Matter of Adoption of KAS

499 N.W.2d 558, 1993 N.D. LEXIS 78, 1993 WL 129238
CourtNorth Dakota Supreme Court
DecidedApril 27, 1993
DocketCiv. 920130
StatusPublished
Cited by70 cases

This text of 499 N.W.2d 558 (Matter of Adoption of KAS) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Adoption of KAS, 499 N.W.2d 558, 1993 N.D. LEXIS 78, 1993 WL 129238 (N.D. 1993).

Opinion

LEVINE, Justice.

We are confronted with the issue of the right of an indigent parent to appointed *560 counsel in an involuntary termination of parental rights under NDCC Chapter 14-15. T.D.K. [“Tom”], 1 denied the right to appointed counsel below, appeals from a district court judgment which terminated his parental rights to K.A.S. [“Karl”], and granted the petition of D.S. [“Debra”] and B.R.S. [“Brad”] for Brad to adopt Karl. We hold that Tom was entitled to court-appointed counsel in these proceedings to involuntarily terminate his parental rights and we reverse and remand for a new trial.

Tom and Debra were married in 1981. Karl was born to the couple in 1983. Tom and Debra were divorced in 1986 and Debra was awarded custody of Karl. Debra married Brad in 1990. In late 1991, Debra and Brad petitioned the court for an order terminating Tom’s parental rights to Karl and allowing Brad to adopt him. The petition alleged that Tom, without justifiable cause, had “failed to make any significant communication with the child,” had “failed to exercise ... reasonable visitation rights for a period in excess of one year,” and had “failed to provide any support for the child since January, 1990.”

After being served with the notice of hearing, Tom wrote to the trial court that he was “categorically opposed to the petition for adoption of my son.” He requested that the hearing be transferred from Stutsman County to Cass County because he was “currently incarcerated in Cass County Jail.” The hearing was held in Cass County.

In response to the trial court’s request as the hearing began, counsel for Debra and Brad submitted a brief on whether Tom was entitled to a court-appointed attorney. Tom told the court that “I wish I could afford an attorney but I am not able to....” The court “assume[d]” that Tom could not afford to hire an attorney, told Tom he could respond to opposing counsel’s brief on the right to a court-appointed attorney, and said that he was “fairly certain” he had no obligation to appoint counsel for Tom because the proceedings were brought under the Revised Uniform Adoption Act, NDCC Chapter 14-15, rather than under the Uniform Juvenile Court Act, NDCC Chapter 27-20. The court did not appoint counsel to represent Tom. During the hearing, Tom attempted to cross-examine witnesses; he testified on his own behalf.

After determining that Debra and Brad had “established the presumption that [Tom] intended to abandon [Karl],” the trial court terminated Tom’s parental rights, ruled that Tom’s consent to the adoption was unnecessary, and granted the adoption petition. Tom, represented on appeal by Legal Assistance of North Dakota, asserts that the judgment should be reversed because the trial court denied him his right to court-appointed counsel.

I

Involuntary termination of parental rights may be accomplished under three separate provisions of our law: (1) the Uniform Juvenile Court Act [see NDCC § 27-20-45]; (2) the Uniform Parentage Act [see NDCC § 14-17-24]; or (3) the Revised Uniform Adoption Act [see NDCC § 14-15-19]. Under the Uniform Juvenile Court Act [Juvenile Court Act], parental rights may be involuntarily terminated if the parent has abandoned the child or if the child is “deprived,” as defined by statute. See NDCC § 27-20-44(1). Under, the Uniform Parentage Act [Parentage Act], the parental rights of a biological father may be terminated if he fails to appear at the hearing or fails to claim custodial rights to the child. See NDCC § 14-17-24(3) and (4).

Under the Revised Uniform Adoption Act [Adoption Act], parental rights may be terminated if any ground exists for termination under the Juvenile Court Act or the Parentage Act; if the child has been abandoned by the parent; if the child is suffering or probably will suffer serious harm because of the misconduct, faults, habits, or physical or mental incapacity of the parent; or, if the parent who does not have custody of the child unreasonably withholds consent to the termination, con *561 trary to the best interests of the child. See NDCC § 14-15-19(3).

Both the Juvenile Court Act and the Parentage Act give a party the right to legal counsel at all stages of the proceedings, and require the trial court to appoint counsel for a party who is financially unable to obtain counsel. See NDCC §§ 27-20-26 and 14-17-18. The right, if any, to court-appointed counsel for an indigent party is less clear under the Adoption Act. NDCC § 14-15-19(6) is the relevant section:

“6. Before the petition is heard, notice of the hearing thereon and opportunity to be heard must be given the parents of the child, the guardian of the person of the child, the person having legal custody of the child, and, in the discretion of the court, a person appointed to represent any party." 2

Tom asserts that the trial court’s construction of NDCC § 14-15-19(6) as not requiring appointment of counsel, and the court’s consequent failure to provide court-appointed counsel to represent an indigent, non-consenting parent in a stepparent adoption proceeding, which can result in the termination of parental rights, violated his federal and state constitutional rights.

II

Before 1981, the vast majority of state and federal courts which had considered the issue held that the due process clause of the fourteenth amendment to the United States Constitution required appointment of counsel for all indigent parents in state-initiated parental-rights termination proceedings. See, e.g., Davis v. Page, 640 F.2d 599 (5th Cir.1981), vacated on other grounds, 458 U.S. 1118, 102 S.Ct. 3504, 73 L.Ed.2d 1380 (1982); Smith v. Edmiston, 431 F.Supp. 941 (W.D.Tenn.1977); Shappy v. Knight, 251 Ark. 943, 475 S.W.2d 704 (1972); In re Rodriguez, 34 Cal.App.3d 510, 110 Cal.Rptr. 56 (1973); Danforth v. State Department of Health and Welfare, 303 A.2d 794 (Me.1973) [federal and state due process grounds]; Department of Public Welfare v. J.K.B., 379 Mass. 1, 393 N.E.2d 406 (1979); Reist v. Bay County Circuit Judge, 396 Mich. 326, 241 N.W.2d 55 (1976); In Interest of Friesz, 190 Neb. 347, 208 N.W.2d 259 (1973); Crist v. New Jersey Div. of Youth & Family Services, 128 N.J.Super. 402, 320 A.2d 203 (1974), reversed on other grounds, 135 N.J.Super. 573, 343 A.2d 815 (1975); In re B., 30 N.Y.2d 352, 334 N.Y.S.2d 133, 285 N.E.2d 288 (1972); State ex rel. Heller v. Miller, 61 Ohio St.2d 6, 399 N.E.2d 66 (1980); Matter of Chad S., 580 P.2d 983 (Okl.1978) [federal and state due process and equal protection grounds]; State v. Jamison, 251 Or. 114, 444 P.2d 15 (1968); In re Welfare of Luscier,

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Bluebook (online)
499 N.W.2d 558, 1993 N.D. LEXIS 78, 1993 WL 129238, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-adoption-of-kas-nd-1993.