1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 EASTERN DISTRICT OF CALIFORNIA 8 MARIA VENTURA, 9 Case No. 1:25-cv-01255-SKO Plaintiff, 10 v. ORDER ON PLAINTIFF’S SOCIAL 11 SECURITY COMPLAINT FRANK BISIGNANO, 12 Commissioner of Social Security, 13 Defendant. (Doc. 1) 14 _____________________________________/ 15 16 I. INTRODUCTION 17 18 Plaintiff Maria Ventura (“Plaintiff”) seeks judicial review of a final decision of the 19 Commissioner of Social Security (the “Commissioner” or “Defendant”) denying her applications for 20 disability insurance benefits (DIB) and Supplemental Security Income (SSI) under the Social 21 Security Act (the “Act”). (Doc. 1.) The matter is currently before the Court on the parties’ briefs, 22 which were submitted, without oral argument, to the Honorable Sheila K. Oberto, United States 23 Magistrate Judge.1 24 II. FACTUAL BACKGROUND 25 Plaintiff was born in 1966, has a marginal education, and previously worked as a farmworker. 26 (Administrative Record (“AR”) 41, 47, 76, 96, 118, 137, 327–28.) Plaintiff filed claims for DIB and 27 SSI payments on January 18, 2022, alleging she became disabled on July 20, 2020, due to 28 1 schizophrenia. (AR 77, 97, 119, 138, 277–85.) 2 A. Relevant Evidence of Record2 3 In July 2022, following a comprehensive mental status evaluation, consultative psychologist 4 L. Faurbo, PsyD, opined that Plaintiff was not significantly limited with the abilities to understand, 5 remember, and perform simple written and oral instructions; maintain regular attendance in the 6 workplace; perform work activities on a consistent basis; and she can manage funds. (AR 1078, 7 1079.) Dr. Faurbo further found Plaintiff was mildly limited with the ability to perform work 8 activities without special or additional supervision and to complete a normal workday or workweek 9 without interruptions resulting from her psychiatric condition. (AR 1079.) Finally, Dr. Faurbo 10 concluded that Plaintiff was moderately limited with the abilities to understand, remember, and 11 perform complex written and oral instructions; accept instructions from supervisors; interact with 12 coworkers and with the public; and deal with the usual stress encountered in competitive work 13 environment. (AR 1078–79.) 14 Following another comprehensive mental status evaluation in March 2023, consultative 15 psychologist Kellie R. Sulier, PsyD, opined that Plaintiff can manage her own funds and was mildly 16 impaired with her abilities to understand, remember, and perform simple written and oral 17 instructions; perform work activities on a consistent basis; perform work activities without special 18 or additional supervision; and accept instructions from supervisors. (AR 1122–23.) Dr. Sulier 19 further found Plaintiff was “mildly to moderately” impaired with her abilities to understand, 20 remember, and perform complex written and oral instructions; and maintain regular attendance in 21 the workplace. (AR 1122.) Finally, Dr. Sulier concluded Plaintiff was moderately impaired with 22 her abilities to complete a normal workday or work week without interruptions resulting from her 23 psychiatric condition; interact with coworkers and with the public (and may need additional breaks 24 to manage increased symptoms); and deal with the usual stresses encountered in a competitive work 25 environment. (AR 1122–23.) 26 27
28 2 Because the parties are familiar with the medical evidence, it is summarized here only to the extent relevant to the 1 2 The Commissioner denied Plaintiff’s applications for benefits initially on July 22, 2022, and 3 again on reconsideration on April 18, 2023. (AR 31, 157–62, 171–76.) Consequently, Plaintiff 4 requested a hearing before an Administrative Law Judge (ALJ). (AR 188–219.) 5 At the hearing on May 23, 2024, Plaintiff appeared telephonically with counsel and an 6 interpreter and testified before an ALJ as to her work history and alleged disabling conditions. (AR 7 63–69.) A Vocational Expert (VE) also testified at the hearing. (AR 69–74.) 