Marcus Rivers v. United States

777 F.3d 1306, 96 Fed. R. Serv. 812, 2015 WL 468171, 2015 U.S. App. LEXIS 1798
CourtCourt of Appeals for the Eleventh Circuit
DecidedFebruary 5, 2015
Docket12-15208
StatusPublished
Cited by125 cases

This text of 777 F.3d 1306 (Marcus Rivers v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marcus Rivers v. United States, 777 F.3d 1306, 96 Fed. R. Serv. 812, 2015 WL 468171, 2015 U.S. App. LEXIS 1798 (11th Cir. 2015).

Opinion

ROBRENO, District Judge:

This appeal arises out of a claim of ineffective assistance of counsel. After his 2007 conviction for conspiring to possess with intent to distribute, Marcus Rivers filed a motion to vacate his sentence under 28 U.S.C. § 2255, alleging that his trial attorney — who died before Rivers filed his § 2255 petition — was constitutionally ineffective in several ways. At an evidentiary hearing on Rivers’s claims, counsel for Rivers’s codefendant testified, in relevant part, about conversations he had with Rivers’s lawyer before the trial. Over Rivers’s objection, the district court permitted that testimony under Federal Rule of Evidence 807, the residual exception to the hearsay rules. After the district court denied Rivers’s § 2255 motion, Rivers was granted a certificate of appealability on the question of whether that hearsay testimo *1308 ny was properly admitted under Rule 807, and now brings this appeal.

We hold that the statements admitted under Rule 807 lacked the “circumstantial guarantees of trustworthiness” required by the rule, and so it was error for the district court to admit them. However, we will not reverse the district court’s denial of Rivers’s § 2255 motion because, even after excising the improperly admitted testimony of his codefendant’s counsel, Rivers has failed to meet his burden to prove the claims in his petition. Therefore, the Rule 807 error was harmless and we affirm the district court’s denial of Rivers’s § 2255 motion.

I.

In 2006, Marcus Rivers and ten other defendants were charged by superseding indictment with (1) conspiring to import into the United States at least five kilograms of a substance containing a detectable amount of cocaine and a substance containing a detectable amount of marijuana, in violation of 18 U.S.C. § 2 and 21 U.S.C. §§ 952(a), 960(b)(1)(B) and (b)(4), and 963 (Count 1); and (2) conspiring to possess with intent to distribute at least five kilograms of a substance containing a detectable amount of cocaine and a substance containing a detectable amount of marijuana, in violation of 18 U.S.C. § 2 and 21 U.S.C. §§ 841(a)(1), (b)(1)(A), and (b)(1)(D), and 846 (Count 2).

Ana Maria Jhones was appointed as Rivers’s attorney. In a motion for continuance of trial, Jhones indicated that she had been unable to review Rivers’s case with him due to his financial inability to travel to her office, and that he had not participated “in ANY communication” with her regarding his defense. Jhones later filed a motion to withdraw as Rivers’s counsel due to irreconcilable differences; the magistrate judge granted the motion and ordered the clerk to appoint new counsel. On April 10, 2007, the court appointed Brian R. McComb to represent Rivers.

The court held a May 23, 2007, hearing to determine the admissibility of wiretap evidence against Rivers and several other codefendants, including Thomas Jones. Neither Rivers nor Jones was present at the hearing.

Trial began two weeks later. At the close of the government’s case, the court granted Rivers a judgment of acquittal as to Count 1, and at the conclusion of trial, the jury convicted Rivers of Count 2. The court sentenced Rivers to 180 months’ imprisonment and 5 years’ supervised release. Meanwhile, as Rivers’s case was proceeding through direct appeal under newly appointed counsel, McComb died. McComb’s widow has indicated that she is unable to locate any of his case files.

After the rejection of his direct appeal, Rivers filed a timely motion to vacate his sentence under 28 U.S.C. § 2255. This motion alleged in relevant part 1 that his trial counsel, McComb, had provided ineffective assistance of counsel in two ways. First, he had failed to review the government’s evidence with Rivers prior to trial (“Ground 3”). According to his motion, had Rivers understood the weight of the government’s evidence against him, he would have entered a guilty plea rather than proceeding to trial and thus would have been eligible for an acceptance-of- *1309 responsibility reduction and the safety valve. Therefore, Rivers claimed, he had been prejudiced by McComb’s performance. See Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Second, McComb had failed to advise Rivers about whether he should plead guilty or proceed to trial (“Ground 4”). Here, Rivers alleged that McComb had in fact told him that the government had no evidence against him, and that McComb failed both to develop an opinion about whether Rivers should plead guilty and to express that opinion to him. Had McComb advised him to plead, Rivers alleged, he would have pled guilty and received the benefit of a three-level reduction for acceptance of responsibility, and therefore the failure to so advise him rendered his representation constitutionally ineffective.

The magistrate judge held an evidentiary hearing on August 25, 2011, on Rivers’s ineffective assistance claims. Rivers testified that, after a brief introduction when McComb became his lawyer, he only ever spoke with McComb again the day before trial, when McComb instructed him on the phone to come to court the following day. Rivers and McComb met for the first time at the courthouse the day they began jury selection. Rivers testified that he and McComb had never discussed any of the following: evidence, discovery materials, motions, witnesses, exhibits, defense witnesses, defense exhibits, expert witnesses, the Sentencing Guidelines, his criminal record, the indictment, the jury instructions, the elements of the charges against him, or the wiretap recordings. He also testified that he never spoke with McComb about the possibility of pleading guilty or whether he should have done so. At the same hearing, the government admitted that it had nothing with which to refute Rivers’s testimony about his alleged lack of communication with McComb.

The magistrate judge issued a report and recommendation concluding that, assuming Rivers could prove deficiency, he had not established that he had been prejudiced by counsel’s alleged deficiencies. 2 Rivers objected, arguing that he had shown that with proper advice, he would have pled guilty, accepted responsibility, and sought a more lenient sentence from the court. The district court agreed with Rivers, finding that there was a reasonable probability that but for counsel’s alleged deficiency, the sentence would have been reduced. Therefore, the court indicated that Rivers was entitled to § 2255 relief if he could satisfy the deficiency prong of Strickland,

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Bluebook (online)
777 F.3d 1306, 96 Fed. R. Serv. 812, 2015 WL 468171, 2015 U.S. App. LEXIS 1798, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marcus-rivers-v-united-states-ca11-2015.