Mason ex rel. Marson v. Vasquez

5 F.3d 1226, 1993 WL 390215
Court of Appeals for the Ninth Circuit·Decided October 6, 1993·No. Nos. 93-99008, 93-99009·Published·Cited by 4 cases

Opinions

ORDER

The mandate is recalled. The en banc court having completed its duty pursuant to Death Penalty Rule 22^1(e)(3), the en banc court remands this cause to the- panel which had initial jurisdiction.

PREGERSON, Circuit Judge,

dissenting:

Because I do not believe that the en banc panel completed its duties under Ninth Circuit Rules 22 — 2(b)(4) and 22-4(ej(2), I respectfully dissent. I also concur in Judge Noonan’s dissent.

I. PROCEDURE

Rule 22-2(b)(4) states that, upon a call for en banc review under Rule 22-4(e)(2),

the death penalty en bane court, selected, for that case, will review the decision of the special state death penalty panel. That en banc court’s review shall include not only the review of orders granting or denying applications for a certificate of probable cause and motions for stays of execution, but shall extend to all of the other decisions of the special state death penalty panel, including decisions on the merits.

(Emphasis added.)

On August 23, 1993, the en bane panel issued an order that stated

A majority of the special death penalty en banc court has voted to affirm the order of the special death penalty panel vacating the stay entered by the district court. All stays in the circuit and district courts are hereby vacated.

This order reflects an en bane vote as to the stay of execution only. The en banc court did not review the merits of the opinion issued by the special state death penalty three-judge panel. It is true that an en banc panel member’s vote on whether to grant a stay will often reflect that member’s position on the merits of the three-judge panel’s opinion. But in this instance it was clear that [1227]*1227several panel members east their votes only on the stay. This is not the review explicitly provided for by our death penalty rules.

There are problems with the death penalty three-judge panel’s opinion. I believe that the death penalty en banc panel was required to address the merits of the three-judge panel’s opinion. Thus, I discuss these problems below.

II. THE MERITS

A.Background

On April 23, 1992, petitioner David Mason filed a habeas petition in federal district court challenging his state murder convictions and death sentence. On January 7, 1993, he informed the district court that he did not wish to seek any further relief in federal court. On May 13-14, 1993, the district court held a competency hearing to determine David Mason’s mental competency to make such a decision. On June 7, 1993, the district court issued an order in which it found him to be competent. See Order Following Competency Hearing (N.D.Cal. June 7, 1993) (“Order”). The court then stayed David Mason’s execution pending review of its decision on the issue of competency by our court. See Order Denying Motion to Strike, Denying Motion to Amend or Alter the Judgment and Granting Application For a Certificate of Probable Cause And a Stay of Execution (N.D.Cal. Aug. 3, 1993). David Mason’s attorney, Charles Marson, thereafter appealed the district court’s order to our court.

On August 20, 1993, the special death penalty three-judge panel affirmed the district court’s order. I believe that, at the least, this matter should have been remanded to the district court to determine whether David Mason was competent to waive his appeals by applying the burden of proof announced by the three-judge panel.

B.The District Court’s Error

The district court held that the burden of proof rested on Attorney Marson to prove that David Mason was incompetent to waive his additional appeals. See Order, at 8-9. The district court cited circuit precedent in “next friend” cases that held that the “burden [of proof] is on the person asserting petitioner’s incompetence.” Id. at 8 (citations omitted). The court analogized the threshold inquiry of the “next friend analysis” to this case and concluded that Attorney Marson had the burden of proving by a preponderance of the evidence that David Mason was not competent to waive his appeals.1

In contrast, the three-judge panel held that competence “is no one’s burden to sustain, rather it is for the court to determine by a preponderance of the evidence whether the petitioner is mentally competent to withdraw his petition.” See Mason v. Vasquez, 5 F.3d 1220, 1225 (9th Cir.1993) (emphasis added). By concluding that no one had the burden of proving David Mason’s competency, the three-judge panel necessarily determined that the district court erred in stating that the burden of proof was on Attorney Marson.

C.Proper Disposition

This being the case, the three-judge panel should have remanded this matter to the district court to determine David Mason’s competency by applying the burden of proof enunciated by the three-judge panel — viz. whether Mason, by a preponderance of the evidence, was mentally competent to withdraw his petition and to waive his appeals.

In eases where an appellate court determines that an improper burden of proof was applied, the normal course is to remand so that the evidence can be reexamined in light of the appropriate standard. See Santowsky v. Kramer, 455 U.S. 745, 770, 102 S.Ct. 1388, [1228]*12281403, 71 L.Ed.2d 599 (1982); In re Winship, 397 U.S. 358, 367-68, 90 S.Ct. 1068, 1074, 25 L.Ed.2d 368 (1970); Ng Yip Yee v. Barber, 267 F.2d 206 (9th Cir.1959); Brewer v. Lewis, 989 F.2d 1021, 1031 (Norris, J., dissenting). See also Carvalho v. Raybestos-Manhattan, Inc., 794 F.2d 454, 455 (9th Cir.1986) (recognizing that burden of proof affects all aspects of the jury’s verdict and that it is impossible to determine whether the erroneous burden of proof was outcome determinative); Matter of Battaglia, 653 F.2d 419, 423-24 (9th Cir.1981) (after concluding that the district court misplaced the burden of proof, the court held that “[b]y placing the burden of persuasion on [the defendant], the district court made the gaps in [the defendant’s] proof more damaging than the gaps in the government’s proof. This was error.”); United States v. Lake, 482 F.2d 146, 149-50 (9th Cir.1973) (erroneous burden-shifting instruction required new trial where there is at least some doubt that the jury misinterpreted the proper allocation of the burden of proof).

Here, the district court applied an improper allocation of the burden of proof to determine David Mason’s competency. In so doing, the court placed more weight oh the deficiencies in Attorney Marson’s proof establishing ineompetency than on the government’s proof establishing competency.

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Mason ex rel. Marson v. Vasquez, 5 F.3d 1226, 1993 WL 390215 (9th Cir. 1993).

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