8 C. The ALJ’s Decision 9 In decision dated June 10, 2024, the ALJ concluded that Plaintiff was not disabled. (AR 10 31–49.) The ALJ conducted the five-step disability analysis set forth in 20 C.F.R. §§ 404.1520 and 11 416.920. (AR 33–49.) The ALJ decided that Plaintiff met the insured status requirements of the 12 Act through June 30, 2024, and had not engaged in substantial gainful activity since July 20, 2020, 13 the alleged onset date (step one). (AR 33.) At step two, the ALJ found Plaintiff has the following 14 severe impairments: major depressive disorder; bipolar disorder, unspecified anxiety disorder, 15 schizophrenia, and antipsychotic induced Parkinsonism. (AR 33–34.) Plaintiff did not have an 16 impairment or combination of impairments that met or medically equaled one of the listed 17 impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (“the Listings”) (step three). (AR 34– 18 37.) 19 The ALJ then assessed Plaintiff’s residual functional capacity (RFC)3 and applied the 20 assessment at steps four and five. See 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4) (“Before we go 21 from step three to step four, we assess your residual functional capacity . . . . We use this residual 22 functional capacity assessment at both step four and step five when we evaluate your claim at these 23 steps.”). The ALJ determined that Plaintiff had the RFC: 24
25 3 RFC is an assessment of an individual’s ability to do sustained work-related physical and mental activities in a work setting on a regular and continuing basis of 8 hours per day, for 5 days per week, or an equivalent work schedule. 26 TITLES II & XVI: ASSESSING RESIDUAL FUNCTIONAL CAPACITY IN INITIAL CLAIMS, Social Security Ruling (“SSR”) 96-8P (S.S.A. July 2, 1996). The RFC assessment considers only functional limitations and restrictions that result 27 from an individual’s medically determinable impairment or combination of impairments. Id. “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record including, inter alia, medical records, lay 28 evidence, and ‘the effects of symptoms, including pain, that are reasonably attributed to a medically determinable 1 nonexertional limitations: she can frequently handle and finger with her bilateral 2 upper extremities; she can understand, remember, and carry out simple instructions; she can make simple work-related decisions; she can occasionally interact with 3 supervisors and coworkers; she should have no interaction with the public; she would need a job where she can work independently, meaning she could work in 4 the vicinity of others, but she would only have incidental interactions would be required to complete job tasks; and she can deal with occasional changes in routine 5 work setting 6 7 (AR 37–46.) Although the ALJ recognized that Plaintiff’s impairments “could reasonably be 8 expected to cause the alleged symptoms[,]” the ALJ rejected Plaintiff’s subjective testimony as “not 9 entirely consistent with the medical evidence and other evidence in the record.” (AR 38.) 10 Based on the RFC assessment, the ALJ determined that Plaintiff could perform her past 11 relevant work as a fruit farmworker and as a vegetable harvest worker (step 4). (AR 47.) The ALJ 12 also made the alternative finding that Plaintiff could perform a significant number of other jobs in 13 the national economy (step five). (AR 47–48.) The ALJ concluded Plaintiff was not disabled from 14 July 20, 2020, through the date of the decision. (AR 49.) 15 Plaintiff sought review of this decision before the Appeals Council, which denied review on 16 April 16, 2025. (AR 10–17.) Therefore, the ALJ’s decision became the final decision of the 17 Commissioner. 20 C.F.R. §§ 404.981, 416.1481. 