Mark Serafinn v. International Brotherhood of T

CourtCourt of Appeals for the Seventh Circuit
DecidedMarch 12, 2010
Docket09-3292
StatusPublished

This text of Mark Serafinn v. International Brotherhood of T (Mark Serafinn v. International Brotherhood of T) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mark Serafinn v. International Brotherhood of T, (7th Cir. 2010).

Opinion

In the

United States Court of Appeals For the Seventh Circuit

Nos. 08-1114, 08-1128, 09-2253, 09-2266, 09-3142 and 09-3292

M ARK SERAFINN, Plaintiff-Appellee/ Cross-Appellant, v.

L OCAL 722, INTERNATIONAL B ROTHERHOOD OF T EAMSTERS, C HAUFFEURS, W AREHOUSEMEN AND H ELPERS OF A MERICA , Defendant-Appellant/ Cross-Appellee, and

S TEVEN M ONGAN and JOINT C OUNCIL 65 OF THE INTERNATIONAL B ROTHERHOOD OF T EAMSTERS, INTERNATIONAL U NION, Defendants/ Cross-Appellees.

Appeals from the United States District Court for the Northern District of Illinois, Eastern Division. No. 03 C 9409—Virginia M. Kendall, Judge.

A RGUED F EBRUARY 8, 2010—D ECIDED M ARCH 12, 2010 2 Nos. 08-1114, 08-1128, 09-2253, et al.

Before B AUER, E VANS and T INDER, Circuit Judges. B AUER, Circuit Judge. Mark Serafinn sued his local union and the joint council comprising leaders from his and other regional locals. He claimed that they im- paired his free speech and assembly rights, fined him, and suspended his union membership without due process, in violation of the Labor Management Reporting and Disclosure Act (“LMRDA”) (also known as the Landrum-Griffin Act), 29 U.S.C. §§ 401 et seq. The district court granted summary judgment to the joint council, but a jury ruled against the local in favor of Serafinn. The local appeals its losing jury verdict, arguing that the district court erred in denying it a mixed-motive jury instruction, in instructing the jury to consider witness Timothy Craig’s testimony about his DUI con- viction for impeachment purposes only, and in instructing the jury not to consider the correctness of the joint council’s finding that he had violated the union’s work- referral rules. Serafinn cross-appeals the district court’s denial of his motion for relief from his summary-judgment loss against the joint council and its reduction of the attorneys’ fees award he won against the local. We have reviewed, for an abuse of discretion, four preserved challenges (a fifth challenge was waived) to the district court’s rulings. Finding no prejudicial error, we affirm. Nos. 08-1114, 08-1128, 09-2253, et al. 3

I. BACKGROUND The International Brotherhood of Teamsters is a labor union comprising 1.4 million members, ranging in occu- pation “from airline pilots to zookeepers.” See http://www.teamster.org/content/team sters-structure (visited Feb. 16, 2010). Each member belongs to one of several hundred local unions that maintain substantial independence from the international organization. In regions with three or more locals, joint councils of leaders from those locals are set up to “help solve problems and decide some jurisdictional and judicial matters.” Id. The Teamsters for a Democratic Union (“TDU”) is a “well-known and nationally active dissident faction” comprising thousands of Teamsters. Appellee’s Br. at 6; see http://www.tdu.org/whoweare (visited Feb. 16, 2010). In essence, the TDU functions as a rank-and-file political party within the international organization, opposed to the administration currently led by James P. Hoffa. See Appellee’s Br. at 7. Mark Serafinn, a TDU member, served three terms as president of his local union, until he lost to Hoffa sup- porter Steven Mongan in 2001. Serafinn also lost his bid for vice president of his region’s joint council, composed solely of Hoffa supporters and led by president Keith Gleason. What happened next forms the nature of this dispute. As Serafinn tells the story, his TDU politics were more than Hoffa supporters could bear. Mongan and Gleason colluded to have the local union and joint council bring 4 Nos. 08-1114, 08-1128, 09-2253, et al.

internal disciplinary charges against Serafinn solely because he met with local union executives and pub- lished a newsletter accusing Mongan of cronyism, dumb- ness, and suppression of free speech. Their charges that he violated union rules by referring himself to a coveted power plant job ahead of others on the referral list were unevenly applied, because Hoffa supporters routinely broke the referral rules to reward their cronies with lucrative work without consequence, and baseless, because he visited the job site only for unpaid training. Mongan had told local union members not to show up at the job site just so that Serafinn could be blamed. The people ahead of him on the referral list were not even eligible because they were already working elsewhere, and two of them, including Timothy Craig, were further barred from complaining because they failed to show up at the power plant. The joint council’s hearing and review of charges that Serafinn violated the referral rules was a prejudging kangaroo court. The presiding officer Gleason was biased against Serafinn and had colluded with Mongan to bring the charges. Mongan told local union members to testify falsely before the joint council, or else they would lose their jobs. The joint coun- cil’s order that Serafinn pay restitution and be sus- pended from the union for six months unjustly penalized Serafinn and chilled union speech. As the local union and joint council tell the story, Serafinn’s rule-breaking greed was more than anyone could bear. Serafinn assigned himself to work, not training, and even if he assigned himself to training, that also violated the referral rules. Referral-eligible, Nos. 08-1114, 08-1128, 09-2253, et al. 5

victimized coworkers in the local who should have got the power plant job—not Mongan and Gleason—brought the charges against Serafinn. The local referred the disci- plinary proceeding to the joint council only because a majority of officers who would have presided at the local were also witnesses. Serafinn attended the hearing and was permitted to introduce evidence, testify, and cross-examine witnesses. Gleason presided impartially and in accordance with ordinary rules of evidence and procedure. The panel disciplined Serafinn because he deserved it. The decision had nothing to do with Serafinn’s politics or exercise of free speech. The work- referral rules applied equally to everyone, especially to Serafinn who was in a unique leadership position at the time as lame-duck president. The district court awarded summary judgment to the joint council. It found that Serafinn provided insufficient evidence for a jury to find that the joint council was involved in bringing the disciplinary charges against Serafinn, or that the joint council afforded Serafinn any- thing other than a full and fair hearing. Serafinn v. Int’l Bhd. of Teamsters, Local Union No. 722, No. 03 C 9409, 2007 WL 1670360, at **8, 13 (N.D. Ill. June 5, 2007). But the district court denied the local’s motion for summary judgment, so Serafinn’s case against the local went to trial. Before trial, Serafinn proposed a jury in- struction that would have required him to establish that retaliation was only a “motivating factor” in the local’s decision to prosecute the charges against him. Id. at *7. In response, the local proposed a “mixed-motive” jury 6 Nos. 08-1114, 08-1128, 09-2253, et al.

instruction patterned after Mount Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 287 (1977). In the proposed instruction, the local conceded that Serafinn had the initial burden to show that his exercise of free speech was merely “a motivating factor” in the local’s decision to prosecute him, as Serafinn re- quested. Serafinn, 2007 WL 1670360, at *6.

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