Martin v. Heffelfinger

744 N.E.2d 555, 2001 Ind. App. LEXIS 465, 2001 WL 254314
CourtIndiana Court of Appeals
DecidedMarch 15, 2001
Docket35A02-0006-CV-382
StatusPublished
Cited by12 cases

This text of 744 N.E.2d 555 (Martin v. Heffelfinger) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Martin v. Heffelfinger, 744 N.E.2d 555, 2001 Ind. App. LEXIS 465, 2001 WL 254314 (Ind. Ct. App. 2001).

Opinion

OPINION

VAIDIK, Judge.

Case Summary

Kirk R. Martin (Martin) appeals the trial court's dismissal of his complaint under 42 U.S.C. § 1983 and Indiana tort law against Judge Jeffrey R. Heffelfinger of Huntington County Superior Court, Chief Justice Randall T. Shepard of the Indiana Supreme Court, Governor Frank O'Ban-non, and the State of Indiana for failure to state a claim. We find that, after accepting Martin's allegations in his complaint as true, Martin fails to state a claim. Therefore, we affirm.

Facts and Procedural History

In September of 1997, Martin pleaded guilty to two charges of Operating While Intoxicated (OWT), class A misdemeanors. 1 Martin was sentenced to 365 days in jail, with all but 180 days suspended. Martin was also placed on probation for one year. Judge Heffelfinger of the Huntington County Superior Court presided over this matter. On January 26, 1998, Martin was arrested on a new OWI charge. On June 11, 1998, after a bench trial conducted by Judge Heffelfinger, Martin was convicted of this new charge. Judge Heffelfinger revoked Martin's probation at this time.

Subsequently, Martin filed a complaint against Judge Heffelfinger, Governor O'Bannon, Chief Justice Shepard, and the State of Indiana. Martin alleged that Judge Heffelfinger, contrary to 42 U.S.C. § 1983, revoked his probation without due process. Also, Martin claimed that Governor O'Bannon, Chief Justice Shepard, and the State of Indiana failed to properly train, control, and supervise Judge Heffel-finger. Martin contended that the probation revocation caused him to lose his job. Martin asked for damages and declarative and injunctive relief that would bar Judge Heffelfinger from presiding over any action involving Martin.

The State filed a motion to dismiss Martin's complaint asserting that Judge Hef-felfinger is entitled to judicial immunity and Governor O'Bannon, Chief Justice Shepard, and the State could not be held liable for the acts of a superior court judge.

The trial court granted the State's motion. The trial court held that Judge Hef-felfinger, in his official capacity, did not qualify under the prescribed meaning of "person" under § 1983, and therefore, he was immune from suit. Record at 30. The court also dismissed the claims against the remaining defendants due to "judicial immunity, immunities under the Indiana Tort Claims Act, and because the remaining Defendants do not supervise or control the actions of superior court judges." Record at 80. Further, the eourt held that it did not have jurisdiction to address Martin's claims for injunctive relief and that the appropriate forum to address these claims for relief would be on a direct appeal from the adverse judgment or a post-conviction proceeding. The court noted that Martin could also seek recusal of Judge Heffelfinger. Finally, the trial court declared that Martin's action was frivolous pursuant to Ind.Code § 35-50-6-b(a)(8). This appeal followed.

Discussion and Decision

Martin contends that the trial court erred in dismissing his complaint. Specifically, Martin asserts that he can sue Judge *558 Heffelfinger for declarative and injunctive relief under § 1983. Martin also argues that the State is liable for torts committed by its employees. Finally, Martin alleges that the trial court erroneously declared his suit frivolous under Ind.Code § 35-50-6-5(a)(8). We address each argument in turn.

Martin's claim was dismissed pursuant to Indiana Trial Rule 12(B)(6) for failure to state a claim upon which relief can be granted. When reviewing a 12(B)(6) motion to dismiss, we accept the facts alleged in the complaint as true. Minks v. Pina, 709 N.E.2d 879, 381 (Ind.Ct.App.1999), reh'g demied, trans. denied. A 12(B)(6) motion tests the legal sufficiency of the complaint, and thus, a dismissal is appropriate only if the facts alleged in the pleading are incapable of supporting relief under any set of cireumstances. Clifford v. Marion County Prosecuting Attorney, 654 N.E.2d 805, 810 (Ind.Ct.App.1995). However, "[wle will affirm a sue-cessful TR. 12(B)(6) motion when a complaint states a set of facts, which even if true, would not support the relief requested in that complaint." Minks, 709 N.E.2d at 381. Further, we will affirm a trial court's dismissal on any theory or basis found in the record. Id.

Martin first argues that the trial court erred in holding that Judge Heffel-finger was immune from suit under § 1983. "Section 1983 of Title 42 provides a civil remedy against any person who, under the color of state law, subjects a citizen of the United States to the deprivation of any rights, privileges, or immunities secured by the federal Constitution or federal laws." Lake County Juvenile Court v. Swanson, 671 N.E.2d 429, 488 (Ind.Ct.App.1996) (citing 42 U.S.C. § 1988), reh'g denied, trans. denied.

It is well settled that a judicial defendant is immune from a suit seeking monetary damages for actions completed in the judge's official capacity. Stump v. Sparkman, 485 U.S. 349, 356-57, 98 S.Ct. 1099, 55 L.Ed.2d 381 (1978), reh'g denied; H.B. v. Elkhart Div. of Family & Children, 713 N.E.2d 300, 302 (Ind.Ct.App. 1999), trans. denied. "The underlying purpose of the immunity is to preserve judicial independence in the decision-making process." Id. State officials, such as judges, sued in their official capacity are not "persons" within the meaning of § 1983 because they take on the identity of the government that employs them. Swanson, 671 N.E.2d at 484. Moreover, county judges are judicial officers of the state judicial system. Id. at 485. Judges of courts of general jurisdiction are subject to civil liability under § 1983 only if they have acted in a clear absence of all jurisdiction. Hupp v. Hill, 576 N.E.2d 1820, 1324 (Ind.Ct.App.1991). Further, judicial immunity is granted even when judges act maliciously or corruptly. Swanson, 671 N.E.2d at 485.

Nevertheless, Martin maintains that the trial court erroneously dismissed his complaint. Martin asserts that the court improperly relied on the fact that Martin asked for damages when it found that Judge Heffelfinger was immune from suit. Martin, noting that he alleged declarative and injunctive relief against Judge Heffel-finger as well, asserts that he can seek such equitable relief under § 1988.

Martin cites Pulliam v. Allen, 466 U.S. 522, 104 S.Ct. 1970, 80 L.Ed.2d 565 (1984) to support his proposition.

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Bluebook (online)
744 N.E.2d 555, 2001 Ind. App. LEXIS 465, 2001 WL 254314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/martin-v-heffelfinger-indctapp-2001.