Martin Anthony Garcia v. State

• Court: Court of Appeals of Texas
• Decided: March 31, 2010
• Docket: 10-09-00162-CR
• Status: Published

Opinion

IN THE TENTH COURT OF APPEALS

No. 10-09-00162-CR

MARTIN ANTHONY GARCIA, Appellant v.

THE STATE OF TEXAS, Appellee

From the 54th District Court McLennan County, Texas Trial Court No. 2007-2103-C2

MEMORANDUM OPINION

A jury convicted Martin Anthony Garcia of indecency with a child by contact1

and assessed his punishment at twenty years’ imprisonment and a $5,000 fine. Garcia

contends in his sole issue that the court committed fundamental error by failing to limit

its jury instructions on mens rea to “intent” and “nature of the conduct.” We will

affirm.

1 The jury acquitted Garcia of aggravated sexual assault. The Appellate Complaint

Garcia’s appellant complaint has two sub-parts. First, he contends that the court

erred in the abstract portion of the charge by not limiting the mens rea definitions to

“intent” and “nature of the conduct.” Second, he contends that the court’s application

paragraph is erroneous because it required the jury to find that Garcia “intentionally or

knowingly” engaged in the conduct alleged. Garcia’s contentions are better understood

by examining the two offenses with which he was charged and the court’s instructions

relative to those offenses.

Count one of the indictment charged Garcia with aggravated sexual assault by

intentionally or knowingly causing the child complainant’s sexual organ to contact or

be penetrated by his own sexual organ. Count two charged Garcia with indecency with

a child, alleging that he, with intent to arouse or gratify his own sexual desire,

intentionally or knowingly engaged in sexual contact with the child by touching her

breast. The jury acquitted Garcia of aggravated sexual assault but convicted him of

indecency.

The guilt-innocence charge instructed the jury on both charges. The abstract

portion of the charge included definitions for the terms “intentionally” and

“knowingly” which largely correspond2 to those provided by section 6.03 of the Penal

Code. See TEX. PEN. CODE ANN. § 6.03(a), (b) (Vernon 2003). The definitions in the

abstract portion of the charge read as follows:

2 The court did not include the portions of the statutory definition of “knowingly” which refer to a person acting knowingly with respect to the circumstances surrounding his conduct. Cf. TEX. PEN. CODE ANN. § 6.03(b) (Vernon 2003).

Garcia v. State Page 2 A person acts intentionally, or with intent, with respect to the nature of his conduct or to a result of his conduct when it is his conscious objective or desire to engage in the conduct or cause the result.

A person acts knowingly, or with knowledge, with respect to the nature of his conduct when he is aware of the nature of his conduct. A person acts knowingly, or with knowledge, with respect to a result of his conduct when he is aware that his conduct is reasonably certain to cause the result.

Id.

The application paragraph for the indecency charge, consistent with the

indictment, instructed the jurors in pertinent part that they must find Garcia guilty if

they found beyond a reasonable doubt that he did, “with the intent to arouse or gratify

the sexual desire of the Defendant, intentionally or knowingly engage in sexual contact

with [complainant] by touching the breast of [complainant].”

Abstract Definitions

The first part of Garcia’s complaint is that the abstract definitions quoted above

are erroneously broad because they do not limit the mens rea definitions to “intent” and

“nature of the conduct.” Garcia’s complaint is based on the fact that he was convicted

of indecency with a child. However, he fails to consider that the charge also included

definitions and instructions regarding the allegation of aggravated sexual assault of

which the jury acquitted him.

To obtain a conviction for aggravated sexual assault as alleged, the State had to

prove that Garcia intentionally or knowingly caused the child complainant’s sexual

organ to contact or be penetrated by his own sexual organ. Id. § 22.021(a)(1)(B)(i), (iii)

(Vernon Supp. 2009).

Garcia v. State Page 3 Conversely, to obtain a conviction for indecency with a child by contact, the State

had to prove that Garcia engaged in the contact “with the intent to arouse or gratify the

sexual desire of any person.” Id. § 21.11(a)(1), (c) (Vernon Supp. 2009). This is the only

mens rea required to prove indecency by contact. See McKenzie v. State, 617 S.W.2d 211,

213 (Tex. Crim. App. [Panel Op.] 1981); Claycomb v. State, 988 S.W.2d 922, 925 (Tex.

