Martin v. Lamb

122 F.R.D. 143, 1988 U.S. Dist. LEXIS 11279, 1988 WL 100544
CourtDistrict Court, W.D. New York
DecidedSeptember 28, 1988
DocketNo. Civ. 87-0227T
StatusPublished
Cited by20 cases

This text of 122 F.R.D. 143 (Martin v. Lamb) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Martin v. Lamb, 122 F.R.D. 143, 1988 U.S. Dist. LEXIS 11279, 1988 WL 100544 (W.D.N.Y. 1988).

Opinion

DECISION AND ORDER

KENNETH R. FISHER, United States Magistrate.

Plaintiff commenced this action pursuant to 42 U.S.C. § 1983 alleging that on February 24,1987, defendants arrested him without justification, and also injured him during the course of making the arrest. Furthermore, plaintiff claims that defendants conspired to arrest him illegally, injure him, and deprive him of his civil and constitutional rights under the due process and equal protection clauses of the Fourteenth Amendment. Plaintiff is seeking compensatory and punitive damages as well as a declaratory judgment that his arrest was illegal.

On August 25, 1988, plaintiff filed a motion requesting official reports or records pertaining to the use of force, brutality, abusiveness, excessive force, or any misconduct, by either defendant while performing their official duties as police officers. In particular, the plaintiff requested the following information:

(1) Where each defendant is employed;
(2) How long each defendant has been employed;
(3) Whether the defendants work in a particular area or section of the city;
(4) Whether there have ever been any departmental actions or investigations against either defendant;
(5) Whether any complaints have been filed against either defendant for brutality, abusiveness, or use of excessive force;
(6) Whether either defendant has ever been suspended or reprimanded by the Rochester Police Department;
(7) The internal affairs reports on defendant officers;
(8) Whether the City of Rochester had ever paid, or settled any claims or losses for defendants.

Attached to plaintiff’s motion was a transcript of proceedings in Rochester City Court in a criminal action entitled People v. Alfred Martin, in which City Court Judge William H. Bristol recused himself on the ground that he could not “listen to Officer Lamb fairly.” The transcript also reveals that defendants’ police personnel files were viewed by City Court in camera upon the consent of the City Corporation Counsel, Mark Davison. Defendants submitted an affidavit in opposition to plaintiff’s motion claiming that the records in question are privileged material protected from disclosure by § 50-a of the New York Civil Rights Law. Affidavit of Maureen A. Byrne, at ¶ 4-6. In addition, defendants object to discovery of the documents on the ground that the records sought are irrelevant to the instant action on the theory of [145]*145Rule 404(b) of the Federal Rules of Evidence, which provides that “evidence of prior bad acts is not admissible to show a character trait from which one could infer that a similar act took place.” Affidavit of Maureen A. Byrne, at ¶ 7. Furthermore, defendants request that, should the court review the personnel files in camera, it limit the release order to information which would be admissible in evidence upon a trial of the cause. Affidavit of Maureen A. Byrne, at ¶ 8. Finally, defendants contend that they cannot respond to the request for information regarding previous payment or settlement of any claims or lawsuits against officers Lamb and Coniglio because the Corporation Counsel’s office is unable to retrieve this information unless plaintiff can provide the exact title of any previous lawsuits. Affidavit of Maureen A. Byrne, at ¶ 9. Defendants do not explain why they cannot simply ask defendants for this information, nor do they aver whether an attempt to search for this information using defendants’ names was made or turned up the requested information.

This matter has been referred to the Magistrate pursuant to 28 U.S.C. § 636(b)(1)(A).

DISCUSSION

The basic principles applicable to this discovery dispute were set forth in my recent decision in Van Emrik v. Chemung County Department of Social Services, 121 F.R.D. 22 (W.D.N.Y.1988). They bear repeating here. Whether the subject file may be discovered is, in general, governed by Fed.R.Civ.P. 26(b)(1) which provides that “[pjarties may obtain discovery regarding any matter, not privileged, which is relevant to the subject matter involved in the pending action, ..., including the existence, description, nature, custody, condition and location of any books, documents, or other tangible things and the identification and location of persons having knowledge of a discoverable matter.” (emphasis supplied). The question of privilege, in turn, is governed by Rule 501 of the Federal Rules of Evidence and, with respect to an action in which the complaint alleges a federal claim (here under 42 U.S.C. § 1983), Rule 501 directs the court to the federal common law of privilege. The circuit courts have “consistently held” that, in cases involving a federal claim, federal (not state) law applies. Von Bulow by Auersperg v. Von Bulow, 811 F.2d 136, 141 (2d Cir.1987), cert. denied sub nom., Reynolds v. Von Bulow, 481 U.S. 1015, 107 S.Ct. 1891, 95 L.Ed.2d 498 (1987); Memorial Hospital for McHenry County v. Shadur, 664 F.2d 1058, 1061-62 (7th Cir.1981) (per curiam); Breed v. United States District Court, 542 F.2d 1114, 1115 (9th Cir.1976) (§ 1983 action); Kaufman v. Edelstein, 539 F.2d 811, 818 (2d Cir.1976); Colton v. United States, 306 F.2d 633, 636 (2d Cir.1962), cert. denied, 371 U.S. 951, 83 S.Ct. 505, 9 L.Ed.2d 499 (1963); In re Albert Bindley Lee Memorial Hospital, 209 F.2d 122, 123 (2d Cir.1953), cert. denied sub nom., Cincotta v. United States, 347 U.S. 960, 74 S.Ct. 709, 98 L.Ed. 1104 (1954).

Accordingly, defendants’ nearly exclusive reliance on N.Y.Civil Rights Law § 50-a is misplaced in this § 1983 action, and that state statute does not determine the parameters of the “privilege” invoked by defendants in this case. On the other hand, principles of federalism and comity, which direct a federal judge to the properly restrained role of the court in the federal system, require consideration of the formulation of a privilege or confidentiality rule under state law. Von Bulow by Auersperg v. Von Bulow, 811 F.2d at 144; Memorial Hospital for McHenry County v. Shadur, 664 F.2d at 1061.

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Bluebook (online)
122 F.R.D. 143, 1988 U.S. Dist. LEXIS 11279, 1988 WL 100544, Counsel Stack Legal Research, https://law.counselstack.com/opinion/martin-v-lamb-nywd-1988.