MATTER OF ALIESSA v. Novello

754 N.E.2d 1085, 96 N.Y.2d 418, 730 N.Y.S.2d 1, 2001 N.Y. LEXIS 1407
CourtNew York Court of Appeals
DecidedJune 5, 2001
StatusPublished
Cited by46 cases

This text of 754 N.E.2d 1085 (MATTER OF ALIESSA v. Novello) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MATTER OF ALIESSA v. Novello, 754 N.E.2d 1085, 96 N.Y.2d 418, 730 N.Y.S.2d 1, 2001 N.Y. LEXIS 1407 (N.Y. 2001).

Opinion

OPINION OF THE COURT

Rosenblatt, J.

On this appeal, we must decide whether Social Services Law § 122 violates the United States and New York Constitu *422 tions by denying State Medicaid benefits to plaintiffs based on their status as legal aliens. We conclude that it does.

L

Plaintiffs are 12 aliens who lawfully reside in New York State. They immigrated to the United States from various countries, including Bangladesh, Belorussia, Ecuador, Greece, Guyana, Haiti, Italy, Malaysia, the Philippines, Syria and Turkey. As legal aliens, they fall into two groups. Some are lawfully admitted permanent residents of the United States under the Immigration and Nationality Act (i.e., green card holders) (see, 8 USC § 1101 et seq.); 1 the rest are permanently residing in the United States under color of law (PRUCOLs). 2 All suffer from potentially life-threatening illnesses and, but for the exclusion under Social Services Law § 122, would allegedly qualify for Medicaid benefits funded solely by the State.

Plaintiffs brought a class action in Supreme Court seeking a declaration that Social Services Law § 122 violates article XVII, sections 1 and 3 of the New York State Constitution and the Equal Protection Clauses of the United States and New York State Constitutions. The putative class consists of “[a] 11 Lawful Permanent Residents who entered the United States on or after September 22, 1996 and all [PRUCOLs] who, but for the operation of New York Social Services Law § 122, would be eligible for Medicaid coverage in New York State.” The State moved to dismiss or, in the alternative, for summary judgment, for which plaintiffs cross-moved. Deferring its decision on class certification, Supreme Court denied the State’s motion and granted in part plaintiff’s motion for summary judgment, declaring that section 122 of the Social Services Law violates *423 article XVII, § 1 of the New York State Constitution and the Equal Protection Clauses of the United States and New York Constitutions. (Aliessa v Whalen, 181 Misc 2d 334.)

Three days later, the Appellate Division decided Alvarino v Wing (261 AD2d 255). In that case, resident aliens argued that Social Services Law § 95 unconstitutionally denied them food assistance. The court held that because the State enacted the statute in direct response to a Federal supplemental appropriations bill (Pub L 105-18), the challenged classification should be evaluated, for equal protection purposes, under a rational basis standard rather than the strict scrutiny standard Supreme Court had employed.

Supreme Court granted reargument in light of Alvarino and vacated the portion of its decision that declared section 122 violative of the Equal Protection Clauses of the United States and New York State Constitutions. The court left undisturbed, however, so much of its decision as held section 122 of the Social Services Law violative of article XVII, § 1 of the New York State Constitution. The Appellate Division reversed in part and affirmed in part, holding that section 122 did not violate equal protection or article XVII, § 1. Plaintiffs appeal to this Court as of right (see, CPLR 5601 [b]).

IL

A.

The Medicaid System

The Legislature established New York’s Medicaid system in 1966 (L 1966, ch 256), the year after Congress created the federally funded Medicaid program (see, Pub L 89-97, 79 US Stat 344). Under this complex scheme, the Federal government and States share the cost of providing Medicaid to certain categories of needy individuals. The shared program provides benefits to the disabled, the blind, the elderly, children, pregnant women, single-parent families and parents of children where there is a deprivation factor in the household (see, 42 USC § 1396a [a]). To remain eligible for Federal matching funds, New York must conform its Medicaid program to evolving Federal standards (see, 42 USC § 1396a [b]; Social Services Law § 363-a).

If a State wants to extend Medicaid benefits to others, it is free to proceed at its own expense. New York has done so. It has provided non-federally subsidized Medicaid benefits to *424 certain categories of individuals, including residents between the ages of 21 and 65 whose income and resources fall below a statutory “standard of need” and who are not otherwise entitled to federally subsidized Medicaid (see, Social Services Law § 366 [1]; 18 NYCRR 360-3.3 [b]). Thus, New York State’s Medicaid system has two components: one that is federally subsidized and one that the State funds entirely on its own. 3

New York had long provided State Medicaid to needy recipients without distinguishing between legal aliens and citizens. It ceased to do so, however, after Congress enacted the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (Pub L 104-193, 110 US Stat 2105 [codified in scattered sections of 8 and 42 USC]) (PRWORA). Asserting that they have been unlawfully deprived of State Medicaid for which they would otherwise qualify, plaintiffs have brought this challenge.

B.

The Personal Responsibility and Work Opportunity Reconciliation Act of 1996

After extensive debate, Congress enacted PRWORA as a comprehensive reform initiative designed to “end welfare as we know it.” 4 PRWORA touches on virtually all aspects of welfare. In this case, however, we are concerned only with title IV of PRWORA, which deals with aliens. 5

*425 In its preamble to title IV, Congress stressed that its goals were to promote self-sufficiency — an enduring principle of United States immigration law — and to discourage aliens from immigrating here just to avail themselves of welfare or other public resources (see, 8 USC § 1601 [l]-[2]). The lawmakers stated that meeting these goals was a “compelling government interest” (see, 8 USC § 1601 [5]-[6]).

By enacting title IV, Congress restricted alien eligibility for federally funded public assistance benefits (including Medicaid) and authorized States to follow suit with their own programs. Its restrictions govern eligibility for Federal and State retirement, welfare, health, disability, public or assisted housing, post-secondary education, food assistance and unemployment benefits, among others (see, 8 USC § 1611 [c]; § 1621 [c]). For purposes of this decision, however, we address solely its effect on Medicaid eligibility.

Under title IV, aliens are divided into two categories: qualified aliens and non-qualified aliens (see, 8 USC § 1641).

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Bluebook (online)
754 N.E.2d 1085, 96 N.Y.2d 418, 730 N.Y.S.2d 1, 2001 N.Y. LEXIS 1407, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-aliessa-v-novello-ny-2001.