18 III. LEGAL STANDARD 19 A. Applicable Law 20 An individual is considered “disabled” for purposes of disability benefits if they are unable 21 “to engage in any substantial gainful activity by reason of any medically determinable physical or 22 mental impairment which can be expected to result in death or which has lasted or can be expected 23 to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). However, 24 “[a]n individual shall be determined to be under a disability only if [their] physical or mental 25 impairment or impairments are of such severity that [they] are not only unable to do [their] previous 26 work but cannot, considering [their] age, education, and work experience, engage in any other kind 27 of substantial gainful work which exists in the national economy.” Id. § 423(d)(2)(A). 28 “The Social Security Regulations set out a five-step sequential process for determining 1 whether a claimant is disabled within the meaning of the Social Security Act.” Tackett v. Apfel, 180 2 F.3d 1094, 1098 (9th Cir. 1999) (citing 20 C.F.R. § 404.1520); see also 20 C.F.R. § 416.920. The 3 Ninth Circuit has provided the following description of the sequential evaluation analysis: 4 In step one, the ALJ determines whether a claimant is currently engaged in substantial gainful activity. If so, the claimant is not disabled. If not, the ALJ 5 proceeds to step two and evaluates whether the claimant has a medically severe impairment or combination of impairments. If not, the claimant is not disabled. If 6 so, the ALJ proceeds to step three and considers whether the impairment or combination of impairments meets or equals a listed impairment under 20 C.F.R. pt. 7 404, subpt. P, [a]pp. 1. If so, the claimant is automatically presumed disabled. If 8 not, the ALJ proceeds to step four and assesses whether the claimant is capable of performing [their] past relevant work. If so, the claimant is not disabled. If not, the 9 ALJ proceeds to step five and examines whether the claimant has the [RFC] . . . to perform any other substantial gainful activity in the national economy. If so, the 10 claimant is not disabled. If not, the claimant is disabled. 11 Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005); see, e.g., 20 C.F.R. § 416.920(a)(4) (providing 12 the “five-step sequential evaluation process” for SSI claimants). “If a claimant is found to be 13 ‘disabled’ or ‘not disabled’ at any step in the sequence, there is no need to consider subsequent 14 steps.” Tackett, 180 F.3d at 1098 (citing 20 C.F.R. § 404.1520); 20 C.F.R. § 416.920. 15 “The claimant carries the initial burden of proving a disability in steps one through four of 16 the analysis.” Burch, 400 F.3d at 679 (citing Swenson v. Sullivan, 876 F.2d 683, 687 (9th Cir. 17 1989)). “However, if a claimant establishes an inability to continue [their] past work, the burden 18 shifts to the Commissioner in step five to show that the claimant can perform other substantial 19 gainful work.” Id. (citing Swenson, 876 F.2d at 687). 20 B. Scope of Review 21 “This court may set aside the Commissioner’s denial of [social security] benefits [only] when 22 the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record 23 as a whole.” Tackett, 180 F.3d at 1097 (citation omitted). “Substantial evidence . . . is ‘more than 24 a mere scintilla,’” and means only “such relevant evidence as a reasonable mind might accept as 25 adequate to support a conclusion.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (quoting 26 Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). See also Ford v. Saul, 950 F.3d 1141, 1154 27 (9th Cir. 2020). 28 “This is a highly deferential standard of review . . . .” Valentine v. Comm’r of Soc. Sec. 1 Admin., 574 F.3d 685, 690 (9th Cir. 2009). “The ALJ’s findings will be upheld if supported by 2 inferences reasonably drawn from the record.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 3 2008) (citation omitted). Additionally, “[t]he court will uphold the ALJ’s conclusion when the 4 evidence is susceptible to more than one rational interpretation.” Id.; see, e.g., Edlund v. Massanari, 5 253 F.3d 1152, 1156 (9th Cir. 2001) (“If the evidence is susceptible to more than one rational 6 interpretation, the court may not substitute its judgment for that of the Commissioner.” (citations 7 omitted)). 