Matter of Disciplinary Proceedings Against Britton

508 N.W.2d 412, 180 Wis. 2d 109, 1993 Wisc. LEXIS 929
CourtWisconsin Supreme Court
DecidedDecember 7, 1993
Docket92-1177-D
StatusPublished
Cited by2 cases

This text of 508 N.W.2d 412 (Matter of Disciplinary Proceedings Against Britton) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Disciplinary Proceedings Against Britton, 508 N.W.2d 412, 180 Wis. 2d 109, 1993 Wisc. LEXIS 929 (Wis. 1993).

Opinions

PER CURIAM.

Attorney disciplinary proceeding; attorney's license suspended.

[110]*110The Board of Attorneys Professional Responsibility (Board) appealed from the recommendation of the referee that the court suspend the license of Attorney Ronald P. Britton to practice law for 90 days as discipline for his using for his own benefit client funds held in trust and failing to comply with the court's rules governing the maintenance of an attorney trust account. The Board contended that the serious nature of the misconduct warrants the revocation of Attorney Britton's license or at least its suspension for several years.

We determine that the license suspension recommended by the referee is appropriate discipline to be imposed for Attorney Britton's professional misconduct. Our determination is based on the circumstances of Attorney Britton's misconduct and the exceptional factors presented in mitigation of the severity of discipline to be imposed for it. We are satisfied that a 90-day license suspension is the proper disciplinary response to the unique circumstances this case presents.

Attorney Britton was licensed to practice law in Wisconsin in 1981 and practices in Milwaukee. He has not previously been the subject of an attorney disciplinary proceeding. The facts found by the referee, Attorney John A. Fiorenza, reserve judge, are not in dispute.

In 1988 a woman retained Attorney Britton to represent her on a social security benefit claim and a worker's compensation claim. The latter was settled and Attorney Britton placed $12,000 of the settlement in his attorney trust account, which was not an interest-bearing account, pending determination and payment of the client's medical bills. The client later directed Attorney Britton not to make any disbursement of those funds and instructed him to reopen her [111]*111claim, as she was not satisfied with the amount of the settlement.

During the time he was obtaining information to seek reconsideration of the client's claim, Attorney Britton withdrew from his trust account on several occasions all or part of the settlement funds and used them for his own benefit. More than a year later, the client obtained other counsel to pursue her claim and asked Attorney Britton for her file and the funds he held for her in trust. Approximately 30 days before the client asked for her funds, Attorney Britton had deposited into his trust account the full amount of the funds he had misappropriated. In response to his client's request, he gave the client her file and a trust account check for $12,000. Thereafter, following a demand from the client's attorney, Attorney Britton paid the client interest on the funds he had held in trust.

On the basis of those facts, the referee concluded that Attorney Britton violated the court's rules, SCR 20:1.15(a), (c) and (e),1 by not holding his client's funds [112]*112separate from his own in an interest-bearing trust account and by failing to maintain records of the transactions in his client trust account. The referee also concluded that Attorney Britton violated SCR 20:1.15 by unlawfully using trust account funds for his own benefit. As discipline for that misconduct, the referee recommended that the court suspend Attorney Brit-ton's license to practice law for 90 days and, for three years following reinstatement of his license, require him to have a certified public accountant annually review his trust account and verify to the Board that he [113]*113has maintained a trust account in accordance with the court's rules and that no violation of those rules has occurred.

In its appeal, the Board first argued that the court should make an additional finding of fact that Attorney Britton did not timely, fully and fairly disclose to the Board during its investigation all facts and circumstances pertaining to his misconduct. In his report the referee did not address the allegation in the Board's complaint that Attorney Britton failed to cooperate with the Board in its investigation.

The Board's assertion that Attorney Britton failed to cooperate in its investigation and its request that the court make a finding of fact accordingly are based on Attorney Britton's response to the Board's investigation of the client's grievance concerning what she perceived to be a delay in the return of her settlement funds. Responding to the Board's initial inquiry, Attorney Britton told the Board he had placed the endorsed settlement check in his trust account and recently gave his client a $12,000 trust account check, together with her file she had requested. He stated, "There is absolutely no question in my mind whatsoever that [the client] knew that said monies were in my office trust account." Since Attorney Britton had not told his client that some or all of her funds at times had been removed from his trust account, the Board contended that the client had no way of knowing that Attorney Britton had taken those funds. The Board argued that Attorney Britton's statement was intended to suggest to the Board that the client's funds had remained in his trust account and to divert the Board from further inquiry into the matter.

When the Board asked him to furnish bank records of his trust account to verify that the client's funds had [114]*114been on deposit in that account for the entire time he held them, Attorney Britton submitted to the Board only a copy of the deposit slip showing that the check had been deposited into his trust account. He did not produce the monthly bank statements he had thát would have shown that at least some of the client's funds were missing for most of the time he was to be holding them in trust and that on at least two occasions the entire amount was gone from his trust account. Attorney Britton told the Board, "I am sorry to admit that I cannot produce documentation that the entire funds in question remained in my trust account between July 15, 1988 up to the time that [the client] requested her file and funds." It was not until the Board asked him to clarify that statement that Attorney Britton admitted he had made improper withdrawals from his trust account.

While he did not dispute the facts asserted by the Board concerning his responses to its inquiries concerning his conduct in the client's matter, Attorney Britton contested the Board's allegation that he failed to cooperate with its investigation. We determine that, regardless of his ultimate cooperation with the Board, the undisputed facts establish that Attorney Britton did not comply with the rule, SCR 22.07(2), requiring an attorney to "fully and fairly disclose all facts and circumstances pertaining to the alleged misconduct" during the course of a Board investigation. The rule further provides, "Failure to provide information or misrepresentation in a disclosure is misconduct." In light of the undisputed facts concerning Attorney Brit-ton's responses to the Board's inquiries and the absence of findings and conclusions on the issue in the referee's report, we reach the conclusion that Attorney Britton failed to cooperate with the Board in its investi[115]*115gation of his misconduct. That conclusion, however, does not alter our determination that the discipline for Attorney Britton's misconduct recommended by the referee is appropriate.

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Matter of Disciplinary Proceedings Against Britton
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Bluebook (online)
508 N.W.2d 412, 180 Wis. 2d 109, 1993 Wisc. LEXIS 929, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-disciplinary-proceedings-against-britton-wis-1993.