Mark S. Weinberger, M.D. v. Estate of Phyllis R. Barnes, By Peggy Hood, as Personal Representative, Joe Clinkenbeard, P.A., Stephen W. Robertson

2 N.E.3d 43, 2013 WL 6660558, 2013 Ind. App. LEXIS 626
CourtIndiana Court of Appeals
DecidedDecember 18, 2013
Docket45A04-1107-CT-369
StatusPublished
Cited by3 cases

This text of 2 N.E.3d 43 (Mark S. Weinberger, M.D. v. Estate of Phyllis R. Barnes, By Peggy Hood, as Personal Representative, Joe Clinkenbeard, P.A., Stephen W. Robertson) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mark S. Weinberger, M.D. v. Estate of Phyllis R. Barnes, By Peggy Hood, as Personal Representative, Joe Clinkenbeard, P.A., Stephen W. Robertson, 2 N.E.3d 43, 2013 WL 6660558, 2013 Ind. App. LEXIS 626 (Ind. Ct. App. 2013).

Opinion

OPINION

FRIEDLANDER, Judge.

In Indiana, Ind.Code Ann. § 34-51-3-6 (West, Westlaw current with all 2018 legislation) allocates the lion's share of punitive damage payments to the State. In this case, we must decide whether the statute empowers the State to intervene in otherwise private litigation, ostensibly to protect its interest in a punitive damage award. Concluding that I.C. § 34-51-3-6 confers no such authority, and acknowledging that the only proper parties to this litigation have reached a post-trial settlement agreement, we dismiss.

*44 In September 2001, Phyllis Barnes was seen by Mark S. Weinberger, M.D., an ear, nose, and throat specialist (ENT). Barnes was seeking treatment for symptoms including coughing, hoarseness, and difficulty swallowing and breathing. Weinberger ordered a CT scan of Barnes's sinuses, which were shown to be clear and normal. Despite the absence of sinus disease, on October 11, 2001, Weinberger performed extensive and risky surgery on Barnes, removing all of her sinus cavities. Barnes continued to have difficulty breathing following the surgery and, after seeking further treatment from Weinberger to no avail, saw Dr. Dennis Han, another ENT. At Barnes's first appointment, Dr. Han diagnosed her with Stage IV laryngeal cancer. Based on Barnes's history and condition, Dr. Han believed that Barnes had had cancer for at least six to nine months and that there were clear indications of cancer at the time she saw Wein-berger. Barnes underwent extensive treatment for her cancer, including chemotherapy, radiation, and numerous surgeries. Barnes was cured of laryngeal cancer, but suffered a recurrence in her lungs, leading to her death at the age of fifty.

Prior to her death, Barnes filed a proposed medical malpractice complaint with the Indiana Department of Insurance, which was amended to substitute the Estate as the plaintiff on June 5, 2008. On February 23, 2009, a medical review panel issued its unanimous opinion that Wein-berger failed to comply with the applicable standard of care. Thereafter, on March 5, 2009, the Estate filed a complaint against Weinberger in the trial court. 1 A jury trial commenced on March 14, 2011 and lasted several days. On March 24, 2011, the jury returned a verdict against Wein-berger in the amount of $3 million in compensatory damages and $10 million in punitive damages.

On April 1, 2011, Weinberger filed a motion for the entry of judgment pursuant to Ind. Trial Rule 58, in which he argued that Ind.Code Ann. § 34-18-14-38 (West, Westlaw current with all 2013 legislation) limited the Estate's total recovery to $1.25 million. Nevertheless, on April 14, 2011, the trial court entered judgment consistent with the jury's verdict. Weinberger then filed a motion to correct error, and following a hearing, the trial court reduced the judgment to $1.25 million in compensatory damages and $9 million in punitive damages based on its interpretation of I.C. § 34-18-14-8 and 1.0. § 34-51-8-4 (West, Westlaw current with all 2013 legislation).

Both Weinberger and the Estate filed timely notices of appeal. On January 24, 2012, the Estate filed a motion to stay the appeal pending the preparation and signature of settlement documents, which this court granted,. On May 22, 2012, the Estate filed a status report indicating that the Estate and Weinberger had engaged in mediation and reached a settlement agreement, pursuant to which the Estate agreed to waive its interest in the punitive damages award. The Indiana Attorney General, however, asserted an interest in the punitive damages award pursuant to Indiana's punitive damage allocation statute, .C. § 35-41-3-6. Because the State had not participated in appellate mediation or agreed to the settlement, the Estate asked this court to compel the Attorney General to mediate. This court granted the motion on July 6, 2012, ordering the Attorney General to participate in mediation pertaining to the State's interest in the award of punitive damages.

*45 Thereafter, the Estate finalized settlement agreements with Weinberger and the Indiana Patients Compensation Fund (PCF), 2 but no agreement was reached with the State. On January 2, 2013, the Estate filed a motion to dismiss its appeal because it "had been amicably resolved and settled." On January 17, 2013, this court granted the Estate's motion to dismiss and ordered the Clerk to change the docket to show Weinberger as the appellant and the Estate as the appellee. The next day, the Estate and Weinberger filed a joint Stipulation to Vacate Compensatory Damage Judgment and to Dismiss Claim for Compensatory Damages. The Attorney General filed a response and objection, in which it indicated that it was "concerned that the Estate and Weinberger will claim that the vacation of the Compensatory Judgment eliminates any liability under the: Punitive Judgment, including the State's $6,750,000 interest in the judgment." 3 On February 6, 2013, this court issued an order holding the motion in abeyance to be ruled upon by the writing panel. The Estate subsequently filed a notice of its intention not to file a brief and its agreement that both the compensatory and punitive damages judgments should be vacated.

Meanwhile, although the State had participated in mediation, it had not been granted permission to intervene or otherwise formally recognized as a party to this appeal. Consequently, the State filed its Motion to Clarify Party Status or Alternative Motion to Intervene on March 7, 2013. 4 This court granted the State permission to intervene as an appellee on March 26, 2013, and Weinberger filed a motion to reconsider, which this court denied.

In sum, Weinberger, the Estate, and the PCF have settled this matter, and if not for the State's intervention, this appeal would be at an end. In his brief, Wein-berger argues that the State's intervention was improper and raises a number of additional issues, all ultimately directed at undermining the punitive damages award. In its brief, the State concedes that some of Weinberger's arguments "appear[ ] to be well taken." Appellee's Brief at 8. The only issues briefed by the State are whether it was properly allowed to intervene and the interpretation of the damages caps set forth in L.C. §§ 34-18-14-3 and 34-51-8-4. In order to resolve this appeal, we need address only the question of whether the State was properly permitted to intervene.

As an initial matter, we acknowledge that this court considered and granted the State's motion to intervene before this case was fully briefed and transferred *46 to the writing panel. While we are relue-tant to set aside this court's earlier rulings, we have the inherent authority to reconsider any such decision while the appeal remains in fieri Miller v. Hague Ins. Agency, Inc., 871 N.E.2d 406 (Ind.Ct.App.2007).

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2 N.E.3d 43, 2013 WL 6660558, 2013 Ind. App. LEXIS 626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mark-s-weinberger-md-v-estate-of-phyllis-r-barnes-by-peggy-hood-as-indctapp-2013.