App.—Texarkana 1999, pet. ref’d); Washington v. State, 930 S.W.2d 695, 698 (Tex. App.—

El Paso 1996, no pet.).

Garcia contends that, because indecency is a nature-of-conduct offense rather

than a result-oriented offense and because indecency must be committed with the

requisite intent rather than knowingly, the abstract definitions should have been limited

to “intent” and “nature of the conduct.” See Whitfield v. State, No. 01-96-00908-CR, 2001

WL 40654, at *1 (Tex. App.—Houston [1st Dist.] Jan. 18, 2001, pet. ref’d) (not designated

for publication); Rodriguez v. State, 24 S.W.3d 499, 502 (Tex. App.—Corpus Christi 2000,

pet. ref’d); see also Hughes v. State, 897 S.W.2d 285, 296 (Tex. Crim. App. 1994) (court

erred by failing to limit abstract definitions of culpable mental states in charge to

requisite culpable mental state(s) of offense alleged); Battaglia v. State, No. 05-06-00798-

CR, 2007 WL 4098905, at *2 (Tex. App.—Dallas Nov. 19, 2007, no pet.).

However, the mens rea required to prove aggravated sexual assault is that the

defendant acted either intentionally or knowingly. See TEX. PEN. CODE ANN. §

22.021(a)(1)(B). Aggravated sexual assault is a conduct-oriented offense which means

that the focus of the offense is on whether the defendant acted intentionally or

knowingly with respect to the nature of his conduct rather than the result of his

Garcia v. State Page 4 conduct. See Gonzales v. State, No. PD-0337-09, 2010 WL 625056, at *7 (Tex. Crim. App.

Feb. 24, 2010) (citing Vick v. State, 991 S.W.2d 830, 832 (Tex. Crim. App. 1999)). Thus,

Garcia’s complaint has some merit.

The court properly included abstract definitions in the charge for both

“intentional” and “knowing” conduct. However, the court erred by failing to limit

these definitions to the nature of the defendant’s conduct rather than the result of his

conduct. See Hughes, 897 S.W.2d at 296; Battaglia, 2007 WL 4098905, at *2; Whitfield, 2001

WL 40654, at *1; Rodriguez, 24 S.W.3d at 502. Because Garcia failed to object, reversal is

required only for egregious harm. Trejo v. State, 280 S.W.3d 258, 261 (Tex. Crim. App.

2009); Battaglia, 2007 WL 4098905, at *1; Whitfield, 2001 WL 40654, at *2; Rodriguez, 24

S.W.3d at 503.

Citing Plata v. State, the State characterizes each of these abstract definitions as a

superfluous instruction which “never produces reversible error in the court’s charge

because it has no effect on the jury’s ability fairly and accurately to implement the

commands of the application paragraph.” 926 S.W.2d 300, 302-03 (Tex. Crim. App.

1996), overruled on other grounds by Malik v. State, 953 S.W.2d 234, 239 (Tex. Crim. App.

1997). However, the Court in Plata also observed, “Reversible error only occurs in the

giving of an abstract instruction when the instruction is an incorrect or misleading

statement of a law which the jury must understand in order to implement the

commands of the application paragraph.” Id. at 302. Here, Garcia’s complaint

potentially fits within the category of “reversible error” identified in Plata because the

challenged definitions were incorrect with regard to the culpable mental state which the

Garcia v. State Page 5 jury must find in order to convict him of indecency by contact. And this error is

magnified to the extent that the application paragraph itself misstates the requisite

culpable mental state.

Thus, we will examine the record for egregious harm under the standard first

enunciated in Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985) (op. on

reh’g). See Dougherty v. State, No. PD-1411-05, 2006 WL 475802, at *1 (Tex. Crim. App.

Mar. 1, 2006) (per curiam) (not designated for publication).

“[T]he actual degree of harm must be assayed in light of the entire jury charge,

the state of the evidence, including the contested issues and weight of probative

evidence, the argument of counsel and any other relevant information [revealed] by the

record of the trial as a whole.” Trejo, 280 S.W.3d at 261 (quoting Almanza, 686 S.W.2d at

171).

Application Paragraph

Because we must consider “the entire jury charge,” we now address the second

part of Garcia’s complaint, namely, that the application paragraph erroneously

instructed the jury to convict upon finding that he, with intent to gratify his own sexual

desire, intentionally or knowingly engaged in sexual contact with the child by touching

her breast.

