Matter of Dempsey

632 F. Supp. 908, 1986 U.S. Dist. LEXIS 29997
CourtDistrict Court, N.D. California
DecidedJanuary 27, 1986
DocketC-84-6748 RFP
StatusPublished
Cited by1 cases

This text of 632 F. Supp. 908 (Matter of Dempsey) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Dempsey, 632 F. Supp. 908, 1986 U.S. Dist. LEXIS 29997 (N.D. Cal. 1986).

Opinion

MEMORANDUM AND ORDER

PECKHAM, Chief Judge.

INTRODUCTION

On October 15, 1984, this court issued to Arthur Daniel Dempsey an order to show cause why he should not be disbarred for incompetent and unprofessional behavior before this court. A hearing was held on September 17, 1985, at which time Mr. Dempsey responded to charges of more than twenty specific examples of incompetence or misconduct.

*910 This court has reviewed the evidence and finds that Mr. Dempsey did, in fact, engage in conduct inappropriate for an attorney practicing before this court. The court, therefore, suspends Mr. Dempsey from the roll of attorneys entitled to practice before this court until such time as he has completed the course of remediation described in detail below.

PROCEDURAL HISTORY

In the summer of 1979, Bernard Altamirano was brought to trial on four counts of distribution of heroin, two counts of assault on a federal officer with a deadly weapon, and one count of being an ex-felon in possession of a firearm. Altamirano’s family retained the legal services of Mr. Edward Solomon, who in turn hired Mr. Dempsey. Although both attorneys were of record, Mr. Dempsey acted as lead counsel in all court appearances.

Over the course of pretrial and trial appearances, it became apparent that Mr. Dempsey was not familiar with trial practice before the federal courts. He failed to notice motions in accordance with local rules, attempted to subpoena witnesses in an improper manner, consistently made improper or unintelligible objections to the prosecutor’s questions or to opposing testimony, and generally conducted himself in a manner that caused the trial judge to question his competence on more than one occasion.

Mr. Dempsey’s behavior was also disrespectful to the court. He ignored the court’s rulings on objections, insisted on rearguing old motions, made several inappropriate aside remarks in the presence of the jury, and engaged in heated arguments with the trial judge. The trial judge constantly issued warnings to Mr. Dempsey about his behavior. He twice cited Mr. Dempsey for contempt, and had Mr. Dempsey ushered out of the courtroom on another occasion. The contempt fines were later lifted when Mr. Dempsey made some effort to restrain himself.

Altamirano was convicted on all counts, and appealed his conviction on the ground that he had been denied effective assistance of counsel. The Ninth Circuit found that Mr. Dempsey had conducted himself throughout the trial in an incompetent and unprofessional manner, see United States v. Altamirano, 633 F.2d 147, 149-50 (9th Cir.1980), but held that Altamirano was not prejudiced by that conduct, id. at 153. At the end of its opinion, the Ninth Circuit recommended that this court institute proceedings to have Mr. Dempsey removed from the roll of attorneys admitted to practice before this court. Id. at 154.

An order to show cause was first issued on November 4, 1980. That proceeding was stayed, however, to allow the State Bar to investigate Mr. Dempsey’s qualifications. The State Bar completed its investigation, but took no action. On October 15, 1984, a second order to show cause was issued, and the matter was heard on September 17, 1985.

FINDINGS OF FACT

In this section, the court will review the specific examples of unprofessional conduct and/or incompetence with which Mr. Dempsey is charged. It should be noted, however, that Mr. Dempsey was not charged with every instance of misconduct or incompetence that is reflected in the Altamirano trial transcript [“AT”]. Only after reviewing the transcript can one appreciate the disasterous effect an attorney such as Mr. Dempsey can have on the orderly progression of court proceedings. The Altamirano trial was constantly interrupted while the judge attempted to maintain order and control Mr. Dempsey’s outbursts. The court often had to repeat rulings on Mr. Dempsey’s meritless motions and indecipherable objections. And, in the interest of ensuring a fair trial, the judge gave Mr. Dempsey the benefit of every doubt, and often spent time explaining to Mr. Dempsey basic rules of evidence and criminal procedure. The twenty-two charges are only a sampling of the many instances found throughout a record that reflects Mr. Dempsey’s shocking inability *911 or unwillingness to conduct himself in an appropriate manner.

Unfounded suggestion in pretrial proceedings that federal proceedings were proceedings “removed” from state court.

During pretrial proceedings on June 28, 1979, Mr. Dempsey made a motion for discovery based on an order issued by a municipal court judge in state proceedings involving the same events as the federal charges. When the court expressed disinterest in the state court proceedings, Mr. Dempsey argued, “Well, this man was removed to this court.” (AT 4).

At the disbarment hearing, Mr. Dempsey explained that he merely meant that Altamirano was removed from state custody into federal custody, as was the evidence (Hearing Transcript [“HT”] 3). However, the record shows that Mr. Dempsey was unable to grasp the distinction between the two proceedings. He insisted that Altamirano had been removed to the court, and had lost rights by his “removal” (AT 5-6). He also asserted, in spite of the court’s explanation that it had no jurisdiction over state court proceedings, that “it’s the same case by the way.” (AT 6). This court finds that Mr. Dempsey’s explanation is unpersuasive, and that there is sufficient evidence that Mr. Dempsey did not understand that the state proceedings were not binding upon or relevant to the federal proceedings.

Inadequate understanding of Rule 16 of the Federal Rules of Criminal Procedure.

Rule 16 of the Federal Rules of Criminal Procedure details the type of information that the government and the defendant must disclose to each other in preparation for a criminal trial. At the June 28, 1979 hearing, the court heard Mr. Dempsey’s motion for discovery of, inter alia: the names, addresses, and statements of witnesses who might be called to testify against the defendant; and transcripts of the grand jury proceedings at which the defendant had not testified. The court denied the motion, informing Mr. Dempsey that he had asked for materials to which the defendant was not entitled under Rule 16 (AT 3-4). See Fed.R.Cr.P. 16(a)(2), 16(a)(3).

In spite of this ruling, Mr. Dempsey continued to argue the motion on the ground that he would have been entitled to the discovery in state court (AT 4). He also made factual assertions about discrepancies in the evidence, and the unwillingness of the San Francisco Police to discuss the case with him (AT 7).

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Cite This Page — Counsel Stack

Bluebook (online)
632 F. Supp. 908, 1986 U.S. Dist. LEXIS 29997, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-dempsey-cand-1986.