Mathews v. U.S. Shoe Corp.

176 F.R.D. 442, 1997 U.S. Dist. LEXIS 19607, 1997 WL 765792
CourtDistrict Court, W.D. New York
DecidedNovember 25, 1997
DocketNo. 96-CV-6185L
StatusPublished
Cited by7 cases

This text of 176 F.R.D. 442 (Mathews v. U.S. Shoe Corp.) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mathews v. U.S. Shoe Corp., 176 F.R.D. 442, 1997 U.S. Dist. LEXIS 19607, 1997 WL 765792 (W.D.N.Y. 1997).

Opinion

DECISION AND ORDER

LARIMER, Chief Judge.

Plaintiff, Paula Mathews, appearing pro se, commenced this action under the Americans with Disabilities Act of 1990, 42 U.S.C. §§ 12112-12117, on April 17,1996. The complaint alleges that defendant U.S. Shoe Corporation, her former employer, discriminated against her on account of her disability, the nature of which is not stated in the complaint.

Defendant has moved to dismiss the complaint pursuant to Rules 37(b)(2), 37(d), and 41(b) of the Federal Rules of Civil Procedure. The basis for the motion is plaintiffs failure to comply with both defendant’s discovery requests and an order issued by Magistrate Judge Jonathan W. Feldman on June 3, 1997, and plaintiffs failure to prosecute the action. Plaintiff has not responded to the motion to dismiss. For the reasons that follow, defendant’s motion is granted and the complaint is dismissed.

DISCUSSION

On June 17, 1996, I referred this case pursuant to 28 U.S.C. § 636(b)(1) to Magistrate Judge Feldman to supervise discovery and to issue a scheduling order. On October 7, 1996, he issued a scheduling order setting April 1, 1997 as the deadline for completion of factual discovery.

Defendant alleges, and has provided documentary evidence of, the following circumstances. Plaintiff was served with defendant’s interrogatories, a request for production of documents, and a notice of deposition on December 4, 1996. Defendant’s attorney, Craig R. Benson, states in an affirmation that he telephoned plaintiff on December 19, 1996, and that she informed him that she had not received the discovery requests. Benson mailed her another copy of the requests that same day, and rescheduled her deposition from February 4, 1997 to February 13.

Benson further states that on January 21, 1997, he again telephoned plaintiff, and that she told him that she had not even looked at defendant’s discovery requests. Later that day, plaintiff and Benson participated in a telephone conference with Magistrate Judge Feldman, who instructed plaintiff to comply with defendant’s discovery requests, and to give defendant a specific date by which she would do so. Plaintiff did not comply with that directive, and never contacted defendant.

On March 21,1997, therefore, Benson sent plaintiff a letter requesting that she sign an enclosed stipulation of discontinuance, and advising her that if she did not do so, Benson would be forced once again to seek judicial intervention regarding her failure to comply with defendant’s discovery requests and with Magistrate Judge Feldman’s directives. Plaintiff did not respond. On April 2, 1997, Magistrate Judge Feldman scheduled a telephone conference for April 9. Plaintiff did not appear or call in for the conference.

On May 2, defendant moved before Magistrate Judge Feldman to enlarge the discovery deadline, to compel discovery, and for sanctions. On June 3, the Magistrate Judge issued an order granting the motion to enlarge the discovery deadline and to compel [444]*444discovery. The Magistrate Judge ordered plaintiff to comply with defendant’s discovery requests within thirty days of the date of issuance of the order, and warned plaintiff that if she failed to do so, the action would be subject to dismissal for failure to prosecute.

The order also directed defendant to serve a copy of the order on plaintiff by registered mail, return receipt requested. Defendant did mail a copy of the order to plaintiff at the address listed in her complaint (plaintiff has never advised the court of any change of address), but it was returned by the Postal Service marked, “unclaimed.”1 On July 10, Benson wrote to Magistrate Judge Feldman informing him of this. Benson states that he was informed by Magistrate Judge Feldman’s chambers that they had been similarly unsuccessful in attempting to contact plaintiff.

Defendant filed the motion to dismiss on October 17, 1997. Defendant relies in part upon Rule 87(b)(2), which provides that “[i]f a party ... fails to obey an order to provide or permit discovery, ... the court in which the action is pending may [issue an order] dismissing the action ...” Defendant also cites Rule 37(d), which states that if a party fails to appear for a deposition after receiving proper notice, or fails to serve answers or objections to interrogatories, the court may make any of the orders authorized in subsection (b)(2). The motion is also based on Rule 41(b), which provides that the court may dismiss an action “[f]or failure of the plaintiff to prosecute or to comply with these rules or any order of the court ...,” and that “a dismissal under this subdivision ... operates as an adjudication upon the merits.” The criteria for imposing sanctions, including dismissal, are generally the same under all these rules. Lucien v. Breweur, 9 F.3d 26, 29 (7th Cir.1993).

On the record before me, I find that dismissal under these provisions is certainly warranted in this case. Plaintiff has ignored the several court orders issued and has failed to prosecute the action. I recognize that dismissal with prejudice is a harsh remedy, and should be used sparingly. Lyell Theatre Corp. v. Loews Corp., 682 F.2d 37, 42 (2d Cir.1982). Nonetheless, “[t]he use of dismissal as a sanction for failing to comply with discovery has been upheld because it accomplishes the dual purpose of punishing the offending party and deterring similar litigants from such misconduct in the future.” Bass v. Jostens, Inc., 71 F.3d 237, 241 (6th Cir.1995) (citing National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 642-43, 96 S.Ct. 2778, 2780-81, 49 L.Ed.2d 747 (1976)). This case warrants dismissal.

In considering whether dismissal is warranted, the court should consider:

the duration of plaintiffs failures, [2] whether plaintiff had received notice that further delays would result in dismissal, [3] whether the defendant is likely to be prejudiced by further delay, [4] ... the balance between alleviating court calendar congestion and protecting a party’s right to due process and a fair chance to be heard ... and [5] .. .the efficacy of lesser sanctions.

Alvarez v. Simmons Mkt. Research Bureau, Inc., 839 F.2d 930, 932 (2d Cir.1988) (Rule 41(b) dismissal). In addition, dismissal for failure to obey discovery orders is appropriate only when the plaintiffs actions are the result of “wilfulness, bad faith or any fault” of the plaintiff. Jones v. Niagara Frontier Transp. Auth. (NFTA), 836 F.2d 731, 734 (2d Cir.1987), cert. denied,

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Bluebook (online)
176 F.R.D. 442, 1997 U.S. Dist. LEXIS 19607, 1997 WL 765792, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mathews-v-us-shoe-corp-nywd-1997.