8 Nonetheless, “the Commissioner’s decision ‘cannot be affirmed simply by isolating a 9 specific quantum of supporting evidence.’” Tackett, 180 F.3d at 1098 (quoting Sousa v. Callahan, 10 143 F.3d 1240, 1243 (9th Cir. 1998)). “Rather, a court must ‘consider the record as a whole, 11 weighing both evidence that supports and evidence that detracts from the [Commissioner’s] 12 conclusion.’” Id. (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993)). 13 Finally, courts “may not reverse an ALJ’s decision on account of an error that is harmless.” 14 Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) (citing Stout v. Comm’r, Soc. Sec. Admin., 15 454 F.3d 1050, 1055–56 (9th Cir. 2006)). “An error is harmless only if it is ‘inconsequential to the 16 ultimate nondisability determination.’” Lambert v. Saul, 980 F.3d 1266, 1278 (9th Cir. 2020) 17 (quoting Brown-Hunter v. Colvin, 806 F.3d 487, 494 (9th Cir. 2015)). “[T]he burden of showing 18 that an error is harmful normally falls upon the party attacking the agency’s determination.” Shinseki 19 v. Sanders, 556 U.S. 396, 409 (2009) (citations omitted). 20 IV. DISCUSSION 21 Plaintiff asserts three allegations of error: (1) the ALJ failed to consider and apply a 22 vocational profile that results in a finding of disability without consideration of the normal disability 23 determination process; (2) the ALJ failed adequately to address assessed limitations in two credited 24 medical opinions; and (3) the ALJ did not properly determine whether Plaintiff met or equaled a 25 Listing. (Docs. 15, 18.) The Commissioner counters that (1) substantial evidence supports the ALJ’s 26 finding that Plaintiff had past relevant work; (2) the ALJ adequately translated credited medical 27 opinions into the assessed RFC; and (3) substantial evidence supports the ALJ’s finding that the 28 Listings were not satisfied. (Doc. 17.) 1 The Court agrees with Plaintiff that the assessed RFC is not supported by substantial 2 evidence, as the ALJ did not adequately address whether and how it accounts for credited medical 3 opinion evidence regarding Plaintiff’s moderate limitations, and on that basis will reverse and 4 remand the matter for further proceedings.4 5 A. Legal Standard 6 “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record.” 7 Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006). “[A]n RFC that fails to take into 8 account a claimant’s limitations is defective.” Valentine, 574 F.3d at 690. 9 “Where an ALJ accords substantial or great weight to a physician’s opinion, [they] must 10 either incorporate their findings into the RFC or offer an explanation for why [they] chose not to 11 accept them.” Sahyoun v. Saul, No. 2:18-CV-576-EFB, 2020 WL 1492661, at *3 (E.D. Cal. Mar. 12 27, 2020); see also Martin v. Comm’r of Soc. Sec. Admin., 472 F. App’x 580 (9th Cir. 2012) (“The 13 administrative law judge (ALJ) erred when formulating Martin’s residual functional capacity (RFC) 14 because the RFC neither incorporated Dr. Steiner’s opinion of Martin’s work limitations nor gave 15 specific and legitimate reasons for rejecting it.”); Bain v. Astrue, 319 F. App’x 543, 545−46 (9th Cir. 16 2009) (holding ALJ erred in not including consultative examining psychologist’s moderate 17 limitations in the RFC, despite specifically crediting these limitations in the opinion); Harrell v. 18 Kijakazi, No. 1:20-cv-00614-GSA, 2021 WL 4429416, at *4 (E.D. Cal. Sept. 27, 2021) (“The ALJ 19 was under no obligation to accept a medical opinion he found unsupported by the record. But, 20 having clearly stated that he was according [the physician]’s opinion great weight, the ALJ was 21 under an obligation to account for the moderate limitations [the physician] identified irrespective of 22 the broader reasoning in support of the RFC.”); Flores v. Saul, No. 1:18-cv-01523-SKO, 2020 WL 23 509098, at *5 (E.D. Cal. Jan. 31, 2020) (finding ALJ erred by assigning great weight to consultative 24 psychologist’s opinion, but