Marion Parker Duke v. John W. Wingo, Warden

415 F.2d 243, 1969 U.S. App. LEXIS 11114
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 13, 1969
Docket19174
StatusPublished
Cited by2 cases

This text of 415 F.2d 243 (Marion Parker Duke v. John W. Wingo, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marion Parker Duke v. John W. Wingo, Warden, 415 F.2d 243, 1969 U.S. App. LEXIS 11114 (6th Cir. 1969).

Opinions

CELEBREZZE, Circuit Judge.

Appellant was convicted in 1954 for manslaughter and sentenced to twenty-one years imprisonment. He attempted to appeal his conviction in forma pau-peris but the trial court denied him leave to so proceed. Appellant twice renewed his motion in the trial court but met with no success. The Court of Appeals of Kentucky affirmed the trial court’s decision without opinion. After several abortive attempts to attack his conviction collaterally in the Kentucky courts, Appellant petitioned for a writ of federal habeas corpus in the United States District Court for the Western District of Kentucky. The District Court dismissed the application for failure to exhaust state remedies. Appeal was perfected to this Court. This Court, in an opinion by Judge Harry Phillips, held that Appellant had exhausted his state remedies. We reversed and remanded the cause for an eviden-tiary hearing to determine two questions: First, was Appellant indigent at the time he sought to prosecute an appeal in forma pauperis from his original conviction; second, whether the denial of his application to proceed in forma pauperis deprived him of constitutional rights under Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891 (1956), which was decided after termination of the state court proceedings in this case.1 Duke v. Wingo, 386 F.2d 304 (6th Cir. 1967).

On remand, Appellant testified as the only witness. The Commonwealth’s case consisted of the appellate record in the Court of Appeals of Kentucky supporting the order of that Court affirming the trial court’s rejection of Appellant’s motions to proceed in forma pauperis. The District Court reviewed the State Court record and concluded that although Appellant “offered what could be accepted as logical explanation to rebut the [Commonwealth’s] evidence”, the question of his indigency had been nev[245]*245ertheless adequately resolved by the Kentucky courts. In addition, the District Court concluded that Appellant had received a full and fair hearing in the State courts, and that the rejection by those courts of his claim of indigency was supported by the record. The District Court dismissed Appellant’s petition and he perfected this appeal.

The question before us as framed by counsel for Appellant is whether the District Court accorded Appellant an adequate evidentiary hearing within the meaning of 28 U.S.C. § 2254 on the question of his indigency.

Section 2254 governs the conduct of evidentiary hearings in federal courts in proceedings to test state custody. This Section provides generally that a state court’s findings when properly introduced in the hearing shall be presumed correct. Accordingly, the burden is placed upon the applicant “to establish by convincing evidence that the factual determination by the state court was erroneous.” 28 U.S.C. § 2254(d). The District Court concluded that the State Court’s finding that Appellant was not indigent was supported by the record developed in the trial court hearings on the issue, see 28 U.S.C. § 2254(d) (8), and that Appellant did not establish that this finding was erroneous.

Appellant attempts to bring himself within certain exceptions to the rule that state court findings are presumptively correct by claiming that such findings were never made in his case. His claim, stated in the language of one of these exceptions, is that “the merits of the factual dispute were not resolved in the state court hearing.” 28 U.S.C. § 2254(d) (1). If in fact the Kentucky Courts did not decide the question of his indigency, Appellant would be entitled to a de novo hearing in the District Court on that issue. Townsend v. Sain, 372 U.S. 293, 83 S.Ct. 745, 9 L.Ed.2d 770 (1964).

In Townsend, the Supreme Court said that where there has been no express finding of fact by the state courts, and none was made in the state court proceedings in this case, the District Court may reconstruct or infer the material fact — in this case the fact that Appellant was not indigent — from the record of the state court proceedings. But Appellant contends that the District Court could not properly infer the fact of his non-indigency because the state courts did not apply the correct standard in disposing of his motion to proceed in forma pauperis.

Appellant’s theory rests on the fact that he was denied leave to proceed as a pauper before the Supreme Court’s decision in Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891 (1956), which held that states may not constitutionally discriminate against poor persons who seek to appeal. According to Griffin and subsequent Supreme Court decisions delimiting the rights of poor persons to have their convictions reviewed, the Fourteenth Amendment requires that states provide to everyone equal access to their courts and furnish to paupers at public expense pertinent trial records to enable these individuals to proceed on appeal as effectively as those who are able to pay their own way. Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963); Draper v. Washington, 372 U.S. 487, 83 S.Ct. 774, 9 L.Ed.2d 899 (1963); Williams v. Oklahoma City, 395 U.S. 458, 89 S.Ct. 1818, 23 L.Ed.2d 440 (1969).

Appellant’s view of Kentucky law prior to Griffin is that the courts of Kentucky had discretion to permit a litigant to proceed in forma pauperis. Under this discretionary standard, Appellant contends, Kentucky courts were free to reject an indigent’s motion to proceed as a pauper for improper reasons, for instance, that a particular case did not warrant subjecting the State to the expense of providing a record. Draper v. Washington, 372 U.S. 487, 83 S.Ct. 774, 9 L.Ed.2d 899 (1963). Coming to the instant case, Appellant contends that it is impossible to discern from the state court records upon what basis Appel[246]*246lant’s claim to proceed as a pauper was rejected since the state courts never set forth their reasons for rejecting his claim. So, given the wide-open discretion of the state courts to reject pauper’s appeals and the silent record in this case, the District Court could not, Appellant contends, reasonably infer that the state courts rejected Appellant’s claim upon a finding that he could pay the costs of an appeal.

Appellant has, however, misconstrued Kentucky law prior to Griffin as it related to a litigant’s ability to proceed in forma pauperis. KRS 453.190, which was enacted before Griffin,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ronald A. Jones v. Dale Foltz, Warden
646 F.2d 1172 (Sixth Circuit, 1981)
Marion Parker Duke v. John W. Wingo, Warden
415 F.2d 243 (Sixth Circuit, 1969)

Cite This Page — Counsel Stack

Bluebook (online)
415 F.2d 243, 1969 U.S. App. LEXIS 11114, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marion-parker-duke-v-john-w-wingo-warden-ca6-1969.