As discussed above, the sole mens rea required to prove indecency by contact is

acting with the intent to gratify a person’s sexual desire. See McKenzie, 617 S.W.2d at

213; Claycomb, 988 S.W.2d at 925; Washington, 930 S.W.2d at 698. The application

paragraph also required a finding that Garcia intentionally or knowingly engaged in the

Garcia v. State Page 6 sexual contact. The State suggests that this did not harm Garcia because it only served

to increase the State’s burden at trial. See Caballero v. State, 927 S.W.2d 128, 131 (Tex.

App.—El Paso 1996, pet. ref’d). But it also may have caused confusion among the jurors

or led them to believe that Garcia could be convicted on a finding of knowing conduct.

See Bazanes v. State, No. 02-08-00358-CR, 2010 WL 598724, at *3 (Tex. App.—Fort Worth

Feb. 18, 2010, no pet.); Cavazos v. State, No. 13-04-00075-CR, 2005 WL 2008417, at *2 (Tex.

App.—Corpus Christi Aug. 22, 2005, no pet.) (not designated for publication); Whitfield,

2001 WL 40654, at *1; see also Sakil v. State, 287 S.W.3d 23, 26 (Tex. Crim. App. 2009)

(“The function of a jury charge is not ‘merely to avoid misleading or confusing the jury,’

but ‘to lead and to prevent confusion.’”) (quoting Hutch v. State, 922 S.W.2d 166, 170

(Tex. Crim. App. 1996)).

Thus, the charge is erroneous not only because it failed to limit the abstract

definitions concerning intent and knowledge to the nature of the defendant’s conduct

but also because it failed to limit the application paragraph to the sole requisite mens

rea for indecency by contact, namely, acting with intent to gratify the sexual desire of

any person. Bazanes, 2010 WL 598724, at *3; Cavazos, 2005 WL 2008417, at *2; Avery v.

State, No. 05-02-00735-CR, 2004 WL 78042, at *1 (Tex. App.—Dallas Jan. 20, 2004, pet.

ref’d) (not designated for publication); Whitfield, 2001 WL 40654, at *1; Rodriguez, 24

S.W.3d at 502.

Egregious Harm

We have identified two errors in the charge concerning the applicable mens rea.

Conversely, the charge correctly instructed the jury on the substantive law for the

Garcia v. State Page 7 offense of indecency with a child thus informing the jury of what the State had to prove.

See Bazanes, 2010 WL 598724, at *3; Cavazos, 2005 WL 2008417, at *3. Within the context

of the charge as a whole, the errors identified appear less harmful. See Bazanes, 2010 WL

598724, at *3.

The only contested issue at trial was the credibility of the complainant. Garcia

denied that the incident occurred. He tried to explain away DNA evidence supporting

the complainant’s testimony. His intent was not at issue. The State presented sufficient

evidence from which his intent could be inferred. Id., at *4; Avery, 2004 WL 78042, at *2;

Whitfield, 2001 WL 40654, at *2; Rodriguez, 24 S.W.3d at 503.

The parties did not address Garcia’s intent during closing argument, so the

erroneous instructions were not highlighted or relied on by the State to obtain a

conviction. See Bazanes, 2010 WL 598724, at *4.

To summarize, notwithstanding the erroneous instructions the charge correctly

instructed the jury on the substantive law for the offense of indecency with a child.

Evidence was not offered to suggest that Garcia acted without the requisite intent other

than his evidence that he did not commit the offense, and the evidence supports a

finding that he acted with the requisite intent. The parties did not address Garcia’s

intent in closing argument.

Accordingly, we hold that Garcia did not suffer egregious harm from the errors

in the court’s charge. See Bazanes, 2010 WL 598724, at *3-5; Avery, 2004 WL 78042, at *2;

Whitfield, 2001 WL 40654, at *2; Rodriguez, 24 S.W.3d at 503.

We overrule Garcia’s sole issue and affirm the judgment.

Garcia v. State Page 8 FELIPE REYNA Justice Before Chief Justice Gray, Justice Reyna, and Justice Davis (Chief Justice Gray concurs with the Court’s judgment to the extent that it affirms the trial court’s judgment. He does not join the opinion. A separate opinion will not issue.) Affirmed Opinion delivered and filed March 31, 2010 Do not publish [CR25]

Garcia v. State Page 9