failing to provide specific and legitimate reasons for rejecting significant 25 4 Because further proceedings will necessitate the re-evaluation of the evidence, see infra, the Court does not reach the 26 additional allegations of error. See Hiler v. Astrue, 687 F.3d 1208, 1212 (9th Cir. 2012) (“Because we remand the case to the ALJ for the reasons stated, we decline to reach [plaintiff’s] alternative ground for remand.”); see also Rendon 27 G. v. Berryhill, No. EDCV 18-0592-JPR, 2019 WL 2006688, at *8 (C.D. Cal. May 7, 2019); Harris v. Colvin, No. 13- cv-05865 RBL, 2014 WL 4092256, at *4 (W.D. Wash. Aug. 11, 2014); Augustine ex rel. Ramirez v. Astrue, 536 F. 28 Supp. 2d 1147, 1153 n.7 (C.D. Cal. 2008) (“[The] Court need not address the other claims plaintiff raises, none of 1 portions of the opinion); Wascovich v. Saul, No. 2:18-cv-659-EFB, 2019 WL 4572084, at *3−5 (E.D. 2 Cal. Sept. 20, 2019) (finding ALJ erred by assigning substantial weight to consulting examiner’s 3 opinion that the plaintiff had a mild to moderate impairment in her capacity to maintain regular 4 attendance, but failed to account for the limitation in the RFC); Neufeld v. Berryhill, No. 2:16-cv- 5 03644 (VEB), 2018 WL 4739699, at *6 (C.D. Cal. Sept. 30, 2018) (“Having afforded ‘great weight’ 6 to the opinions of Dr. Bartell and Dr. Loomis, the ALJ was bound to either incorporate their findings 7 as to Plaintiff’s limitations or explain why she decided not to accept them.”). An ALJ errs when 8 they do not explain why they did not adopt all findings or limitations from a persuasive opinion. 9 Patterson v. Comm’r of Social Sec., No. 2:23-cv-00635 AC, 2024 WL 4216810, at *8 (E.D. Cal. 10 Sept. 17, 2024). 11 B. Analysis 12 As set forth above, and as pertinent here, consultative examiner Dr. Faurbo opined that 13 Plaintiff was moderately limited with the abilities to accept instructions from supervisors and deal 14 with the usual stress encountered in competitive work environment. (AR 1078–79.) Consultative 15 examiner Dr. Sulier opined that Plaintiff was “mildly to moderately” impaired with her abilities to 16 maintain regular attendance in the workplace, and moderately impaired with her abilities to complete 17 a normal workday or workweek without interruptions resulting from her psychiatric condition and 18 deal with the usual stresses encountered in a competitive work environment. (AR 1122–23.) 19 The ALJ found Dr. Faurbo’s opinion “persuasive,” as it was “supported by a personal 20 examination” and “consistent with [Plaintiff’s] activities, and with the medical evidence of record.” 21 (AR 42.) Dr. Sulier’s assertion regarding the needs for additional breaks was rejected by the ALJ, 22 but the other findings were found “persuasive” because they were “supported by her personal 23 examination” and “consistent with the medical evidence of record and [Plaintiff’s] reported daily 24 activities.” (AR 44.) 25 The question before the Court is whether the ALJ, having deemed Drs. Faurbo’s and Sulier’s 26 opinions persuasive, “appropriately translated the moderate limitations from that opinion into 27 concrete restrictions in the RFC.” Harrell, 2021 WL 4429416, at *6−7; see also id. (“But, having 28 clearly stated that he was according Dr. Stafford’s opinion great weight, the ALJ was under an 1 obligation to account for the moderate limitations Dr. Stafford identified irrespective of the broader 2 reasoning in support of the RFC.”). In answering this question, the Court is mindful that an ALJ’s 3 RFC findings need only be consistent with assessed limitations and not identical to them. See Turner 4 v. Comm’r of Soc. Sec., 613 F.3d 1217, 1222−23 (9th Cir. 2010); Wascovich, 2019 WL 4572084, at 5 *5 (“This does not necessarily mean that the ALJ was required to explicitly transcribe the limitation 6 in the RFC. Rather, he is required to account for it in his ‘translation.’”); Rounds v. Comm’r of Soc. 7 Sec. Admin., 807 F.3d 996, 1006 (9th Cir. 2015) (“[T]he ALJ is responsible for translating and 8 incorporating clinical findings into a succinct RFC.”); Ashlock v. Kijakazi, No. 1:21-cv-01687-GSA, 9 2022 WL 2307594, at *3 (E.D. Cal. June 27, 2022) (“The RFC need not mirror a particular opinion; 10 it is an assessment formulated by the ALJ based on all relevant evidence.”). 