Maron v. Silver

58 A.D.3d 102, 871 N.Y.S.2d 404
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 13, 2008
StatusPublished
Cited by12 cases

This text of 58 A.D.3d 102 (Maron v. Silver) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maron v. Silver, 58 A.D.3d 102, 871 N.Y.S.2d 404 (N.Y. Ct. App. 2008).

Opinions

OPINION OF THE COURT

Mercure, J.P.

Petitioners are current and former justices of various courts of the Unified Court System. Their salaries, which are paid by the state and specified by statute (see Judiciary Law §§ 220, 221-a et seq.), have not been increased since January 1, 1999. As set forth in a May 2007 report from the National Center for State Courts commissioned by the state’s Chief Judge, no other state court judges have gone so long without a salary adjustment. It is undisputed that the decline in the real value of judicial pay due to inflation has been significant—the actual value of judicial salaries has declined approximately one third since 1999. Moreover, this long delay is far from unprecedented; in fact, New York judicial compensation has been increased only twice in the past 20 years. Thus, our state’s judicial salaries currently rank 49th in the nation when adjusted for statewide cost of living, despite New York’s preeminence as an economic and commercial center.

This stagnation of judicial salaries has been a growing concern. In an attempt to address the situation, the Judiciary requested a $69.5 million appropriation for 2006-2007 to fund salary adjustments “pursuant to a chapter of the laws of 2006” (see NY Const, art VI, § 25 [a] [requiring that judicial compensation “be established by law”]). While this appropriation was included in the state budget (L 2006, ch 51, § 2), the Legislature failed to enact a chapter law or take any other action to alter the salaries set forth in the Judiciary Law. Thus, the appropriated funds were not disbursed and salaries continue at 1999 levels.

Petitioners commenced this CPLR article 78 proceeding seeking a writ of mandamus compelling (1) respondent Comptroller to disburse the appropriated funds, and (2) the Legislature and Governor to maintain judicial salaries apace with inflation. Petitioners further seek declarations that the current system of establishing judicial salaries violates separation of powers [106]*106principles and the Compensation Clause of the NY Constitution,1 as well as denying judges equal protection under the law. Petitioners assert that an inflation adjustment for all years since 1999 is mandated.

Respondents moved to dismiss for, among other things, failure to state a cause of action. Supreme Court amended the petition to include the State of New York as a respondent,2 and dismissed all claims as against the Comptroller, the Speaker of the Assembly, President Pro Tern of the Senate and the Governor, as well as all claims in their entirety except so much of the petition as alleged that the failure to increase judicial compensation impinged on the independence of the judicial branch in violation of the Compensation Clause and separation of powers principles. Petitioners and respondents now cross-appeal.

Initially, we echo the sentiments of the courts that have been required to consider constitutional challenges in the face of similar deplorable legislative inaction on the funding of the judicial branch: “We regret that it falls [to] our lot to decide [this] case[ ] . . . Nevertheless[,] . . . [petitioners] are entitled to have their case[ ] heard and decided by a court of [New York], and under the law there is no other court to which they could go” (Atkins v United States, 556 F2d 1028, 1040 [Ct Cl 1977], cert denied 434 US 1009 [1978]; see Evans v Gore, 253 US 245, 247-248 [1920]; Kremer v Barbieri, 48 Pa Commw 557, 560, 411 A2d 558, 560 [1980], affd 490 Pa 444, 417 A2d 121 [1980]). Although the Justices of this Court have an interest in the outcome of this case, we are required to hear and dispose of these cross appeals pursuant to the rule of necessity, which provides that “wherever it becomes necessary for a judge to sit even where he [or she] has an interest—where no provision is made for calling another in, or where no one else can take his [or her] place—it is [the judge’s] duty to hear and decide” [107]*107(United States v Will, 449 US 200, 214 [1980] [internal quotation marks and citation omitted]; see Maresca v Cuomo, 64 NY2d 242, 247 n 1 [1984], appeal dismissed 474 US 802 [1985]).

We further address as a threshold matter respondents’ contention that our review of this case is foreclosed by separation of powers concerns. Specifically, respondents assert that judicial inquiry is precluded because the Compensation Clause grants the Legislature and the Governor the power to establish judicial compensation, they have done so by providing a salary schedule in the Judiciary Law, and that salary schedule has not been directly diminished. The NY Constitution expressly grants budgetary and appropriation powers to the other governmental branches, providing that “[n]o money shall ever be paid out of the state treasury or any of its funds, or any of the funds under its management, except in pursuance of an appropriation by law” (NY Const, art VII, § 7). Inasmuch as separation of powers principles generally preclude courts from “intruding] upon the policy-making and discretionary decisions that are reserved to the legislative and executive branches” (Campaign for Fiscal Equity, Inc. v State of New York, 8 NY3d 14, 28 [2006] [internal quotation marks and citation omitted]), it is well settled that “[¡judicial intervention in the state budget may be invoked only in the narrowest of instances” (id. at 29 [internal quotation marks and citation omitted]; see Klostermann v Cuomo, 61 NY2d 525, 541 [1984]).

Yet, separation of powers principles also dictate that the courts are the ultimate arbiters of constitutional text (see United States v Morrison, 529 US 598, 616 n 7 [2000]; Campaign for Fiscal Equity, Inc. v State of New York, 8 NY3d at 28; Cohen v State of New York, 94 NY2d 1, 11 [1999]). Thus, “the budgetary process is not always beyond the realm of judicial consideration^] . . . the courts will always be available to resolve disputes concerning the scope of that authority which is granted by the Constitution to the other two branches of the government” (Silver v Pataki, 96 NY2d 532, 542 [2001] [internal quotation marks and citations omitted]; accord Pataki v New York State Assembly, 4 NY3d 75, 96 [2004]; Saxton v Carey, 44 NY2d 545, 551 [1978]; see New York County Lawyers’ Assn. v State of New York, 294 AD2d 69, 72 [2002]). In our view, then, the parties’ dispute over whether the legislative and executive branches have complied with the constitutional limitations placed on their authority presents a justiciable controversy (see Atkins v United States, 556 F2d at 1052-1054).

[108]*108Moreover, the fundamental precept of the separation of powers doctrine is that “[o]ur State government, like the Federal [government, is a tripartite institution, with power variously distributed” among “three coequal branches”—including the judicial branch (Saxton v Carey, 44 NY2d at 549 [emphasis added]; see Under 21, Catholic Home Bur. for Dependent Children v City of New York, 65 NY2d 344, 355-356 [1985]; Matter of County of Oneida v Berle, 49 NY2d 515, 522 [1980]). Despite the textual grant of budgetary and appropriation powers to the legislative and executive branches, the judicial branch must retain the inherent power to protect itself from the impairment of its ability to function if it is to continue in existence as an independent, coequal branch of government (see People ex rel.

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Cite This Page — Counsel Stack

Bluebook (online)
58 A.D.3d 102, 871 N.Y.S.2d 404, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maron-v-silver-nyappdiv-2008.