Mark B. Irland, M.D. v. Iowa Board of Medicine

CourtSupreme Court of Iowa
DecidedFebruary 14, 2020
Docket18-0353
StatusPublished

This text of Mark B. Irland, M.D. v. Iowa Board of Medicine (Mark B. Irland, M.D. v. Iowa Board of Medicine) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Mark B. Irland, M.D. v. Iowa Board of Medicine, (iowa 2020).

Opinion

IN THE SUPREME COURT OF IOWA No. 18–0353

Filed February 14, 2020

MARK B. IRLAND,

Appellant,

vs.

IOWA BOARD OF MEDICINE,

Appellee.

On review from the Iowa Court of Appeals.

Appeal from the Iowa District Court for Polk County, Arthur E.

Gamble, Judge.

Physician seeks further review of the decision of the court of appeals

that affirmed the district court’s dismissal of his petition for judicial review

of the Iowa Board of Medicine’s “Confidential Warning Letter” imposing

conditions on his return to practice. DECISION OF COURT OF APPEALS

VACATED; DISTRICT COURT JUDGMENT REVERSED AND CASE

REMANDED WITH DIRECTIONS.

David L. Brown and Tyler R. Smith of Hansen, McClintock & Riley,

Des Moines, for appellant.

Thomas J. Miller, Attorney General, and Jordan G. Esbrook (until

withdrawal) and Anagha Dixit, Assistant Attorneys General, for appellee. 2

WATERMAN, Justice.

In this appeal, we must determine whether the Iowa Board of

Medicine can use a “Confidential Letter of Warning” to impose conditions

on a physician’s return to the practice of medicine over his objection,

without a finding of probable cause, and without judicial review.

The Board opened its investigation into an emergency room

physician after the death of a patient in his care. The physician voluntarily

ceased practicing medicine. The Board closed its investigation without a

finding of probable cause that the physician had violated any rule or

standard of practice, which is a prerequisite to imposing discipline. Yet

the Board issued a letter telling the physician that if he returns to

practicing medicine, the Board will order him to “complete a

comprehensive clinical competency evaluation.” The physician filed a

petition for judicial review alleging the Board’s letter constituted illegal

agency action. The Board moved to dismiss, arguing that its action is

unreviewable because it imposes no present discipline, closes the Board’s

investigation, and any future action is not ripe for review. The district

court agreed and granted the Board’s motion to dismiss. The court of

appeals affirmed the dismissal while acknowledging that the Board’s

action prevented the physician from freely resuming his practice. We

granted the physician’s application for further review.

On our review, we determine the district court erred by ruling the

Board’s letter was not judicially reviewable. The Board lacks the statutory

authority to impose discipline without finding probable cause of a violation

and without giving the physician an opportunity to challenge the alleged

violation. The warning letter effectively imposed discipline—the

competency evaluation—should the physician return to practice. The

Board thereby circumvented the due process safeguards and public 3

reporting requirements codified in the governing statutes. We vacate the

decision of the court of appeals, reverse the district court’s dismissal

ruling, and remand with directions for the district court to order the Board

to rescind the offending provisions in this letter without prejudice to the

Board’s ability to reopen its investigation into the physician’s conduct.

I. Background Facts and Proceedings.

Dr. Mark B. Irland, a licensed physician who practiced primarily in

Marengo, Iowa, received a “Confidential Letter of Warning” from the Iowa

Board of Medicine dated November 29, 2017. As the state agency

responsible for licensing and regulating physicians who practice medicine

in Iowa, the Board has the authority to investigate complaints against

physicians and impose disciplinary sanctions. See Iowa Code § 272C.3

(2017).

The Board sent Dr. Irland the letter after reviewing a complaint

about his medical care. The Board’s letter raised “serious concerns”

regarding his treatment of a twenty-nine-year-old male patient who died

after Dr. Irland “failed to recognize the seriousness of [the patient’s]

medical condition[,] ignored the concerns of other health care

professionals involved in his treatment,” and “failed to transfer him for

over six hours” despite the seriousness of his condition. The Marengo

Memorial Hospital conducted an internal investigation and revoked

Dr. Irland’s clinical privileges for emergency medicine “due to serious

concerns about [his] clinical competency, inadequate medical record

keeping and poor documentation, disruptive behavior and

unprofessionalism, and substandard care which may have contributed to

a catastrophic patient outcome.” Dr. Irland appealed the hospital’s

disciplinary determination, and the hospital upheld the revocation. 4

The Board’s letter echoed the hospital’s concerns and “advise[d]”

Dr. Irland “to carefully review [his] treatment” of the patient, “take

appropriate steps to avoid similar concerns in the future,” and “submit a

paper to the Board describing what [he] learned from this matter” within

sixty days. The letter continues, in relevant part,

The Board also noted that you are not practicing medicine at this time. Therefore, the Board has chosen not to initiate further action in this matter at this time. However, the Board advises that you provide it written notice at least sixty (60) days prior to returning to the practice of medicine. If you choose to return to the practice of medicine, the Board will take appropriate action, including but not limited to, issuing an order requiring you to complete a comprehensive clinical competency evaluation, to ensure that you are able to practice medicine with reasonable skill and safety. While the Board has chosen not to pursue formal disciplinary action in this matter at this time, please note that failure to conform to the minimal standard of care in the future may be grounds for formal disciplinary action against your Iowa medical license. Pursuant to Iowa Code chapter 272C, this CONFIDENTIAL LETTER OF WARNING does not constitute a formal disciplinary action, nor is it a public record. . . .

This CONFIDENTIAL LETTER OF WARNING concludes the Board’s investigation of this case. The Board reserves the right to review and reconsider this matter should it be deemed appropriate.

(Emphasis added.) The Board sent its confidential letter to Dr. Irland

without his consent, without charging him with any disciplinary violation,

without opening contested case proceedings, and without any finding of

probable cause that Dr. Irland committed a violation.

On December 29, Dr. Irland filed a petition for judicial review,

asserting that the letter constituted illegal agency action under Iowa Code

section 17A.19. The Board filed a motion to dismiss pursuant to Iowa

Code section 272C.3(1)(d), which states, “Notwithstanding the provisions

of [Iowa Code] chapter 17A, a determination by a licensing board that an

investigation . . . should be closed without initiating a disciplinary 5

proceeding is not subject to judicial review pursuant to section 17A.19.”

On February 16, 2018, the district court determined that the letter’s

“advisory and warning language” were not disciplinary sanctions that

transformed it into a final agency action subject to judicial review. As

such, the district court concluded it was without authority to review the

letter and granted the Board’s motion to dismiss. Dr.

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