11 Here, it is not clear from the ALJ’s decision if—and if so, how—the ALJ may have 12 incorporated into the assessed RFC the opined “mild to moderate” and moderate limitations in Drs. 13 Faurbo’s and Sulier’s persuasive opinions. See Wascovich, 2019 WL 4572084, at *5. The 14 Commissioner contends that the limitations are accounted for by the assessed RFC. (Doc. 17 at 7– 15 8.) The Court disagrees. 16 First, the Commissioner maintains that the limitations to occasional interaction with 17 supervisors and independent work with only “incidental interactions” with others accommodates the 18 moderate impairment in accepting instructions by supervisors. (Id. at 7.) The Commissioner cites 19 no legal authority for this proposition. At least one district court in this Circuit recently found the 20 opposite: that a moderate limitation in the ability to accept instructions from supervisors was not 21 addressed in the RFC by a limitation to “occasional interactions with supervisors.” Ninh M. v. 22 Bisignano, No. 24-CV-08513-PCP, 2026 WL 1069987, at *4–5 (N.D. Cal. Mar. 31, 2026). 23 The Commissioner next contends that the opined limitations in maintaining regular 24 attendance at work, completing a normal workday, and dealing with workplace stress are accounted 25 for in the RFC by the limitations to “simple work-related decisions” and “occasional changes in 26 routine work setting.” (Doc. 17 at 7–8.) Courts within this district, however, have noted that the 27 district court case law “tends to favor the view that a restriction to simple/routine tasks . . . does not 28 account for the moderate limitations . . . in . . . handling work related stressors, maintaining regular 1 attendance, and completing a normal workweek without interruption,” as opined by Drs. Faurbo and 2 Sulier. Harrell, 2021 WL 4429416, at *6 (collecting cases). Macquarrie v. Comm’r of Soc. Sec., 3 No. 1:21-CV-00072-CDB, 2023 WL 8242069, at *6 (E.D. Cal. Nov. 28, 2023) (“[T]he weight of 4 more recent case law [ ] tends to refute the argument that a limitation to simple, routine tasks in the 5 RFC adequately accounts for moderate limitations in the ability to complete a normal workday and 6 the ability to handle stress.”) (quoting Slover v. Kijakazi, No. 1:21-cv-01089-ADA-BAM, 2023 WL 7 5488416, at *4 (E.D. Cal. Aug. 24, 2023); Sahyoun, 2020 WL 1492661, at *4 (rejecting argument 8 that the RFC determination that plaintiff could sustain work involving simple, repetitive tasks 9 adequately captured moderate limitations in maintaining regular attendance, completing a normal 10 workday or work week without interruption from a psychiatric condition, and handling normal work- 11 related stress); Berenisia Madrigal v. Saul, No. 1:18-cv-01129-SKO, 2020 WL 58289, at *5−6 (E.D. 12 Cal. Jan. 6, 2020) (finding that ALJ’s RFC of simple, routine tasks with limited peer and public 13 contact did not account for opined limitations in “completing a normal workday or work week due 14 to her psychiatric condition, moderate difficulties dealing with stress and changes encountered in the 15 workplace, and an up to moderate likelihood that she would emotionally deteriorate in a work 16 environment”). Contrary to the Commissioner’s argument, a limitation to “occasional changes in 17 routine work setting” similarly does not account for Dr. Sulier’s opined limitations in Plaintiff’s 18 ability to maintain regular attendance in the workplace and to complete a normal workday or 19 workweek. See Toftee v. Comm’r of Soc. Sec., No. 1:24-CV-01139-BAM, 2025 WL 2687721, at *5 20 (E.D. Cal. Sept. 19, 2025) (RFC limiting the plaintiff to understanding, remembering, and carrying 21 out simple instructions, occasional interaction with supervisors, coworkers, and