Mary E. Roth and Michael A. Roth, Individually and as Coexecutors of the Estate of Cletus Roth, Anna M. Roth, Individually, and Bradley E. Roth, Individually v. the Evangelical Lutheran Good Samaritan Society D/B/A Good Samaritan Society - George

886 N.W.2d 601, 2016 Iowa Sup. LEXIS 94
CourtSupreme Court of Iowa
DecidedOctober 21, 2016
Docket15–2095
StatusPublished
Cited by19 cases

This text of 886 N.W.2d 601 (Mary E. Roth and Michael A. Roth, Individually and as Coexecutors of the Estate of Cletus Roth, Anna M. Roth, Individually, and Bradley E. Roth, Individually v. the Evangelical Lutheran Good Samaritan Society D/B/A Good Samaritan Society - George) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mary E. Roth and Michael A. Roth, Individually and as Coexecutors of the Estate of Cletus Roth, Anna M. Roth, Individually, and Bradley E. Roth, Individually v. the Evangelical Lutheran Good Samaritan Society D/B/A Good Samaritan Society - George, 886 N.W.2d 601, 2016 Iowa Sup. LEXIS 94 (iowa 2016).

Opinion

MANSFIELD, Justice.

We have been asked to answer two certified questions of Iowa law in a tort case brought by the adult children of a former nursing home resident against the nursing home. The questions are as follows:

1. Does Iowa Code section 613.15 require that adult children’s loss-of-parental-consortium claims be arbitrated when the deceased parent’s estate’s claims are otherwise subject to arbitration?

2. Does the fact that a deceased parent’s estate’s claims are subject to arbitration establish that it is impossible, impracticable, or not in the best interest of the decedent’s adult children for the decedent’s estate to maintain their claims for loss of parental consortium, such that the loss-of-consortium claims can be maintained separately in court, notwithstanding that the estate’s claims must be arbitrated?

For the reasons discussed herein, we answer these questions as follows:

1. No.
2. It is not necessary to answer this question.

I. Background Facts and Proceedings.

On November 27, 2013, seventy-nine-year-old Cletus Roth was admitted to a forty-five-bed nursing facility operated by The Evangelical Lutheran Good Samaritan Society (Good Samaritan) in Lyon County. Approximately two weeks later, on December 12, Cletus’s son Michael signed a detailed admission agreement with Good Samaritan relating to Cletus’s stay. At that time, Michael had general healthcare powers of attorney for Cletus. Cletus’s daughter Mary also had the same powers of attorney.

Part of the admission documentation was a separate two-page document entitled “RESOLUTION OF LEGAL DISPUTES.” This item stated at the top in boldface type, “Please note that the Resident’s agreement to arbitrate disputes is not a condition of admission or of continued stay.” Beneath this sentence were a series of clauses:

A. Resident’s Rights. Any legal controversy, dispute, disagreement or claim arising between the Parties hereto after the execution of this Admission Agreement in which Resident, or a person acting on his or her behalf, alleges a violation of any right granted Resident under law or contract shall be settled exclusively by binding arbitration as set forth in Section C. below. This provision shall not limit in any way the Resident’s right to file formal or informal grievances with the Facility or the state or federal government.
B. All Other Disputes. Any legal controversy, dispute, disagreement or claim of any kind arising out of or related to this Admission Agreement, or the breach thereof, or, related to the care of stay at the Facility, shall be settled exclusively *604 by binding arbitration as set forth in Section C. below. This arbitration clause is meant to apply to all controversies, disputes, disagreements or claims including, but not limited to, all breach of contract claims, all negligence and malpractice claims, all tort claims and all allegations of fraud concerning entering into or canceling this Admission Agreement. This arbitration provision binds all parties whose claims may arise out of or relate to treatment or service provided by the center including any spouse or heirs of the Resident.
C. Conduct of Arbitration. The Resident understands that agreeing to arbitrate legal disputes means that he/she is waiving his/her right to sue in a court of law and to a trial by. jury and that arbitration is not a limitation of liability but merely shifts the Parties’ dispute(s) to an alternate forum. The Resident shall indicate his/her willingness to arbitrate by informing the Facility by marking the YES or NO box below and signing and dating where indicated....
D. Governing Law. The Parties acknowledge that the Facility regularly conducts transactions involving interstate commerce and that services provided by the Facility to the Resident involve interstate commerce. The Parties therefore agree that this Admission Agreement is a transaction involving interstate commerce. The Parties agree that this Resolution of Legal Disputes provision and all proceedings relating to the arbitration of any claim shall be governed by and interpreted under the Federal Arbitration Act (FAA), 9 U.S.C. Sections 1-16 (or as amended or superseded).

In the middle of the second page were two boxes: ■

YES I DO wish to arbitrate disputes and I received a copy of this Resolution of Legal Disputes.
NO I DO NOT wish to arbitrate disputes.

Michael indicated that he wished to arbitrate disputes by approving the checking of the first box and then signing and dating the arbitration agreement. 1

Following Cletus’s death, on August 14, 2015, Mary and Michael as coexecutors of his estate—as well as Mary, Michael, and their siblings Anna and Bradley individually—filed an action against Good Samaritan. The petition alleged that the defendant had “negligently cared for Cletus ... and violated numerous regulations, laws, rights, and industry standards, causing Cletus ... personal injury, illness, harm, and eventual death..,” Five counts were set forth in the petition: “wrongful death, negligence, gross negligence, and/or recklessness,” “breach of contract,” “dependent adult abuse,” “loss of consortium for [Mary, Michael, Anna, and Bradley],” and “punitive damages.” Good Samaritan removed the casé to federal court based on *605 diversity of citizenship then moved to compel arbitration.

On December 7, the United States District Court for the Northern District of Iowa filed a memorandum opinion. It directed that the claims of Cletus’s estate be submitted to arbitration. However, the district court asked this court to answer two certified questions of Iowa law relating to the adult children’s loss-of-consortium claims.

II. Standard Applicable to Certified Questions.

We have said before,

It is within our discretion to answer certified questions from a United States district court. We may answer a question certified to us when (1) a proper court certified the question, (2) the question involves a matter of Iowa law, (3) the question “may be determinative of the cause ... pending in the certifying court,” and (4) it appears to the certifying court that there is no controlling Iowa precedent.

Life Inv’rs Ins. Co. of Am. v. Estate of Corrado, 838 N.W.2d 640, 643 (Iowa 2013) (citation omitted) (quoting Iowa Code § 684A.1).

Here we elect to answer the certified questions. They arrive to us from a proper court, they involve matters of Iowa law, they may be determinative of the cause, and there is no controlling Iowa precedent. See Oyens Feed & Supply, Inc. v. Primelank, 879 N.W.2d 853, 858 (Iowa 2016). Additionally, both parties urge us to answer the questions. See id.

III. Analysis.

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886 N.W.2d 601, 2016 Iowa Sup. LEXIS 94, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mary-e-roth-and-michael-a-roth-individually-and-as-coexecutors-of-the-iowa-2016.