Mary Ann Keeffe v. Library of Congress

777 F.2d 1573, 250 U.S. App. D.C. 117, 1985 U.S. App. LEXIS 24652
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 3, 1985
Docket84-5464
StatusPublished
Cited by28 cases

This text of 777 F.2d 1573 (Mary Ann Keeffe v. Library of Congress) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mary Ann Keeffe v. Library of Congress, 777 F.2d 1573, 250 U.S. App. D.C. 117, 1985 U.S. App. LEXIS 24652 (D.C. Cir. 1985).

Opinion

MIKVA, Circuit Judge:

This appeal from the District Court raises important questions about the constitutionality of governmental limitations on a congressional employee’s off-duty political activities. The Library of Congress seeks to prohibit those activities that it determines will pose a real or apparent conflict of interest with an employee’s official duties. The District Court held that the Library of Congress’ conflict-of-interest regulations, as interpreted and applied to Congressional Research Service (“CRS” or “the Service”) Analysts, were unconstitutionally vague, and therefore declared them null and void. We find that the Library did not violate the Constitution or its enabling statutes when it promulgated a reasonable interpretation of its regulations for prospective application to all CRS analysts. We agree with the District Court, however, that the Library failed to provide plaintiff Keeffe with fair notice that it would apply its new interpretation to her participation at the Democratic National Convention in 1980. Its adverse action against Keeffe must therefore be invalidated. Accordingly, we affirm on different grounds the District Court’s award of declaratory and injunctive relief.

I. Background

A. The Congressional Research Service

The defendant, the Library of Congress, is a congressional agency. See 2 U.S.C. § 171(1) (1982). The Library is divided into departments, and the Congressional Research Service is one of these departments. 2 U.S.C. § 166(a). CRS’ mandate is to “advise and assist” congressional committees *1575 in the analysis, appraisal, and evaluation of legislative proposals and recommendations submitted by the executive branch. The CRS is charged with performing these duties “without partisan bias.” 2 U.S.C. § 166(d)(1). In practice, the Service’s work brings it into contact with Congress in many different ways:

The Service makes [its] research available, without partisan bias, in many forms including studies, reports, compilations, digests, and background briefings. Upon request, CRS assists committees in analyzing legislative proposals and issues, and in assessing the possible effects of these proposals and their alternatives. The Service’s senior specialists and subject analysts are also available for personal consultations in their respective fields of expertise.

C. Goodrum, Your Work in the Congressional Research Service: An Introductory Operating Manual i-a (1977). Memoranda prepared by Analysts for congressional clients bear the name of their author. Id. at 10.

B. Mary Ann Keeffe’s Political Activities and The Library’s Actions

1. Administrative adoption of Hatch Act regulations. When Keeffe became an employee of the Library of Congress in 1967, the Library regulated the outside activities of its employees through administrative adoption of the Hatch Act scheme of regulations. The Hatch Act, now codified at 5 U.S.C. § 7324 (1982), by its terms is limited to executive branch employees. The Act provides that these employees “may not take an active part in ... political campaigns.” Congress has extended the coverage of the Hatch Act to agencies not specifically covered by the terms of the Act. See, e.g., American Postal Workers Union, AFL-CIO v. United States Postal Service, 764 F.2d 858, 862 n. 13 (D.C.Cir. 1985) (Hatch Act and its regulations made applicable to Postal Service by 39 U.S.C. § 410(b)(1) (1982) and 5 C.F.R. § 733.31 (1984)).

2. Promulgation of LCR 2023-7. Keeffe became an Analyst in 1972. She and other employees of the Library are represented by the Congressional Research Employees Association (CREA), one of the plaintiffs-appellees. In June of that year, the Library issued Library of Congress Regulation (LCR) 2023-7, which replaced the scheme modeled on the Hatch Act and now regulates the political activity of Library employees. The regulations are far from ideal in their clarity, and the interaction of their various provisions is an imperfect example of the legal mind at work. The regulation entitled “Unrestricted Political Activities of Library Employees” recognizes the right of Library employees “to engage in political activity to the widest extent consistent with the restrictions imposed by law and by this Regulation.” LCR 2023-7, Section 3(A). Under this umbrella-like authorization, the Library has provided a non-exclusive list of unofficial activities in which employees may participate. These include the right to:

Be a member of a political party or other political organization and participate in its activities to the extent consistent with law and to the extent that such membership does not interfere with official duties or give the appearance of a conflict of interest.

Id. at section 3(A)(5). Employees also have the right to attend a “political convention, rally, fund-raising function; or other political gathering,” id. at section 3(A)(6), and to “[s]erve as a delegate to a political or constitutional convention, so long as such service does not interfere with the time and attention required as a Library employee.” Id. at section 3(A)(11).

As section 3(A) provides, however, each of these activities is subject to the qualification in section 3(B). This section allows the Library to restrict political activity that would create a real or apparent conflict of interest:

Paragraph A. of this section does not imply or authorize an employee to engage in political activity in violation of law, while on duty, or while in a uniform that identifies him as an employee. The Library may prohibit or limit the partic *1576 ipation of an employee or class of employees in an activity recognized by Paragraph A. of this section, if participation in the activity would interfere with the efficient performance of official duties, or create a conflict or apparent conflict of interests.

Id. at section 3(B). The Library’s regulations are implemented by its General Counsel, who is charged with providing authoritative advice and interpretations of conflict-of-interest questions. See LCR 2023-8, section 1. The General Counsel is also responsible for recommending disciplinary or remedial'action, if necessary, to the Librarian. Id. at section 4.

3. The Summer of 1980.

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Bluebook (online)
777 F.2d 1573, 250 U.S. App. D.C. 117, 1985 U.S. App. LEXIS 24652, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mary-ann-keeffe-v-library-of-congress-cadc-1985.