the public, and 22 occasional changes in a routine work setting “fails to account for Plaintiff’s moderate limitations in 23 completing a normal workday or workweek without interruptions from a psychiatric condition.”); 24 Lamar v. Comm’r of Soc. Sec., No. 1:24-CV-00504-EPG, 2025 WL 318294, at *4 (E.D. Cal. Jan. 25 28, 2025) (concluding limitation to simple, routine work and other limitations imposed in the RFC 26 – in the areas of concentration, persistence, or pace, and the ability to deal with routine changes and 27 respond to supervision, coworkers, and work situations – did not fully account for whether plaintiff 28 had the ability to regularly attend work and complete a full day without interruptions from his mental 1 impairments); Mathews v. Comm’r of Soc. Sec., No. 1:23-cv-01345-HBK, 2025 WL 225094, at *7 2 (E.D. Cal. Jan. 17, 2025) (finding RFC limiting plaintiff to nonpublic simple work consisting of 3 simple routine repetitive tasks, only occasional interaction with supervisors and coworkers, and non- 4 production line work with only occasional workplace changes, did not account for moderate 5 limitations in plaintiff’s ability to complete a normal workday/work week and the likelihood of 6 emotional deterioration). 7 Based on the foregoing, the Court finds that the ALJ’s RFC did not adequately address or 8 account for Drs. Faurbo’s and Sulier’s “mild to moderate” and/or moderate limitations in Plaintiff’s 9 ability to accept instructions from supervisors, maintain regular attendance in the workplace, 10 complete a normal workday or workweek, and deal with the usual stresses encountered in a 11 competitive work environment. See Phounsavath v. Comm’r of Soc. Sec., No. 1:23-cv-01436-HBK, 12 2025 WL 719297, at *7 (E.D. Cal. Mar. 6, 2025) (finding RFC limiting plaintiff to simple, routine 13 tasks with only occasional public contact, occasional tasks that require teamwork, no quota-driven 14 work, and working mainly with objects and not people, did not account for findings of moderate 15 limitations in plaintiff’s ability to complete a normal workday/work week and deal with stress and 16 changes encountered in the workplace); Gowan v. Comm’r of Soc. Sec., No. 1:23-cv-00598-DAD- 17 AC, 2024 WL 3372470, at *3 (E.D. Cal. July 11, 2024) (“[T]he RFC’s restriction to ‘simple, routine 18 and repetitive tasks’ did not account for [moderate] limitations to plaintiff’s ability to maintain 19 attendance and to perform work activities without additional or special supervision.”); Christopher 20 G. v. Saul, No. 2:19-cv-06150-AFM, 2020 WL 2079972, at *6 (C.D. Cal. Apr. 30, 2020) (RFC that 21 the plaintiff could “perform work involving simple, routine tasks with limited public and co-worker 22 interaction” failed to address moderate limitation in maintaining regular attendance, completing a 23 normal workday or workweek, or in performing at a consistent pace without an unreasonable number 24 and length of rest periods); Sahyoun, 2020 WL 1492661, at *4 (RFC limiting the plaintiff to simple, 25 repetitive tasks and no more than occasional interaction with supervisors, coworkers and public did 26 not adequately capture moderate limitations in maintaining regular attendance, completing a normal 27 workday or work week without interruption from a psychiatric condition, and handling normal work- 28 related stress); Cummings v. Berryhill, No. 5:17-cv-00056-AS, 2018 WL 813620, at *1, 3 (C.D. Cal. 1 Feb. 9, 2018) (ALJ’s RFC determination limiting the plaintiff to work involving simple, routine 2 tasks, a non-public environment, and non-intense interaction with coworkers and supervisors failed 3 to take into account that plaintiff was “moderately limited in his ability to perform work activities 4 without additional or special supervision, to complete a normal workday or workweek without 5 interruption resulting from any psychiatric conditions, and to deal with the usual stresses 6 encountered in competitive work”). 