Mashantucket Pequot Tribe v. State of Connecticut and William A. O'neill, Governor of the State of Connecticut

913 F.2d 1024, 1990 U.S. App. LEXIS 15754
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 4, 1990
Docket1841, Docket 90-7508
StatusPublished
Cited by64 cases

This text of 913 F.2d 1024 (Mashantucket Pequot Tribe v. State of Connecticut and William A. O'neill, Governor of the State of Connecticut) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mashantucket Pequot Tribe v. State of Connecticut and William A. O'neill, Governor of the State of Connecticut, 913 F.2d 1024, 1990 U.S. App. LEXIS 15754 (2d Cir. 1990).

Opinion

MAHONEY, Circuit Judge:

The Indian Gaming Regulatory Act (“IGRA”) 1 establishes three classes of gaming activity. The Mashantucket Pequot Tribe (the “Tribe”) seeks to operate casino-type games of chance on its reservation located in Ledyard, Connecticut (the “Reservation”). The contemplated games are class III gaming activities, which are allowed only in conformance with a tribal-state compact. Accordingly, the Tribe requested that the State of Connecticut enter into negotiations with the Tribe concerning the formation of a compact. The state refused to negotiate, and when no compact had been completed more than 180 days after the request to negotiate, the Tribe filed this action against the State of Connecticut and Governor William A. O’Neill (collectively the “State”) in the United States District Court for the District of Connecticut pursuant to 25 U.S.C. § 2710(d)(7) (1988). The Tribe sought (1) an order directing the State to conclude within, sixty days a tribal-state compact with the Tribe governing the conduct of gaming activities on the Reservation, pursuant to section 2710(d)(7)(B)(iii), and appointing a mediator to resolve any impasse in accordance with section 2710(d)(7)(B)(iv); and (2) a declaratory judgment that the IGRA obliges the State to negotiate in good faith with the Tribe regarding the conduct of gaming activities on the Reservation.

Both sides moved for summary judgment. Agreeing with the Tribe that the only precondition to the State’s obligation to negotiate is a request by the Tribe to negotiate in. accordance with section 2710(d)(3)(A), the district court 737 F.Supp. 169 granted summary judgment to the Tribe directing the State to enter into good faith negotiations with the Tribe, and directing that the State and the Tribe conclude a tribal-state compact within sixty days.

We affirm.

Background

The IGRA declares its primary purpose to be the provision of “a statutory basis for the operation of gaming by Indian tribes as a means of promoting tribal economic development, self-sufficiency, and strong tribal governments.” § 2702(1). Its enactment followed court decisions upholding the right of tribes to conduct public bingo games on Indian lands. See California v. Cabazon Band of Mission Indians, 480 U.S. 202, 107 S.Ct. 1083, 94 L.Ed.2d 244 (1987); Barona Group of Capitan Grande Band of Mission Indians v. Duffy, 694 F.2d 1185 (9th Cir.1982), cert. denied, 461 U.S. 929, 103 S.Ct. 2091, 77 L.Ed.2d 301 (1983); Seminole Tribe v. Butterworth, 658 F.2d 310 (5th Cir. Unit B 1981), cert. denied, 455 U.S. 1020, 102 S.Ct. 1717, 72 L.Ed.2d 138 (1982); Mashantucket Pequot Tribe v. McGuigan, 626 F.Supp. 245 *1026 (D.Conn.1986); Oneida Tribe of Indians v. Wisconsin, 518 F.Supp. 712 (W.D.Wis.1981).

The IGRA establishes three classes of gaming, which are subject to differing degrees of tribal, state, and federal jurisdiction and regulation. Class I gaming is limited to social games for nominal prizes and traditional tribal ceremonial games, § 2703(6), and is subject only to tribal regulation, § 2710(a)(1). Class II gaming includes bingo and related games, as well as certain nonbanking card games. 2 § 2703(7)(A). Banking card games, electronic games of chance, and slot machines are expressly excluded, § 2703(7)(B), but certain banking card games operated by Indian tribes in certain states on or before May 1, 1988 may be grandfathered as class II gaming, § 2703(7)(C). Class II gaming is generally not subject to state regulation, 3 but is subject to some federal oversight by the National Indian Gaming Commission (“NIGC”), § 2710(b) and (c), in addition to tribal regulation, § 2710(a)(2). All other forms of gaming are classified as class III gaming. § 2703(8).

Under section 2710(d)(1), class III gaming activities are lawful on Indian lands only if such activities are:

(A)authorized by an ordinance or resolution that—
(i)is adopted by the governing body of the Indian tribe having jurisdiction over such lands,
(ii) meets the requirements of subsection (b) of this section, and
(iii) is approved by the Chairman [of the NIGC], 4
(B) located in a State that permits such gaming for any purpose by any person, organization, or entity, and
(C) conducted in conformance with a Tribal-State compact entered into by the Indian tribe and the State under paragraph (3) [of section 2710(d)] that is in effect.

25 U.S.C. § 2710(d)(1) (1988). A tribal-state compact is “in effect” when “notice of approval by the Secretary [of the Interior] of such compact has been published by the Secretary in the Federal Register.” § 2710(d)(3)(B). In sum, class III gaming activities are subject to tribal and state regulation, as provided by a tribal ordinance, a tribal-state compact, and the IGRA.

The Tribe sought to expand its gaming activities to include class III games of chance, such as those activities permitted by Connecticut law for certain nonprofit organizations during “Las Vegas nights.” Conn.Gen.Stat. §§ 7-186a to 7-186p (1989). 5 Accordingly, counsel for the Tribe wrote a letter dated March 30, 1989 to the governor of Connecticut, William A. O’Neill, “to request that the State of Connecticut enter into negotiations with the Tribe for the purpose of entering into a Tribal-State compact governing the conduct of expanded gaming activities on the Tribe’s reserva *1027 tion in Ledyard [, Connecticut].” By letter dated May 1, 1989, Governor O’Neill responded that he had requested that the State’s Acting Attorney General, Clarine Nardi Riddle, review the IGRA and determine the State’s obligations thereunder.

By letter dated July 19, 1989, Acting Attorney General Riddle advised the Tribe that the State would not negotiate concerning the operation of games of chance or “Las Vegas nights” on the reservation, since the Tribe only had a “right to conduct ‘Las Vegas Nights’ on the premises of the reservation subject ...

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913 F.2d 1024, 1990 U.S. App. LEXIS 15754, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mashantucket-pequot-tribe-v-state-of-connecticut-and-william-a-oneill-ca2-1990.