that he would be presenting the deposition to the court and seeking sanctions, Herkenhoff accused Roggow of threatening him and stated that he believed that Roggow was being extortionary. The hearing committee specifically found that Roggow did not “threaten” Herkenhoff and that the words “bring with you” or “produce” in a subpoena duces tecum are generally understood in the legal community to mean that the one so commanded will show the subpoenaed documents to the party who has had the subpoena issued.

On August 12,1992, Roggow filed a motion to compel discovery, for sanctions, and for contempt citations. On August 20, 1992, ten days after Cashion’s deposition, Herkenhoff filed a motion for protective order. Many of the issues raised by Herkenhoff in this motion previously had been raised in his motion to vacate the judgment and previously ruled upon by the court.

After a hearing on August 20, 1992, the court found that Cashion, acting on Herkenhoffs advice, willfully had disobeyed the court’s August 5, 1992, order and gave judgment to the Bank against both Herkenhoff and Cashion in the amount of $887.03 for attorney fees, deposition costs, and mileage. The court also found both Herkenhoff and Cashion to be in contempt and fined them $500.00, for which they were jointly and severally liable. Certain allegations regarding Roggow were stricken from Herkenhoffs motion for protective order on grounds that they were “immaterial and scandalous.” The court further ordered that the Bank could request a setting for the deposition of Cash-ion to be held before the court in Deming, New Mexico. The deposition was finally held on October 9, 1992, under the supervision of the court.

On the basis of the above conduct, the hearing committee and the board found that Herkenhoff violated numerous provisions of the Rules of Professional Conduct, SCRA 1986, 16-101 through 16-804 (Repl.Pamp.1991 & Cum.Supp.1992). We agree. An attorney who engages in this type of unorthodox conduct can have no conceivable purpose apart from inconveniencing a party to litigation and disrupting a legal proceeding. In this instance, Herkenhoff has committed clear violations of Rules 16-301, 16-302, 16-304(A), 16-304(C), 16-305(0, and 16-404.

In a separate but related incident, Herkenhoff committed further violations of the Rules of Professional Conduct. As noted above, Arend is president and chief executive officer of the Bank represented by Roggow since January 1991. As president and CEO, Arend clearly has managerial responsibility for the Bank and is a person protected by the prohibitions of Rule 16-402, which directs that in representing a client a lawyer may not communicate directly about the subject matter of the representation with a party the lawyer knows to be represented by another lawyer in that matter.

In November 1991, Arend requested a brief meeting with Herkenhoff to assure him that he bore no malice toward Cashion. Although Herkenhoff was aware of Roggow’s representation of the Bank, he did not advise Roggow of Arend’s wish to meet with him or obtain Roggow’s permission to discuss the case with Arend. The proscriptions of Rule 16-402 apply equally to situations where the party represented by another attorney may initiate the contact with opposing counsel.

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Related

In Re Maestas
New Mexico Court of Appeals, 2022
In re Herken-Hoff
1997 NMSC 007 (New Mexico Supreme Court, 1997)
Matter of Chavez
927 P.2d 1042 (New Mexico Supreme Court, 1996)
Matter of Herkenhoff
889 P.2d 840 (New Mexico Supreme Court, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
866 P.2d 350, 116 N.M. 622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-herkenhoff-nm-1993.