7 Because the ALJ credited Drs. Faurbo’s and Sulier’s opinions, the ALJ needed to address 8 either (1) how they translated the opined “mild to moderate” and moderate limitations into the RFC, 9 or (2) why they did not translate the opined limitations into the RFC. See Stubbs-Danielson, 539 10 F.3d at 1174. Absent an explanation for failing to account for these limitations, the Court finds that 11 the ALJ’s RFC determination is not supported by substantial evidence. See Christopher S. Z. v. 12 O’Malley, No. 2:23-CV-09446-DTB, 2024 WL 6916748, at *4 (C.D. Cal. Oct. 15, 2024); Sahyoun, 13 2020 WL 1492661, at *3; Robbins, 466 F.3d at 886 (“an ALJ is not free to disregard properly 14 supported limitations”); Warren v. Saul, No. 8:19-CV-02270-PD, 2021 WL 259435, at *6 (C.D. Cal. 15 Jan. 26, 2021); Byrd v. Colvin, 2017 WL 980559, at *8 (D. Or. Mar. 14, 2017) (“Here, the ALJ gave 16 great weight to [the] opinion, but the RFC failed to take into account all of the limitations identified 17 by [the doctor], and the ALJ failed to explain why she did not include the limitations in the RFC. 18 As a result, the ALJ erred in formulating the RFC.”). 19 C. Harmlessness Review 20 The Court must now consider whether the ALJ’s error was harmless. Molina, 674 F.3d at 21 1115. Courts look at the entire record to determine whether the error alters the outcome of the case. 22 Id.; March v. Colvin, 792 F.3d 1170, 1172 (9th Cir. 2015). An error is harmless “where it is 23 inconsequential to the ultimate nondisability determination.” Molina, 674 F.3d at 1115 (citations 24 omitted). 25 The Court cannot conclude that the error is harmless as it is not clear whether inclusion of 26 the unaddressed limitations as opined by Drs. Faurbo and Sulier would have eliminated available 27 jobs. Moderate limitations are not per se disabling, but they may translate into more concrete work 28 restrictions. See Macquarrie, 2023 WL 8242069, at *7. For example, the VE testified that a person 1 who was off task greater than 10 percent would not be tolerated by an employer for unskilled work. 2 (AR 72.) Additionally, the VE testified that a person absent eight or more days per year would 3 preclude all work. (AR 73.) Had the ALJ included different limitations in the RFC based upon a 4 proper review of the evidence, the ultimate disability determination may have been different. 5 Accordingly, the Court cannot find that the error was “inconsequential to the ultimate nondisability 6 determination.” Molina, 674 F.3d at 1115. 7 D. Remedy 8 In a case where the ALJ’s determination is not supported by substantial evidence or is tainted 9 by legal error, the court may remand the matter for additional proceedings or an immediate award 10 of benefits. Remand for additional proceedings is proper where (1) outstanding issues must be 11 resolved, and (2) it is not clear from the record before the court that a claimant is disabled. See 12 Benecke v. Barnhart, 379 F.3d 587, 593 (9th Cir. 2004). 13 Here, the Court finds, and Plaintiff agrees, (Doc. 15 at 13), that remand for further 14 proceedings is the appropriate remedy. See, e.g., Chan v. Bisignano, No. 1:25-CV-01479-SKO, 15 2026 WL 807520, at *7 (E.D. Cal. Mar. 24, 2026) (remanding for further proceedings where RFC 16 determination was not supported by substantial evidenced due to failure to consider credited 17 moderate limitations). On remand, the ALJ shall either incorporate all of the credited limitations 18 assessed by Drs. Faurbo and Sulier into the assessed RFC or explain why any such limitation(s) is 19 not incorporated. 20 V. CONCLUSION AND ORDER 21 Based on the foregoing, the Court finds that the ALJ’s decision is not supported by 22 substantial evidence and is, therefore, VACATED. The case is REMANDED to an ALJ for further 23 proceedings consistent with this Order. The Clerk of Court is DIRECTED to enter judgment in 24 favor of Plaintiff Maria Ventura and against Defendant Frank Bisignano, Commissioner of Social 25 Security. 26 IT IS SO ORDERED. 27 28 Dated: July 2, 2026 /s/ Sheila K. Oberto .