Mark R. Switz, Inc. v. Commissioner

1979 T.C. Memo. 162, 38 T.C.M. 699, 1979 Tax Ct. Memo LEXIS 363
CourtUnited States Tax Court
DecidedApril 24, 1979
DocketDocket No. 5216-76.
StatusUnpublished

This text of 1979 T.C. Memo. 162 (Mark R. Switz, Inc. v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mark R. Switz, Inc. v. Commissioner, 1979 T.C. Memo. 162, 38 T.C.M. 699, 1979 Tax Ct. Memo LEXIS 363 (tax 1979).

Opinion

MARK R. SWITZ, INC., Petitioner v. COMMISSIONER OF INTERNAL REVENUE, Respondent
Mark R. Switz, Inc. v. Commissioner
Docket No. 5216-76.
United States Tax Court
T.C. Memo 1979-162; 1979 Tax Ct. Memo LEXIS 363; 38 T.C.M. (CCH) 699; T.C.M. (RIA) 79162;
April 24, 1979, Filed
John C. Setright, for the petitioner.
George W. Connelly, Jr., for the respondent.

HALL

MEMORANDUM FINDINGS OF FACT AND OPINION

HALL, Judge: Respondent determined the following deficiencies in petitioner's income tax:

Taxable Year EndedDeficiency
May 31, 1972$ 15,764.73
May 31, 197317,342.76
May 31, 197426,395.94

*364 The issues in this case are whether petitioner is entitled to deductions under section 162(a)(3)1 for annual rent in excess of $29,040, and if not, whether any portion of the amount disallowed as rent may be deducted under section 162(a)(1) by petitioner as compensation for personal services rendered.

FINDINGS OF FACT

Some of the facts have been stipulated and are found accordingly.

Petitioner, Mark R. Switz, Inc., is a New York corporation. From the time of petitioner's incorporation in 1966 until July 3, 1973, Mark R. Switz ("Mark") owned 400 shares and Mark's wife, Ethel, owned 100 shares of the 500 shares of stock issued and outstanding. On July 3, 1973, Mark transferred 200 of his shares to his daughters and sons-in-law.

At the time the petition was filed, petitioner's principal place of business was North Syracuse, New York. Petitioner employs the cash method of accounting and a fiscal year ending May 31.

Petitioner has operated the Switz Variety Store since July 1, 1967. Mark started Switz Variety Store in 1954 as a sole proprietorship. Switz*365 Variety Store owes its success to its emphasis on personal service to customers and to its offering a larger assortment of merchandise than its competitors.

Switz Variety Store is located in the North Plaza Shopping Center in North Syracuse, New York. Mark originally leased the store premises for a term of ten years from the Van Epps, owners of North Plaza, for an annual rent of five percent of gross sales subject to a minimum rental of $6,500 for the first year, $6,850 for the second and third years, and $7,200 thereafter. On June 9, 1960, Mark executed a ten-year renewal lease with the Van Epps which provided for a fixed annual rental of $8,100 with no overage rent provision. Mark could not sublet or assign the lease without prior written consent of the lessors.

North Plaza was sold by the Van Epps to Syracuse Savings Bank ("Syracuse Bank") on January 3, 1963. Syracuse Bank succeeded to the obligations and benefits of the Van Epps under the 1960 lease. Thereafter, Mark paid the rent to Syracuse Bank.

On June 7, 1967, Mark's attorney wrote a letter to the president of Syracuse Bank advising the bank of the incorporation of the variety store business and requesting permission*366 from the bank to sublease the store's premises to petitioner. The bank gave its consent. On July 1, 1967, after the consent was obtained, Mark as lessor and petitioner as lessee executed a sublease providing for payment to Mark of an annual rental equal to five percent of petitioner's gross sales. All other terms of the sublease were the same as those contained in the June 1960 lease with the Van Epps.

Between 1966 and 1969 it became apparent that the store needed more space. Negotiations for additional space were held between Mark on his own account and a vice-president of the Syracuse Bank and the bank's attorney on behalf of the bank. By June 1969 the bank had begun construction of additional space for the store and the parties had reached a verbal agreement on all terms except the amount of rent.

The bank's vice-president and attorney drafted a new lease for the expanded premises which provided for an annual rent of $29,040. A copy of the lease was sent to Mark's attorney for review. Mark discussed the contents of the new lease with his attorney before signing it. The agreement provided in part:

Parties THIS AGREEMENT, made this day of July 1969, between the SYRACUSE*367 SAVINGS BANK, a domestic banking corporation, with its principal office and place of business at 102 North Salina Street, Syracuse, New York of the first part, (hereinafter referred to as "Lessor") and

MARK R. SWITZ, INC., a domestic corporation with its principal place of business at North Plaza at Route 11, North Syracuse, New York of the second part, (hereinafter referred to as "Lessee")

* * *

Assignment and Subletting SECOND: This lease, or any part thereof, shall not be assigned, mortgaged or otherwise disposed of, nor shall the said premises, or any part thereof, be let or underlet, or used for any other purpose than above specified, by act of the Lessee, or by operation of law, or otherwise, without the prior written consent of the Lessor herein endorsed. The giving of such consent shall not authorize a further assignment or subletting without further consent, said consent will not be unreasonably withheld.

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Bluebook (online)
1979 T.C. Memo. 162, 38 T.C.M. 699, 1979 Tax Ct. Memo LEXIS 363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mark-r-switz-inc-v-commissioner-tax-1979.