Marks v. Swartz

882 N.E.2d 924, 174 Ohio App. 3d 450, 2007 Ohio 6009
CourtOhio Court of Appeals
DecidedNovember 9, 2007
DocketNo. 2007-T-0008.
StatusPublished
Cited by6 cases

This text of 882 N.E.2d 924 (Marks v. Swartz) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marks v. Swartz, 882 N.E.2d 924, 174 Ohio App. 3d 450, 2007 Ohio 6009 (Ohio Ct. App. 2007).

Opinion

Cynthia Westcott Rice, Presiding Judge.

{¶ 1} Appellant, Dean E. Swartz, appeals from the judgment entry of the Trumbull County Court of Common Pleas, entering a verdict in favor of appellee, Ronald Marks, after trial by jury. We affirm.

{¶ 2} In 1998, appellee was contacted by appellant, an attorney from Washington, D.C. Appellant indicated that he was pursuing several cases involving asbestos litigation in the Trumbull County Court of Common Pleas. Appellant was aware of appellee’s experience and reputation and was interested in hiring appellee as local counsel to assist him in the asbestos litigation. Appellee advised appellant that he had no experience in asbestos litigation. Appellant was not concerned about appellee’s lack of experience in this area of tort and indicated that he would shoulder primary responsibility for all aspects of the litigation. Appellant agreed to pay appellee 25% of all attorney fees generated from the cases in which he served as local counsel. The agreement was memorialized on May 13,1998, by a letter sent by appellant.

{¶ 3} Shortly thereafter, appellee received a large box of materials from appellant containing documents related to a pending case involving the death of one Michael Missik. Appellee reviewed the materials and began acquainting himself with issues that arise in asbestos litigation. During appellee’s involvement in the Missik case, he also became involved in three other asbestos-related cases with appellant: the Kubik case, the Lukac case, and the Barone case.

{¶ 4} On June 22, 1999, the parties entered into a second agreement, similar to the Missik agreement, regarding the Lukac case. Pursuant to the agreement, appellant was to serve as lead counsel on the case and shoulder the primary responsibility for all litigation and trial matters. As in the Missik agreement, appellee was to function as “local counsel” and “second chair” throughout discovery and trial and provide any “suggestions concerning the conduct of the case.” The agreement also stated that any fees received from the litigation would be split 75% for appellant and 25% for appellee. The agreement further stated that Mr. Lukac had been previously informed of appellant’s intent to hire appellee; while the document indicated that it had been “seen” by Lukac, it did not state that he agreed to its contents.

{¶ 5} From the early stages of their relationship, appellee recognized that appellant was a hard worker. Appellant telephoned appellee often and asked him to perform tasks immediately. Although appellee offered his assistance in *455 constructing trial strategies and deposing witnesses, appellant preferred to handle these matters alone. Appellant utilized appellee to interview jurors and relied upon appellee for his relationship with local court employees and judges. The evidence indicates that through May 2003, appellee did all that was asked of him and appellant was pleased with his assistance.

{¶ 6} The Missik case ultimately went to trial and resulted in a large verdict for the plaintiff. Appellant expressed appreciation to appellee for his assistance and paid him the agreed 25% of the attorney fees for his services. In a letter dated May 25, 2001, appellant stated: “Your skill, expertise, and friendship have been greatly appreciated. You have proven to be the most valuable ‘local’ counsel with whom I have ever worked. Thanks!!”

{¶ 7} In a letter dated January 9, 2003, appellant sent appellee another check representing 25% of the attorney fees arising from settlements with defendants in the Kubik and Lukac cases. Again, appellant expressed his laudatory thanks, stating: “It goes without saying that it has been a pleasure working with you. Let’s kick some major butt in the upcoming trials!”

{¶ 8} In February 2003, the Kubik claim against the John Crane Company came for trial and resulted in a defense verdict. Following the loss, appellee began interviewing the jury panel to determine what had gone wrong in the Kubik case that had gone right in the Missik case. Appellant was crestfallen and considered abandoning his role as lead counsel on the remaining Lukac claim. However, appellee convinced appellant to stay and move forward.

{¶ 9} In May 2003, the trial of Lukac v. John Crane Co. was scheduled to commence. Prior to the Lukac trial, appellee reviewed jury questionnaires and was available for any work assigned to him. In the meantime, appellee had been retained, on short notice, for a separate medical-malpractice case relating to an individual who had lost his leg. That case was scheduled for a trial in June 2003.

{¶ 10} "Appellant was present at all stages of the Lukac trial, just as he was during the Missik & Kubik cases. During trial, appellee brought a trial notebook to take notes and write down ideas. Appellee utilized a similar notebook in all of his cases. On one day, appellee placed several articles pertaining to his malpractice case in the notebook. Appellant noticed the materials but did not say anything at the time. Appellee asserted that he had the articles within the notebook because he planned to take them home with him after he left the court house.

{¶ 11} After deliberations, the jury awarded a verdict in Lukac’s favor for $1,250,000 in compensatory damages and $500,000 in punitive damages. After the verdict was announced, the parties and Lukac went to a local pub for a drink. After ordering, appellant asserted, in front of Lukac, that he wanted to speak *456 with appellee regarding his unethical conduct at trial. Appellee maintained that he had no idea what appellant was referring to. Appellee demanded that appellant retract his allegation; appellant refused and, seven days later, appellee announced that he would no longer serve as co-counsel with appellant. Subsequently, on June 19, 2003, appellant wrote appellee indicating that his allegation pertained to appellee’s use of a trial notebook that contained articles not related to the Lukac case. In his letter, he stated that he might have “over-reacted” when he observed “non-case related material in [appellee’s] Lukac trial notebook.” At the close of this letter, appellant asked appellee to consider “in light of the relative amount of work that you and I have done, whether the 75/25% fee distribution is still reasonable.”

{¶ 12} On August 18, 2003, appellant formally fired appellee, thereby relieving him of his obligations as local counsel. At this point, motions for judgment not withstanding the verdict (“JNOV”) and a new trial were still pending in the Lukac matter. Once the motions were overruled, appellant was able to negotiate a post-verdict settlement with the defendant in the Lukac matter. Appellant received $500,000 in fees resulting from the settlement. Appellee was never paid for his work in the Lukac litigation.

{¶ 13} On January 12, 2004, appellee filed suit against appellant for breach of contract. Appellant filed a motion to dismiss the matter on the grounds that DR 2-107 of the Ohio Code of Professional Responsibility deprived the Trumbull County Court of Common Pleas of subject-matter jurisdiction. Appellant did not seek a stay of the proceedings pursuant to R.C. 2711.02(B). After appellant’s motion to dismiss was denied, he filed his answer, which included a jury demand.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Belisle Constr., Inc. v. Perry
2022 Ohio 239 (Ohio Court of Appeals, 2022)
Paradie v. Turning Point Builders, Inc.
2021 Ohio 2178 (Ohio Court of Appeals, 2021)
Guardianship of Naticchia
2020 Ohio 6814 (Ohio Court of Appeals, 2020)
Baxter v. Res. Energy Exploration Co.
2015 Ohio 5525 (Ohio Court of Appeals, 2015)
Cook v. Blank, 2007-T-0041 (9-30-2008)
2008 Ohio 5015 (Ohio Court of Appeals, 2008)
Lanzone v. Zart, 2007-L-073 (3-28-2008)
2008 Ohio 1496 (Ohio Court of Appeals, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
882 N.E.2d 924, 174 Ohio App. 3d 450, 2007 Ohio 6009, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marks-v-swartz-ohioctapp-2007.